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IN RE REZULIN PRODUCTS LIABILITY LITIGATION

United States District Court, S.D. New York


June 21, 2004.

In re: REZULIN PRODUCTS LIABILITY LITIGATION (MDL No. 1348). This Document Relates to: All Cases Listed in Schedule A.

The opinion of the court was delivered by: LEWIS KAPLAN, District Judge

MEMORANDUM OPINION

Defendants Warner-Lambert and affiliates move, pursuant to Fed. R. Civ. P. 37(b), for sanctions against several hundred plaintiffs on the ground that they willfully have failed to comply with this Court's discovery orders. The motion was brought only after these plaintiffs thwarted defendants' efforts to conduct discovery concerning their claims by their persistent failure to provide discovery despite orders of this Court and warning letters from defense counsel. The sanctions sought are dismissal on the merits with prejudice and an injunction under the All Writs Act*fn1 barring the dismissed plaintiffs and their counsel from re-filing their Rezulin actions in any court.

  I. Background: The Context of this Motion.

  These actions are among thousands seeking recovery in state and federal courts for personal injuries allegedly resulting from the use of the prescription diabetes medication Rezulin, formerly manufactured by defendants Warner-Lambert Co. and its Parke-Davis division. More than one thousand such cases have been consolidated here for pretrial proceedings by the Judicial Panel on Multidistrict Litigation.*fn2

  A. Amended Pretrial Order 2 and Pretrial Order 4.

  Virtually all of the cases before the Court seek recovery for personal injuries. Thus, while plaintiffs' discovery against the manufacturer defendants concerns predominantly common issues, defendants' discovery includes inquiry into the particular circumstances of the plaintiff.

  At the outset of the litigation, the Court, after obtaining extensive input from counsel, approved a so-called Fact Sheet seeking case specific information such as when the plaintiff took Rezulin, the nature of the medical condition for which it was taken, the nature of the alleged injuries, and the identities and addresses of medical providers, employers and insurers.*fn3 Each plaintiff was ordered to complete a Fact Sheet under oath and to return it to the defendants with completed authorizations for medical, insurance and employment records. The responses are to be treated as interrogatory answers and are intended to enable the defendants to investigate plaintiffs' claims and to proceed with depositions, motions or other appropriate measures.

  Under Pretrial Order 2, the initial scheduling order,*fn4 plaintiffs in cases that were transferred by the Multidistrict Panel to, and docketed in, this Court on or before December 13, 2000 were obliged to serve completed Fact Sheet responses forty days after approval of the Fact Sheets and thus on or before January 15, 2001.*fn5 Responses by plaintiffs in cases docketed subsequent to December 13, 2000 are due on or before the fortieth day after the docketing of their cases in this Court.*fn6

  PTO 2 authorized the defendants to send warning letters to plaintiffs whose disclosures were untimely and/or inadequate, identifying deficiencies in the responses and advising that failure to comply fully with the Order could result in dismissal of plaintiffs' actions.*fn7 Thus, plaintiffs have known from the outset that noncompliance with Fact Sheet discovery could result in dismissal. B. Pretrial Order 208

  Nevertheless, many plaintiffs failed to serve Fact Sheets or provided materially incomplete responses, e.g., Fact Sheets without sworn declarations and/or authorizations. The defendants sent hundreds of deficiency letters seeking compliance and warning of possible sanctions, but these requests and warnings went unheeded by many.

  The magnitude of non-compliance became evident in late 2003. Notwithstanding two warning letters from defense counsel advising them of their noncompliance and reminding them of possible dismissal by the Court, approximately 1,015 plaintiffs remained in default.*fn8 These delinquencies remained largely uncured despite several conferences at which the PEC and the defendants worked with the Court on drafting an order that would secure compliance.*fn9 Finally, the Court issued PTO 208 on November 11, 2003.

  1. The Extended Compliance Deadline

  PTO 208 granted a final opportunity for compliance to the 1,015 plaintiffs who remained in default under PTO 2.*fn10 It granted an additional 45 days to these plaintiffs to serve complete Fact Sheets*fn11 and warned unequivocally that the Court would treat noncompliance under PTO 208 as a "willful failure" to obey its discovery orders that could result in dismissal on the merits with prejudice and injunctive relief. The order provided in relevant part:

"1. If any plaintiff identified in Attachment 1 does not serve a fully completed Fact Sheet, including all necessary documents and authorizations on Defendants' Counsel (Kaye Scholer LLP) within forty-five (45) days of the date of this Order, this Court, upon motion, may dismiss the delinquent plaintiff's action with prejudice and/or impose other sanctions, which may include monetary penalties, based upon that plaintiff's willful failure to comply with the Court's discovery orders.
"2. Dismissals made under the Order will be on the merits with the intent that any further claim by a dismissed plaintiff arising as a consequence of his or her treatment with Rezulin shall be precluded.
"3. The Court also may issue an injunction pursuant to the All Writs Act, 28 U.S.C. § 1651, enjoining plaintiffs and their counsel from re-filing in any court any claim or action so dismissed."*fn12
  The order included also a provision that required counsel for plaintiffs who were in default under PTO 208, and against whom defendants had moved to dismiss, to provide their client(s) with a copy of PTO 208 within 21 days of the filing the motion and to advise their client(s) of the sanctions that could follow in the event of their continued noncompliance.*fn13

  In sum, PTO 208 granted the 1,015 delinquent plaintiffs a final 45-day grace period, thus fixing a deadline of December 19, 2003 for those subject to the order. Plaintiffs then received an additional three-week extension courtesy of defendants, who notified counsel for all affected plaintiffs that, in view of the various holidays, completed Fact Sheets would be considered timely if submitted by January 9, 2004.*fn14

  2. Effect of PTO 208

  PTO 208 was not entirely without effect. Following its issuance, the number of noncompliant plaintiffs decreased from 1,015 to fewer than 500. As of late February 2004, however, more than 400 remained delinquent. Of these, most had served no Fact Sheets at all. Some had served Fact Sheets lacking the requisite sworn declarations and/or medical authorizations, deficiencies that are material. Among other things, the lack of sworn declarations diminished the evidentiary value of the responses, and the lack of authorizations has prevented the defendants from conducting essential discovery of doctors, employers and insurers and from conducting meaningful depositions of these plaintiffs. Indeed, without authorizations, defendants have been unable to determine such basic facts as whether certain plaintiffs even took Rezulin. More to the point, the Court's orders were clear from the beginning that plaintiffs were required to make complete, not piecemeal or partial, disclosures.*fn15

  III. The Present Motion

  On February 27, 2004 defendants moved for sanctions. As of this writing, the motion applies to over 400 plaintiffs, most of whom served no Fact Sheets and many of whom served materially incomplete responses.*fn16 Among these plaintiffs, nearly 300 filed no response to the sanctions motion.*fn17 Oppositions were filed on behalf of certain plaintiffs represented by the firm of Littlepage Booth and others represented by the firm of Girardi & Keese.

