The opinion of the court was delivered by: LAWRENCE M. MCKENNA
I. Attorneys' Fees in Copyright Actions
The Copyright Act states that in its discretion a court may award costs "by or against any party" and "a reasonable attorney's fee to the prevailing party." 17 U.S.C. § 505; see also Orgel v. Clark Boardman Co., 301 F.2d 119, 122 (2d Cir.), cert. denied, 371 U.S. 817, 9 L. Ed. 2d 58, 83 S. Ct. 31 (1962). Until recently, the Second Circuit employed the "dual" standard in granting such awards. Under that standard, prevailing plaintiffs would generally recover modest fees, but prevailing defendants would only receive fees where the "'court [found] plaintiff's suit to have been baseless, frivolous, unreasonable, or brought in bad faith.'" Roth v. Pritikin, 787 F.2d 54, 57 (2d Cir. 1986) (quoting Grosset & Dunlap, Inc. v. Gulf & Western Corp., 534 F. Supp. 606, 610 (S.D.N.Y. 1982)).
In Fogerty v. Fantasy, Inc., 127 L. Ed. 2d 455, 114 S. Ct. 1023 (1994), the Supreme Court rejected the dual standard. The Court held that while fee awards remained in the court's discretion, "prevailing plaintiffs and prevailing defendants are to be treated alike." Id. at 1033. "'There is no precise rule or formula for making these determinations,' but instead equitable discretion should be exercised 'in light of the considerations we have identified.'" Id. (quoting Hensley v. Eckerhart, 461 U.S. 424, 436-37, 76 L. Ed. 2d 40, 103 S. Ct. 1933 (1983)). In Hensley, a civil rights action, the Court considered such factors as the reasonableness of legal fees, and the adequacy of their documentation; it therefore provides no direct guidance for copyright actions. The Fogerty Court did approve of the guiding factors employed by the Third Circuit, which included "'frivolousness, motivation, objective unreasonableness (both in the factual and in the legal components of the case)' . . . so long as such factors are faithful to the purposes of the Copyright Act." 114 S. Ct. at 1023 n.19 (quoting Lieb v. Topstone Industries, Inc., 788 F.2d 151, 156 (3d Cir. 1986) (rejecting a double standard in copyright actions)).
Noting that the Second Circuit has not spoken to this issue since Fogerty, the court in Screenlife Establishment v. Tower Video, No. 92 Civ. 5010, 868 F. Supp. 47, 1994 U.S. Dist. LEXIS 12074 (S.D.N.Y. Aug. 24, 1994), reviewed pre-Fogerty cases in this circuit and post-Fogerty cases from other circuits. The court concluded that prevailing defendants could receive attorneys' fees on a finding of objective unreasonableness of the claim -- "bad faith or frivolousness is not a prerequisite to an award." Id. at *17.
II. Applying the Standard
Williams argues that he "presented, in good faith, a novel and complex issue, namely, under what circumstances, and upon what standard, should a court find that a book targeted for an adult audience infringes upon the copyright of a book intended for children." (Pl.'s Mem. at 4.) Defendants' position is that this case presented a "run-of-the-mill issue of 'substantial similarity.'" (Defs.' Mem. at 2.) Defendants observe that the substantial similarity test has been applied, without modification, to compare works in different mediums. See, e.g., Horgan v. Macmillan, Inc., 789 F.2d 157, 162 (2d Cir. 1986) (choreographed work could be infringed by substantially similar still photographs); Rogers v. Koons, 960 F.2d 301, 312 (2d Cir.), cert. denied, 121 L. Ed. 2d 278, 113 S. Ct. 365 (1992) (three-dimensional sculpture infringed by two-dimensional photograph); 1 M. Nimmer & D. Nimmer, Nimmer on Copyright § 13.05(B) (discussing the irrelevance of a difference in the media of compared works).
Finding that William's claim was based on the comparison of "highly selective, scattered details," id. at 160, the Court granted Defendants' motion for summary judgment. The same finding supports the Courts determination on the present motion that William's claim was "objectively unreasonable." The Court therefore grants Defendants' motion for costs and attorneys' fees. That, of course, does not mean that Defendants are entitled to all of the fees they claim to have earned on this case.
Rule 54 of the Federal Rules of Civil Procedure, as amended effective Dec. 1, 1993, provides for an initial determination of a parties' entitlement to recover costs and attorneys' fees, with a subsequent determination of the size of the award. Fed. R. Civ. P. 54(d)(2). By providing an estimate of the amount sought and promptly filing, Defendants have fulfilled the requirements of Rule 54 for a fee award. In determining, in its discretion, the size of the award, the Court will "consider the amount of work, the skill employed, damages at issue, and the result achieved." Oboler v. Goldin, 714 F.2d 211, 213 (2d Cir. 1983). Defendants' candid assertion that this case was neither "novel" nor "complex" is also a factor which the Court, in its discretion, may consider.
For the reasons stated above, Defendants' motion is granted. Defendants will provide documentation of their costs and attorneys' fees, including attorneys' time sheets, within 20 days from the date of ...