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SECURITIES AND EXCHANGE COMM. v. BEAR

United States District Court, S.D. New York


March 29, 2004.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- BEAR, STEARNS & CO. INC., Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- JACK BENJAMIN GRUBMAN, Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- J.P. MORGAN SECURITIES INC., Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- LEHMAN BROTHERS INC., Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- U.S. BANCORP PIPER UAFFRAY INC., Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- UBS SECURITIES LLC, f/k/a UBS WARBURG LLC, Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- GOLDMAN, SACHS & CO., Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- CITIGROUP GLOBAL MARKETS INC., f/k/a SALOMON SMITH BARNEY, Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- CREDIT SUISSE FIRST BOSTON LLC, f/k/a CREDIT SUISSE FIRST BOSTON CORPORATION, Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against-HENRY McELVEY BLODGET, Defendant; SECURITIES AND EXCHANGE COMMISSION, Plaintiff, -against- MORGAN STANLEY & CO. INCORPORATED, Defendant

The opinion of the court was delivered by: WILLIAM PAULEY, District Judge Page 2

ORDER

[EDITOR'S NOTE: THIS PAGE CONTAINED PARTY INFORMATION]. Page 3

[EDITOR'S NOTE: THIS PAGE CONTAINED PARTY INFORMATION]. Page 4

  On February 6, 2004, this Court appointed Francis McGovern, Esq. as Distribution Fund Administrator. (Order of Appointment, dated February 6, 2004.) Professor McGovern has selected the accounting firm of Crowe Chizek and Company LLC to assist him with the Distribution Fund Accounts at the FRB-NY. Accordingly, the FRB-NY is authorized to include Crowe Chizek and Company LLC in the monthly distribution of Account Statements referenced in Section III.D of the October 2, 2003 Account Agreement.

  The Clerk is directed to file copies of this Order in all of the related actions: (1) SEC v. Bear Stearns and Co. Inc., 03 Civ. 2937 (WHP); (2) SEC v. Jack B. Grubman, 03 Civ. 2938 (WHP); (3) SEC v. J.P. Morgan Securities Inc., 03 Civ. 2939 (WHP); (4) SEC v. Lehman Brothers Inc., 03 Civ. 2940 (WHP); (5) SEC v. Merrill Lynch Pierce Fenner & Smith, Inc., 03 Civ. 2941 Page 5 (WHP); (6) SEC v. U.S. Bancorp. Piper Jaffray, Inc., 03 Civ. 2942 (WHP); (7) SEC v. UBS Securities LLC, 03 Civ. 2943 (WHP); (8) SEC v. Goldman, Sachs and Co., 03 Civ. 2944 (WHP); (9) SEC v. Citigroup Global Markets Inc., 03 Civ. 2945 (WHP); (10) SEC v. Credit Suisse First Boston LLC, 03 Civ. 2946 (WHP); (11) SEC v. Henry M. Blodget, 03 Civ. 2947 (WHP); and (12) SEC v. Morgan Stanley & Co. Incorporated, 03 Civ. 2948 (WHP).

  SO ORDERED. Page 1

20040329

© 1992-2004 VersusLaw Inc.



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