  A. Admissions of Default

  At the outset, it is undisputed that all of the plaintiffs now subject to the motion — including those who opposed it and those who did not — are in material breach of their discovery obligations and in default under PTO 208. In other words, during the 60 days following the entry of PTO 208, these plaintiffs did nothing.

  The Littlepage and Girardi firms argue, for the most part, that dismissal would be inappropriate. Each firm has grouped its respective clients into three categories according to criteria that appear to be neither logical nor material. As best as the Court can determine, the plaintiffs who have appeared through these counsel fall into three groups: some who even counsel admit should be sanctioned, some who served Fact Sheets after defendants filed their motion, and yet others who promise to do so at an unspecified time in the future and seek more time. A few of the Littlepage plaintiffs also offer excuses for their failure to comply with PTO 208. As explained below, none of these contentions is persuasive.

  B. The Littlepage Plaintiffs

  Littlepage has subdivided its delinquent plaintiffs into Groups 1, 2 and 3.

  1. Group 1

  This group consists of 19 plaintiffs who "have never submitted a fact sheet nor have they made any effort to do so."*fn18 Littlepage essentially concedes their inexcusable default and allows that dismissals with prejudice "might be appropriate." For reasons stated below, the Court agrees.

  2. Group 3

  Littlepage's Group 3 consists of 22 plaintiffs who served no, or materially incomplete, Fact Sheets. They oppose sanctions based on promises to perform at some future date.*fn19 Littlepage "estimates that it will take two weeks to complete submissions of the required materials for these Plaintiffs"*fn20 and asks the Court to grant them an equivalent extension of time. While the point is immaterial, there is no evidence that any of these promises were fulfilled in the twelve weeks since they were made.

  3. Group 2

  The 17 plaintiffs in Littlepage's Group 2 admit to serving Fact Sheets that were materially incomplete either because they lacked the HIPAA-compliant medical authorizations or the plaintiff's verification.*fn21

  First, these plaintiffs argue that their defaults under PTO 208 were excusable because they "never received any type of written deficiency notice regarding the inadequacy(ies) [sic] of their fact sheet,"*fn22 or a "subsequent warning letter generated after Defendants received the Plaintiff's fact sheet notifying that Plaintiff that either their medical authorization or declaration was deficient."*fn23 They go on to claim that, despite not receiving a third warning letter, their counsel has "since has learned that these Plaintiffs' fact sheets were submitted without HIPPA [sic] compliant medical authorizations or unsigned declarations" and now is "diligently" gathering responsive documents.*fn24

  The defendants rejoin that it was not their obligation to point out inadequacies in the disclosures that plaintiffs' counsel served on defendants. In any event, they contend, plaintiffs' counsel was well aware that three Court orders required production of "fully completed" Fact Sheets and Fact Sheets "including all necessary documents and authorizations."*fn25

  Further undermining plaintiffs' excuse of ignorance, defendants contend, is Ms. Littlepage's extensive experience with Rezulin cases. They note that she represents more than 1,200 Rezulin plaintiffs, including more than 400 in this MDL, and has tried six Rezulin cases. In consequence, defendants argue that plaintiffs' continued noncompliance, at this late date, warrants dismissal. Defendants contend also that they have suffered actual prejudice as a result of plaintiffs serving Fact Sheets without authorizations and/or declarations because these omissions deprived them of the information necessary to move the cases forward to resolution by motion or trial.

  Second, the Group 2 plaintiffs argue that their cases should not be dismissed because they began to make diligent efforts to comply after the defendants moved for sanctions. Counsel states conclusorily that, in response to the sanctions motion, she "has been actively obtaining HIPAA compliant medical authorizations and signed declarations and forwarding them to the Defendants, most recently on March 10th and 11th."*fn26 These "supplements," plaintiffs vaguely contend, "in many cases remedy the alleged deficiencies allowing the Defendants to move forward with their investigation of each Plaintiff's respective claims without any prejudice."*fn27

  Defendants counter that all missing authorizations or signed declarations that were served beginning on March 10th are untimely and, given the extensive opportunities for compliance that plaintiffs forfeited — before and after PTO 208 — this last-ditch attempt at compliance simply is too little, too late.

  Finally, Littlepage asserts that a finding of "willfulness, fault or blatant neglect required to dismiss these Plaintiffs' claims without considering their underlying merit"*fn28 is foreclosed by the fact that these plaintiffs allegedly sprang into action in response to the the defendants' sanctions motion.

  C. The Girardi Plaintiffs

  The Girardi firm divided its plaintiffs into three subgroups that are listed in Exhibits 1, 2 and 3 to the declaration of Vincent J. Carter, Esq.

  1. Plaintiffs in Girardi Exhibit 3

  The plaintiffs listed in Exhibit 3 "have not yet completed Fact Sheets and Authorization [sic] as required under the Court's Order [sic],"*fn29 so plaintiffs "request additional time in which to comply with Pretrial Order No. 208."*fn30 Plaintiffs' counsel assert that they "have made diligent efforts to obtain completed Fact Sheets."*fn31 The implication here is that these plaintiffs have refused to cooperate with discovery despite their own counsel's efforts.

  Defendants argue that the Court has ample warrant to dismiss the claims of these plaintiffs who indisputably ignored the deadline imposed by PTO No. 2 (requiring submission of Fact Sheets "within 40 days of the docketing of the case"), ignored defendants' warning letters and then ignored the final warning in PTO 208. In these circumstances, they argue, plaintiffs' counsel's conclusory assertion of "diligent efforts" is insufficient to avoid dismissal.

  Defendants note also, and plaintiffs do not dispute, that Mr. Girardi is highly experienced in Rezulin litigation. He reportedly represents more than 1,000 Rezulin plaintiffs, including more than 350 in the MDL, as well as many others in cases that are in the process of being transferred to this MDL. In addition, he is lead counsel in the coordinated Rezulin proceeding in California Superior Court.

