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SECURITIES AND EXCHANGE COMMISSION v. BEAR

United States District Court, S.D. New York


March 10, 2004.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- BEAR, STEARNS & CO. INC., Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- JACK BENJAMIN GRUBMAN, Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- J.P. MORGAN SECURITIES INC., Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- LEHMAN BROTHERS INC., Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- U.S. BANCORP PIPER JAFFRAY INC., Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- UBS SECURITIES LLC, f/k/a UBS WARBURG LLC, Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- GOLDMAN, SACHS & CO., Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- CITIGROUP GLOBAL MARKETS INC., f/k/a SALOMON SMITH BARNEY, Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- CREDIT SUISSE FIRST BOSTON LLC, f/k/a CREDIT SUISSE FIRST BOSTON CORPORATION, Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- HENRY McELVEY BLODGET, Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- MORGAN STANLEY & CO. INCORPORATED, Defendant;

The opinion of the court was delivered by: WILLIAM PAULEY, District Judge Page 2

ORDER

[EDITOR'S NOTE: THIS PAGE CONTAINED "CA AND DO INFORMATION"] Page 3

[EDITOR'S NOTE: THIS PAGE CONTAINED "CA AND DO INFORMATION"] Page 4

  On March 10, 2004, this Court entered an Order regarding the distribution of funds in SEC v. Henry M. Blodget, 03 Civ. 2947 (WHP). Pursuant to that Order, this Court hereby revises "Addendum B" to the prior Final Judgments, entered on October 31, 2003, in the related actions to reflect the addition of the Blodget Order. The revised "Addendum B" is attached hereto.

  The Clerk is directed to file copies of this Order with the revised "Addendum B" in all of the related actions: (1) SEC v. Bear Stearns and Co. Inc., 03 Civ. 2937 (WHP); (2) SEC v. Jack B. Grubman, 03 Civ. 2938 (WHP); (3) SEC v. J.P. Morgan Securities Inc., 03 Civ. 2939 (WHP); (4) SEC v. Lehman Brothers Inc., 03 Civ. 2940 (WHP); (5) SEC v. Merrill Lynch Pierce Fenner & Smith, Inc., 03 Civ. 2941 (WHP); (6) SEC v. U.S. Bancorp. Piper Jaffray, Inc., 03 Civ. 2942 (WHP); (7) SEC v. UBS Securities LLC, 03 Civ. Page 5 2943 (WHP); (8) SEC v. Goldman, Sachs and Co., 03 Civ. 2944 (WHP); (9) SEC v. Citigroup Global Markets Inc., 03 Civ. 2945 (WHP); (10) SEC v. Credit Suisse First Boston LLC, 03 Civ. 2946 (WHP); (11) SEC v. Henry M. Blodget, 03 Civ. 2947 (WHP); and (12) SEC v. Morgan Stanley & Co. Incorporated, 03 Civ. 2948 (WHP).

  SO ORDERED: Page 6

  Addendum B:

List of "Related Actions"
1. SEC v. Bear, Stearns & Co. Inc., No. 03 Civ. 2937 (WHP)
  2. SEC v. Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc., No. 03 Civ. 2945 (WHP)

  3. SEC v. Credit Suisse First Boston LLC, f/k/a Credit Suisse First Boston Corporation, No. 03 Civ. 2946 (WHP)

  4. SEC v. Goldman, Sachs & Co., No. 03 Civ. 2944 (WHP)

  5. SEC v. J.P. Morgan Securities Inc., No. 03 Civ. 2939 (WHP)

  6. SEC v. Lehman Brothers, Inc., No. 03 Civ. 2940 (WHP)

  7. SEC v. Merrill Lynch, Pierce, Fenner & Smith Incorporated, No. 03 Civ. 2941 (WHP)

  8. SEC v. Morgan Stanley & Co. Incorporated, No. 03 Civ. 2948 (WHP)

  9. SEC v. UBS Securities LLC, f/k/a UBS Warburg LLC, No. 03 Civ. 2943 (WHP)

  10. SEC v. U.S. Bancorp. Piper Jaffray, Inc., No. 03 Civ. 2942 (WHP)

  11. SEC v. Henry McKelvey Blodget, No. 03 Civ. 2947 (WHP)

20040310

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