  2. Plaintiffs in Girardi Exhibits 1 & 2

  All 22 plaintiffs in Exhibits 1 and 2 who remain subject to the motion admittedly are in material default of PTOs 2, 4 and 208. All, save two, tried to serve outstanding discovery on the defendants after the sanctions motion was filed. No reason is offered why any of these plaintiffs failed to comply with the final Court-ordered deadline. Nor is there a description of what, if any efforts, counsel or its clients made between the date of PTO 208 and the filing of the sanctions motion to comply with it. The defendants maintain that in view of the fact that before defaulting under PTO 208 these plaintiffs previously had ignored the PTO 2 deadline and the defendants' two warning letters, these plaintiffs' belated post-motion disclosures are a "last-ditch attempt at compliance [that] is too little, too late."*fn32

  This leaves the two remaining plaintiffs in Exhibit 1: Mason (02 Civ. 3471) and Weiss (03 Civ. 1758), as to whom the record is bare of any evidence that any portion of Fact Sheet discovery ever was served. According to plaintiffs' counsel, Mason allegedly served a Fact Sheet on March 11, 2004. But no supporting evidence is offered and defendants deny ever receiving one. Weiss claims that she timely served a Fact Sheet on January 8, 2004, but defendants claim to have no proof of service before March 11, 2004. Plaintiff has submitted no evidence to the contrary. In sum, these plaintiffs offer no persuasive proof of even partial compliance with any of the Court's discovery orders and no arguments to excuse or justify their noncompliance.

  II. Discussion.

  A. Rule 37(b) Sanctions

  1. Standard

  Rule 37(b)(2) provides, in pertinent part, that when "a party fails to obey an order to provide or permit discovery," the Court may "make such orders in regard to the failure as are just," including "[a]n order striking out pleadings or parts thereof . . ." The imposition of sanctions under Rule 37 is within the discretion of the district court, and a decision to dismiss an action for failure to comply with discovery orders will be reversed only if the decision constitutes an abuse of that discretion.*fn33

  The purpose of sanctions under Rule 37 is threefold. The first is to prevent a party from benefitting from its own failure to comply with orders. The second is to effect specific deterrence and to secure compliance with particular orders issued. The third is general deterrence "in the case at hand an on other litigation, provided that the party against whom [sanctions] are imposed was in some sense at fault."*fn34 In regard to general deterrence, the Court of Appeals has emphasized that the harsh remedy of dismissal in an appropriate case is "necessary to achieve the purpose of Rule 37 as a credible deterrent `rather than a `paper tiger.'"*fn35 It has made clear that it intends "strictly to enforce sanctions provided for noncompliance with discovery orders"*fn36 and that a "party who flouts such orders does so at [its] peril."*fn37 Moreover, although sanctions such as dismissal are "strong medicine," they are "necessary on appropriate occasion to enforce compliance with the discovery rules and maintain a credible deterrent to potential violators."*fn38

  2. Willfulness, Bad Faith or Fault.

  Before imposing case-dispositive sanctions, a district court first must find that the party's failure to comply with discovery is a product of "willfulness, bad faith, or . . . fault" rather than mere "inability."*fn39

  In this case, the plaintiffs in question have breached their obligations materially, willfully and in bad faith. They ignored the deadlines by which they were ordered in PTO 2 to serve completed Fact Sheets. They ignored two warning letters from defense counsel. Then they ignored the final deadline set by the Court in PTO 208. They failed to act despite the fact that the orders warned unequivocally that noncompliance could result in case-dispositive sanctions. Moreover, with one immaterial exception, plaintiffs have offered no excuse at all for these failures. The only plaintiffs who even raise a claim of excuse are those in Littlepage's Group 2. They did not know that their responses were materially deficient, they assert, because the defendants did not sent them a third warning letter.

  This excuse rings hollow, as the two deficiency letters sent to these very plaintiffs proved utterly ineffective. Moreover, the suggestion that it was up to the defendants to advise plaintiffs' lawyers that the discovery they provided was missing declarations or authorizations is absurd. Indeed, the most favorable inference to be drawn from this contention is that plaintiffs and their counsel were grossly negligent in failing to know of, and timely to obey, the Court's discovery orders, which itself would warrant severe sanctions under Rule 37.*fn40 The uncontradicted evidence, however, is that the Littlepage firm is highly experienced as Rezulin counsel, which undermines any suggestion that the failure of the Littlepage Group 2 plaintiffs to serve timely and adequate responses was the product of anything but willfulness or bad faith.

  A further claim is made by the Littlepage plaintiffs who promise future compliance or allege compliance by dint of serving discovery after the sanctions motion was filed. They argue that their post-motion activities preclude a finding of "willfulness, fault or blatant neglect required to dismiss these Plaintiffs' claims without considering their underlying merit."*fn41 Plaintiffs cite no authority for the proposition that conduct engaged in after the filing of a sanctions motion is relevant to determining whether conduct preceding a sanctions motion evidenced willfulness, bad faith or fault. Moreover, as discussed further below, it is within the district court's discretion to treat as immaterial to the sanctions analysis a party's efforts at belated compliance on a record like the one presented here.

  In these circumstances, the Court finds that the failure of all the plaintiffs now subject to this motion to produce complete Fact Sheets in response to PTO 2 and PTO 208 was willful.

  3. Other Factors in the Sanctions Analysis.

  Having concluded that there has been a willful failure to comply with its orders, the Court now considers the appropriate sanctions. Relevant factors include (1) the efficacy of lesser sanctions, (2) the duration of the period of noncompliance, and (3) whether the non-compliant party has been warned of the consequences of his non-compliance.*fn42 a. Futility of Lesser Sanctions.

  The Court has considered lesser sanctions and concluded that they would be futile and ineffective to deter these plaintiffs from repeating their conduct or to deter litigants in this MDL and in general from engaging in dilatory tactics. The lesser sanction of an extension of time would be futile too; it already has failed. Most recently, plaintiffs inexcusably disregarded an order granting a 45 day extension and warning unequivocally that the possible consequences of non-compliance included case-dispositive sanctions. Additional discovery orders, moreover, would only multiply discovery-compliance proceedings — in circumstances where the likelihood of their efficacy is slim — at a time when the Court's resources should be devoted to the vast majority of these consolidated cases which have not been stalled by recalcitrant plaintiffs and are nearing resolution on the merits or trial-readiness.*fn43

  Some of the plaintiffs contend that their efforts to serve piecemeal fragments of overdue discovery in response to the defendants' sanctions motion preclude the imposition of drastic sanctions. This argument ignores the Supreme Court's instruction that sanctions be weighed in light of the full record in the case.*fn44 Applying this standard, the Court of Appeals in Cine Forty-Second Street rejected a similar attempt to avoid sanctions based on belated compliance in response to a sanctions motion, reiterating that:

"compulsion of performance in the particular case at hand is not the sole function of Rule 37 sanctions. Under the deterrence principle of National Hockey, plaintiff's hopelessly belated compliance should not be accorded great weight. Any other conclusion would encourage dilatory tactics, and compliance with discovery would come only when the backs of counsel and the litigants were against the wall."*fn45
  These principles apply here. In consequence, the Court accords little weight to the fact that some plaintiffs, after months and often years of unexplained inaction, attempted to serve some overdue discovery after the defendants filed their sanctions motion.

  On similar, but even weaker, footing stands the claim of plaintiffs who seek to reassure the Court and defense counsel with promises to furnish outstanding Fact Sheets if they are granted additional time. Regrettably, in light of the plaintiffs' conduct so far, the Court is not reassured. Plaintiffs' promises of future compliance materialized only when their backs were against the wall of impending sanctions.*fn46 To allow such claims to defeat this motion would render the sanctions provisions of Rule 37 a "paper tiger."

  In any event, the Court is unwilling, as plaintiffs implicitly urge, to manage discovery compliance in this vastly complicated MDL through the device of sanctions motions. Such an approach, among other things, would require the Court to devote a disproportionate share of its resources to the continuous supervision of Fact Sheet discovery — "a result directly contrary to the overall scheme of the federal discovery rules"*fn47 — at the expense of all other matters in these proceedings which other parties are working so hard to move forward. Indeed, this is a "particularly appropriate [case] for implementing the general deterrent purpose of Rule 37(b)(2)(C)."*fn48 There are more than 1,000 cases — encompassing many more plaintiffs — consolidated in this MDL while new tag-along actions continue to be transferred on a rolling basis. To accept the plaintiffs' implicit argument that the Court's discovery and case management orders may be flouted freely by any plaintiff because the Court will indulge further extensions after the defendants file sanctions motions would reward noncompliant plaintiffs for their misconduct while effectively bringing hundreds of these cases to a near-halt as a result of fact-discovery compliance issues. This would be unacceptable. b. Duration of Period of Non-compliance.

  While many of the actions subject to this motion were docketed at the time of the MDL transfer order, some were docketed subsequently as tag-along cases, so the lengths of periods of noncompliance vary. But they do not vary materially because the fact remains that they are substantial,*fn49 and no plaintiff who has opposed the motion has argued otherwise. Moreover, the simple fact is that all of the plaintiffs who are subject to this motion inexcusably did nothing in the 60 days following PTO 208.

  Plaintiffs cite International Mining Co. v. Allen & Co.*fn50 for the general proposition that a "litigant's due process rights are implicated when its claims are extinguished on a motion under Rule 37." This principle is not in dispute, but it is as unhelpful to these plaintiffs as it was to the plaintiff International Mining. The court there dismissed the complaint under Rule 37 after finding that the plaintiff "[did] not take its discovery obligations or this court's orders seriously."*fn51 It held that

"dismissal of [plaintiff's] complaint will not deprive it of due process. It has had ample opportunity to be heard on this motion and certainly was aware that its failure to comply with the discovery rules and the orders of this court could result in dismissal."*fn52
The same is true of the plaintiffs here.

  c. Warnings of Consequences of Non-Compliance.

  All of the plaintiffs here unquestionably were on notice that their cases might be dismissed for noncompliance and none has argued otherwise. The warnings they received in PTO 2 and PTO 208, and in the two letters sent by defense counsel, were clear.

  In all the circumstances, the Court finds that dismissal on the merits with prejudice is warranted under Rule 37 and that the purposes of the Rule thereby are served.

  III. Injunctive Relief.

  Defendants repeatedly have raised the concern that plaintiffs dismissed with prejudice under Rule 37(b)(2) might re-file their actions elsewhere and that certain state courts in which such actions might be filed would not accord res judicata effect to this Court's judgment.*fn53 Against this possibility, the defendants move for an injunction under the All Writs Act,*fn54 barring the plaintiffs dismissed by this order from re-filing their Rezulin actions in another court. No opposition has been filed to this branch of the motion.

  The All Writs Act empowers a district court with authority to issue writs "necessary or appropriate in aid of" its jurisdiction.*fn55 This phrase embraces such writs "as may be necessary or appropriate to effectuate and prevent the frustration of orders it has previously issued"*fn56 and injunctions to prevent the re-litigation of a federal court's judgments, even if res judicata could be invoked in a subsequent suit.*fn57

  An injunction under the All Writs Act is appropriate this case. Absent an injunction, many of these plaintiffs might well bring new state court actions, attempt to prevent removal by joining non-diverse defendants, and then seek to challenge in state courts the preclusive effect of this court's judgment, thus multiplying and fragmenting the litigation. In view of the extensive efforts by some plaintiffs to defeat federal jurisdiction in many of these cases, this is not a speculative concern.*fn58 This Court is not required to "stand idly by and hope that [a] state court" accords preclusive effect to its rulings before issuing an otherwise appropriate injunction.*fn59 Moreover, equity traditionally has sought to protect litigants from being subjected to a needless multiplicity of actions.*fn60 Accordingly, the Court is persuaded that the injunction sought here is necessary and appropriate in aid of its jurisdiction so as to prevent the frustration of its prior discovery orders, ensure the preclusive effect of its order dismissing the actions of plaintiffs who willfully disregarded those prior orders, and to prevent a multiplicity of actions.

  This relief is not unique. Analogous writs have been issued by other MDL courts, including in In Re Corrugated Container Antitrust Litig., where the Fifth Circuit upheld an injunction, issued by the district court presiding over a complex antitrust MDL, that barred plaintiffs who had been dismissed from the MDL from pursuing related claims against the same defendants in a South Carolina state court.*fn61 The injunction was upheld as necessary "to protect or effectuate [the] judgments [of the MDL court]," based on the district court's specific findings that the plaintiffs' attorneys had "taken, and manifested an intention to continue to take, actions threatening this court's exercise of its proper jurisdiction and the effectuation of its judgments, by filing and threatening to file duplicative and harassing litigation in the courts of various states and by seeking therein orders disrupting the proceedings in M.D.L. 310."*fn62

  Finally, there is no suggestion that a judgment of this Court dismissing the subject actions on the merits with prejudice in consequence of the willful violation of this Court's discovery orders would not be entitled, as a matter of federal law made controlling by the Supremacy Clause, to preclusive effect in a state court. While the precise question has not been decided yet in this Circuit, the sign posts are clear that the Supreme Court, if called upon to decide the issue, would extend preclusive effect to this Court's order.*fn63

  IV. Conclusion.

  For the reasons stated, the defendants' motion for sanctions and injunctive relief [00 Civ. 2843, docket item 1816, 1817] is granted as set forth above. The claims of the plaintiffs listed on Schedule A (in both Amended Exhibits A and B) all are dismissed on the merits and with prejudice. All plaintiffs there listed and their counsel, present and future, are enjoined from filing any further actions arising out of these plaintiffs' purchase or use of Rezulin.

  SO ORDERED. SCHEDULE A*fn64

  Defendants' Amended Exhibit A

 

Plaintiffs Who Failed to Provide Fact Sheets After Two Warning Letters As of February 19, 2004
Applicable Action Motion Applies to Plaintiffs Warning Warning Letter 1 Letter 2 00 Civ. 5124

 Tina Florman Florman, Tina 03/05/01 02/22/02

 00 Civ. 6070

 Carmella Lomboy Lomboy, C armella 03/05/01 02/11/02

 00 Civ. 6082

 Joanne Lesinskas Lesinskas, Joanne 03/05/01 06/28/02

 00 Civ. 6083

 John E. Jenkins Jenkins, John E. 03/05/01 02/08/02

 00 Civ. 7057

 Jorge L. Serrano Serrano-Molina, Jorge L. 03/05/01 02/11/02 Molina

 00 Civ. 7058

 Antonio Guerra Guerra-V alentin, Antonio 03/05/01 02/12/02 Valentin

 00 Civ. 7062

 Rafael Aranda Ramos Aranda-Ramos, Rafael 03/05/01 02/12/02 00 Civ. 7065

  Nilsa Laracuente Laracuente, Nilsa 03/05/01 02/12/02

  00 Civ. 8076

  Juan Galloza-Ruiz Galloza-Ruiz, Juan 03/05/01 02/11/02

  01 Civ. 0052

  Eloina Santos-Catala, Aviles, Jose Margolla 03/5/01 02/14/02 et al. Ferrell, George R. 03/5/01 02/14/02 Lopez, Ivan Leonel Tapia 03/5/01 02/14/02 Molina, William F. 03/5/01 02/14/02 Bruckman 03/5/01 02/14/02 Morales, Anibal 03/5/01 02/14/02 Villanueva, Migdalia

  

(Motion does not cover all plaintiffs named in complaint)
01 Civ. 0053

  

Martha Garcia, et al. De Jesus, Rosa Berrios 03/05/01 02/14/02 Ortiz, Irene Rolon 03/05/01 02/14/02 Pleasant, Joseph E. 03/05/01 02/14/02 Resto, Eugenio Colon 03/05/01 02/14/02
(Motion does not cover all plaintiffs named in complaint)
01 Civ. 0054 06/19/01 Carmen Nunez-Valle, Jesus 01/16/03 Gonzalez-Sanabria, et al. (Motion does not cover all plaintiffs named in complaint) 01 Civ. 0055

  Aida I. Torres-Marrero, Benitez-Cuyar, Hector A. 03/05/01 02/11/02 et al. Gonzalez-De-Ortiz-Cruz, 03/05/01 02/11/02 Carmen 03/05/01 02/11/02 Gonzalez-Viera, Luis M. 03/05/01 02/11/02 Palm, Jessica 03/05/01 02/11/02 Rodil Suarez, Carlos R.

  

(Motion does not cover all plaintiffs named in complaint)
01 Civ. 0056

  Aida Rivera-Carrasquillo, Arroyo, Esther 03/05/01 02/14/02 et al. Colon-Daussa, Placido E. 03/05/01 02/14/02 Garcia-Diaz, Awilda 03/05/01 02/14/02 Lopez Cruz, Maria Esther 03/05/01 02/14/02 Rivera Nunez, Luz M. 03/05/01 02/14/02 Santiago-Vega, Franicisco 03/05/01 02/14/02 Santos-Morales, Maria Irene 03/05/01 02/14/02

  

(Motion does not cover all plaintiffs named in complaint)
01 Civ. 0057

  Luz E. Marrero-Cabrera, Aponte, Ana M. Cruz 03/05/01 02/14/02 et al. Carrion, Eliseo De Leon 03/05/01 02/14/02 Rodriguez, Petra Abreu 03/05/01 02/14/02 Villanueva, Jose A. Ricard 03/05/01 02/14/02

  

(Motion does not cover all plaintiffs named in complaint) 01 Civ. 1715
Elena Bordoy-Sanabria, Borroto, Miguel 06/19/01 04/22/02 et al. De La Rosa Perez, Victoria 06/19/01 04/22/02 Figueroa Correa, Sonia 06/19/01 04/22/02 Gomez-De Vazquez, Ignacia 06/19/01 04/22/02 Hernandez, Fortuna 06/19/01 04/22/02 Martinez-Alsina, Jesus 06/19/01 04/22/02 Rodriguez Aguilo, Ralph 06/19/01 04/22/02 Rodriguez Nieves, Nelson 06/19/01 04/22/02 Rodriguez Perez, Zadia E. 06/19/01 04/22/02

  

(Motion does not cover all plaintiffs named in complaint)
01 Civ. 2243

  Robert Lowell Bixby Bixby, Robert Lowell 05/10/01 02/13/02

  01 Civ. 2715

  

Carolyn Lutch, et al. Clay, Vanessa 05/10/01 02/14/02 Clinkscale, Albert 05/10/01 02/14/02 Fountain, Mamie L. 05/10/01 02/14/02 Frace, Joseph A. 05/10/01 02/14/02 Hartwell, Lillian M. 05/10/01 02/14/02 Hilliard, Amanda 05/10/01 02/14/02 Jagers, Mary 05/10/01 02/14/02 James, Mary A. 05/10/01 02/14/02 Kangas, Carl 05/10/01 02/14/02 Lattrell, Rhonda 05/10/01 02/14/02 Reed, Annie Lee 05/10/01 02/14/02 Shoemaker, William 05/10/01 02/14/02 Walker, Aldenia B. 05/10/01 02/14/02 Walker, Isabella 05/10/01 02/14/02 Weaver, George 05/10/01 02/14/02 Williams, Sandra G. 05/10/01 02/14/02 Yurick, Joseph 05/10/01 02/14/02
(Motion does not cover all plaintiffs named in complaint)
01 Civ. 2719

  Sue Higgins Higgins, Charles 06/19/01 02/12/02

  01 Civ. 3313

  Jerry Rogers Rogers, Jerry 09/10/01 02/12/02

  01 Civ. 3315

  Roach Roach, Glenn H. 09/10/01 02/12/02

  01 Civ. 4115

  Barbara J. Hardy Hardy, Barbara Jean 10/17/02 11/22/02

  01 Civ. 5762

  Evelyn McCoy Singleton, Evelyn McCoy 10/16/01 02/11/02 Singleton

  01 Civ. 6054

  Benjamin E. Ashby, et Jones, Ivan 01/14/02 03/11/02 al. (Motion does not cover all plaintiffs named in complaint)

  01 Civ. 6056

  Mildred Armstread, et Hutchinson, Eardell 01/14/02 03/11/02 al. (Motion does not cover all plaintiffs named in complaint) 01 Civ. 6060

  Felician Ambuese, et Birch, Ava 01/14/02 03/11/02 al. Galliano, Janis 01/14/02 03/11/02

  

(Motion does not cover all plaintiffs named in complaint)
01 Civ. 6071

  Wilfredo De La Cruz, Barreto, Orlando Ponce 11/12/01 02/14/02 et al. Correa, Juan Medina 11/12/01 02/14/02 Ledesma, Francisco 11/12/01 02/14/02 Camacho 11/12/01 02/14/02 Morales, Virginia Ruiz

  

(Motion does not cover all plaintiffs named in complaint)
01 Civ. 6966

  Dorothy Quinn Quinn, Dorothy 11/12/01 02/12/02

  01 Civ. 7337

  Shirley Stagg (as Satterwhite, Henry Ford 04/28/03 06/03/03 administratrix of the Estate of Henry Ford Satterwhite)

  01 Civ. 7767

  Louverta King, et al. Nelson, Shelb 11/14/01 02/06/02

  

(Motion does not cover all plaintiffs named in complaint) 01 Civ. 8159
Dawn Babineaux, et al. Matherne, Darrick 03/18/02 05/02/02

  

(Motion does not cover all plaintiffs named in complaint)
01 Civ. 8173

  Clara Peacock Peacock, Grant W. 11/12/01 02/11/02

  01 Civ. 9822

  Ernest Breeden Breeden, Ernest 03/04/02 05/02/02

  01 Civ. 10563

  

Ulysiss Abadine, et al. Fradella, Frieda 03/04/02 05/02/02 Woods, Eugene 03/04/02 05/02/02
(Motion does not cover all plaintiffs named in complaint)
01 Civ. 10564

  

Darlene Accardo, et al. Adams, Euges 03/18/02 05/02/02 Bourg, Kenneth 03/18/02 05/02/02 Bourg, Robert 03/18/02 05/02/02 Maniscalco, Anthony 03/18/02 05/02/02 Smith, Lori 03/18/02 05/02/02
(Motion does not cover all plaintiffs named in complaint)
01 Civ. 11866

  Eliza E. Taylor Taylor, Eliza E. 03/06/02 05/02/02 01 Civ. 11872

  Hazel L. Collier Collier, Onza 03/05/02 05/02/02 (Administratrix of the Estate of Onza Collier)

  01 Civ. 11878

  Debra Baker, et al. Lewis, Linda* 03/20/02 07/01/02

  

(Motion does not cover all plaintiffs named in complaint)
02 Civ. 1713

  Henry Baker Baker, Henry 06/10/02 07/01/02

  02 Civ. 1718

  Priscilla J. Henson, et Jarrell, Ralph W. 04/23/02 07/01/02 al. Smith, Constance S. 04/23/02 07/01/02

  

(Only remaining plaintiffs in action)
02 Civ. 1719

  Marcella Askew, et al. Burge, Helen* 04/23/02 07/01/02

  

(Motion does not cover all plaintiffs named in complaint)
02 Civ. 1720

  Esly Brown, Ruth* 04/23/02 07/01/02 Alvarado-Umanzor, et al. (Motion does not cover all plaintiffs named in complaint) 02 Civ. 1721

  Lillie Barnes, et al. Cadoree, Terri* 04/23/02 07/01/02

  

(Motion does not cover all plaintiffs named in complaint)
02 Civ. 1722

  Jerry Albright, et al. Carter, Betty Lou* 04/23/02 07/01/02

  

(Motion does not cover all plaintiffs named in complaint)
02 Civ. 1723

  

Johnny Adams, et al. McCorkle, Jackie* 06/11/02 08/06/02 Mosley, Maggie* 06/11/02 08/06/02 Trimble, Diana* 06/11/02 08/06/02
(Motion does not cover all plaintiffs named in complaint)
02 Civ. 1724

  David Abudei, et al. Harris, Camile* 04/23/02 07/03/02

  

(Motion does not cover all plaintiffs named in complaint) 02 Civ. 2214
Mae Broughton, et al. Barnum, Anna 05/03/02 07/01/02 Broughton, Mae 05/03/02 07/01/02 Casey, Jerry 05/03/02 07/01/02 Harris, Wilbur C. 05/03/02 07/01/02 King, Joe 05/03/02 07/01/02 Lopez, Felix 05/03/02 07/01/02 McLaughlin, James G. 05/03/02 07/01/02 Nelson, Tom 05/03/02 07/01/02 Wilson, John 05/03/02 07/01/02
  
(Motion does not cover all plaintiffs named in complaint)
02 Civ. 2218

  Mildred E. O'Neal O'Neal, Mildred 05/03/02 06/28/02

  02 Civ. 2497

  Joann Burrow Burrow, Joann 06/07/02 08/06/02

  02 Civ. 3112

  Mary Jean Compton Compton, Mary Jean 06/07/02 08/06/02

  02 Civ. 3113

  Slemp Donald Armes Armes, Slemp Donald 06/07/02 08/06/02

  02 Civ. 3114

  Lois A. Lester Lester, Lois A. 06/07/02 08/06/02

  02 Civ. 4539

  Fred A. Osborne Osborne, Fred A. 07/31/02 09/12/02

  02 Civ. 4540

  Mona L. Taylor Taylor, Mona L. 07/31/02 09/12/02 02 Civ. 4541

  Henry M. Yates Yates, Henry Michael 07/31/02 09/12/02

  02 Civ. 4542

  Carson F. Hawks Hawks, Carson F. 07/31/02 09/12/02

  02 Civ. 4543

  Bobby J. Stanley Stanley, Bobby J. 07/31/02 09/12/02

  02 Civ. 4545

  Walter N. Doss Doss, Walter Noah 07/31/02 09/12/02

  02 Civ. 4546

  Donald Powers, Jr. Powers, Donald R. Jr. 07/31/02 09/12/02

  02 Civ. 4547

  John A. Henry, Jr. Henry, John A. Jr. 07/31/02 09/12/02

  02 Civ. 4548

  Albert D. Hicks Hicks, Albert D. 07/31/02 09/12/02

  02 Civ. 4549

  Virginia D. Ruff Ruff, Virginia D. 07/31/02 09/12/02

  02 Civ. 4550

  Russell E. Clevinger Clevinger, Russell E. 07/31/02 09/12/02

  02 Civ. 4551

  William H. Cox Cox, William H. 07/31/02 09/12/02 Applicable Action Motion Applies to Plaintiffs Warning Warning Letter 1 Letter 2 02 Civ. 4552

  Elizabeth Addair Dean, Roxie E. Rose 07/31/02 09/12/02 (administratrix of the estate of Roxie E. Rose Dean, deceased)

  02 Civ. 4566

  

Frank McKenzie, et al. McKenzie, Frank 07/31/02 09/12/02 Turner, Jean 07/31/02 09/12/02
(Motion covers all remaining plaintiffs named in complaint)
02 Civ. 4581

  Tupelu Tupelu Tupelu, Tupelu 09/11/02 10/29/02

  02 Civ. 5033

  Hazel Lee Jefferson, et Anderson, Pamela Ann 11/19/02 03/10/03 al.

  

(Motion does not cover all plaintiffs named in complaint)
02 Civ. 5384

  Linda V. Justus Justus, Linda V. 09/11/02 10/29/02

  02 Civ. 5787

  

James A. Carter, et al. Cantrell, Melvin 09/05/02 10/29/02 Carter, James A. 09/05/02 10/29/02 Holdway, Elizabeth 09/05/02 10/29/02
02 Civ. 5795

  Barbara S. Sparks Sparks, Barbara S. 09/06/02 10/29/02 02 Civ. 5796

  Alfred B. McMillan McMillan, Alfred B. 09/06/02 10/29/02

  02 Civ. 6697

  Eloy N. Aragon, et al. Baitey, Mary 10/17/02 11/22/02 Banks, James Arnett 10/17/02 11/22/02 Brannon, Patty 10/17/02 11/22/02 Brown, Soloman 10/17/02 11/22/02 Bruce, Catherine 10/17/02 11/22/02 Cantey, Pauline 10/17/02 11/22/02 Clark, Jimmy Sr. 10/17/02 11/22/02 Coursey, Patricia 10/17/02 11/22/02 Davis, Christine 10/17/02 11/22/02 Dean, Dorothy 10/17/02 11/22/02 Elam, Reginald Jr. 10/17/02 11/22/02 Erwin, Frances 10/17/02 11/22/02 Fain, Jeannette 10/17/02 11/22/02 Floyd, Fletcher Jr. 10/17/02 11/22/02 Fowler, Martha D. 10/17/02 11/22/02 George, Lillie 10/17/02 11/22/02 German, Gwendolyn 10/17/02 11/22/02 Granger, Claude 10/17/02 11/22/02 Green, Leslie 10/17/02 11/22/02 Holmes, Theresa 10/17/02 11/22/02 Ingber, Shirley R. 10/17/02 11/22/02 Ivey, Florence 10/17/02 11/22/02 Johnson, Cloreta Gaye 10/17/02 11/22/02 Kellum, Nina Ruth 10/17/02 11/22/02 Key, Nathan Jr. 10/17/02 11/22/02 McNeil, Andrea 10/17/02 11/22/02 Montiel, Virginia M. 10/17/02 11/22/02 Moore, Dorothy Mae 10/17/02 11/22/02 Moser, Dorothy J. 10/17/02 11/22/02 Parsons, William 10/17/02 11/22/02 Pena, Daniel J. 10/17/02 11/22/02 Reaves, Sonja 10/17/02 11/22/02 02 Civ. 6697 Sanchez, John B. 10/17/02 11/22/02 (Continued) Schroer, John 10/17/02 11/22/02 Selph, Billie 10/17/02 11/22/02 Eloy N. Aragon, et al. Serna, Elizabeth 10/17/02 11/22/02 Sorensen, Doreen 10/17/02 11/22/02 Stewart, Jean 10/17/02 11/22/02 Tabuada, Judy E. 10/17/02 11/22/02 Tarffenstadt, Bobby Dean 10/17/02 11/22/02 Taylor, Amos 10/17/02 11/22/02 Taylor, Joy 10/17/02 11/22/02 Teasdell, Franklin 10/17/02 11/22/02 Teems, Lacie 10/17/02 11/22/02 Tripp, Doris E. 10/17/02 11/22/02 Trujillo, Mary 10/17/02 11/22/02 Ulmer, Joseph 10/17/02 11/22/02 Williams, Lee 10/17/02 11/22/02 Williams, Penny L. 10/17/02 11/22/02 Young, Patricia 10/17/02 11/22/02

  

(Motion does not cover all plaintiffs named in complaint) 02 Civ. 6813
Roberta Lane, et al. Barlow, Theresa 10/17/02 11/22/02 Barnes, Debra 10/17/02 11/22/02 Daniels, Evangeline 10/17/02 11/22/02 Lane, Roberta 10/17/02 11/22/02 Luttrell, Mamie 10/17/02 11/22/02 Mooney, Samuel Arnold 10/17/02 11/22/02 Necaise, Helen 10/17/02 11/22/02 Newsome, Doris 10/17/02 11/22/02 Pittman, Mary 10/17/02 11/22/02 Poole, Mary F. 10/17/02 11/22/02 Reynolds, Charles 10/17/02 11/22/02 Scott, Cora Bell 10/17/02 11/22/02 Stewart, Bettie L. 10/17/02 11/22/02
  
(Motion does not cover all plaintiffs named in complaint)
02 Civ. 6819

  

Rella Wolf, et al. Boeckman, William 10/17/02 11/22/02 Bumgarner, Mary 10/17/02 11/22/02 Campbell, Terry 10/17/02 11/22/02 Dillon, Matthew 10/17/02 11/22/02 Felder, Lavelle 10/17/02 11/22/02 Godfrey, Donald 10/17/02 11/22/02 Grillot, Ruby 10/17/02 11/22/02 Isom, Ronald 10/17/02 11/22/02 Jones, Joe 10/17/02 11/22/02 Jund, Linda 10/17/02 11/22/02 Wolf, Rella 10/17/02 11/22/02
(Motion does not cover all plaintiffs named in complaint) 02 Civ. 6824
Essie Brown, et al. McGee, William* 10/16/02 11/22/02 Sadler, Virginia* 10/16/02 11/22/02
  
(Motion does not cover all plaintiffs named in complaint)
02 Civ. 7402

  John Fecondo Fecondo, Marie Rose 11/19/02 01/08/03

  02 Civ. 7406

  

Susan Jarrell, et al. Boykin, Steven 11/19/02 01/08/03 Boyles, Robert 11/19/02 01/08/03 Harter, Kimberly 11/19/02 01/08/03 Hartley, Thomas 11/19/02 01/08/03 Hovatter, Richard 11/19/02 01/08/03 Jarrell, Ralph 11/19/02 01/08/03 Keaton, Alberta 11/19/02 01/08/03 Kerr, John 11/19/02 01/08/03 LeMasters, Carl (deceased) 11/19/02 01/08/03 Maynard, Irene (deceased) 11/19/02 01/08/03 Skaggs, Judith 11/19/02 01/08/03 Soward (deceased) 11/19/02 01/08/03 Stanze, Sandra (deceased) 11/19/02 01/08/03 Vencill, Gloria (deceased) 11/19/02 01/08/03 Westmorland, Ronald 11/19/02 01/08/03
02 Civ. 7767

  

Jacqueline Dunn Morris, Theola 11/19/02 01/08/03 Thomas, Lydia 11/19/02 01/08/03 Ware, Annie Sue 11/19/02 01/08/03 Welch, Augusta 11/19/02 01/08/03 Woodall, Helen 11/19/02 01/08/03
(Motion does not cover all plaintiffs named in complaint) 02 Civ. 8395
Rodney Allen, et al. Blackwell, Anita 12/19/02 02/05/03 Douglas, Gregg* 12/19/02 02/05/03
  
(Motion does not cover all plaintiffs named in complaint)
02 Civ. 8396

  Lori Branford, et al. Olivarri, Frank* 12/19/02 02/05/03

  

(Motion does not cover all plaintiffs named in complaint)
02 Civ. 8398

  John Allison, et al. Hathoot, Benjamin* 12/19/02 02/05/03

  

(Motion does not cover all plaintiffs named in complaint)
02 Civ. 9537

  William R. Hurley Hurley, William R. 01/29/03 03/10/03

  02 Civ. 9538

  Polly A. Crusenberry Crusenberry, Polly A. 01/29/03 03/10/03

  02 Civ. 9539

  Patsie L. Fletcher Fletcher, Patsie L. 01/29/03 03/10/03

  02 Civ. 9540

  Mary L. Mullins Mullins, Mary L. 01/29/03 03/10/03 02 Civ. 9966

  Heather Wornkey Wornkey, Heather 01/29/03 03/10/03

  03 Civ. 1322

  Margaret Seidel (For Davenport, Ruby L. 04/28/03 07/25/03 the Estate of George Fitzpatrick, Benjamin 04/28/03 07/25/03 Abdo), et al. (deceased) 04/28/03 07/25/03 McKenzie, Willie 04/28/03 07/25/03 Thomas, Aaron 04/28/03 07/25/03 Tolliver, Emma Mae

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1326

  Archie Adolphus Archie, Rose Marie 04/28/03 06/03/03

  03 Civ. 1752

  

James Hammond, et al. Misarti, Eleanor* 04/28/03 06/03/03 Randawa, Sanjam* 04/28/03 06/03/03
(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1755

  David Layne, et al. Lawson, Basil* 04/28/03 06/03/03

  

(Motion does not cover all plaintiffs named in complaint) 03 Civ. 1756
Gray Smith, et al. Smith, Gray* 04/28/03 06/03/03 Sukhu, Sam* 04/28/03 06/03/03
  
(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1758

  Joyce Kjarsgaard, et Weiss, Barbara* 06/03/03 07/09/03 al.

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1760

  Betty Jo Clark, et al. Gelman, Faina* 04/28/03 09/08/03

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1762

  Connie Muller, et al. Baher, Mary* 04/28/03 06/03/03

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1763

  

Mary Duvall, et al. Ames, Robert* 04/28/03 06/03/03 Flores, Richard* 04/28/03 06/03/03
(Motion does not cover all plaintiffs named in complaint) 03 Civ. 1764
Gegetsik Avetisian, et Avetisian, Gegetsik* 04/28/03 06/03/03 al. Barial, Omega* 04/28/03 06/03/03 Chaparyan, Panos* 04/28/03 06/03/03

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1766

  Leslie Anderson, et al. Anderson, Leslie* 04/28/03 08/07/03

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1767

  Mardjik Gevorkian, et Isaian, Safia* 04/28/03 06/03/03 al.

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1769

  Jon Bay, et al. Cornell, Gary* 04/28/03 06/03/03

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1770

  Anita Gonzalez, et al. Michaud, Phyllis* 04/28/03 06/03/03

  

(Motion does not cover all plaintiffs named in complaint) 03 Civ. 1771
Charles Chuck Carter, Greyer, Wilma* 04/28/03 06/03/03 et al.

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1774

  Hovsep Konyalian, et Orozco, Martha* 04/28/03 06/03/03 al.

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1781

  Charles Bryant, et al. Berman, Martin* 06/03/03 07/09/03

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1783

  JeJusa Allen, et al. Jordan, Sheri* 04/28/03 08/07/03

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 2729

  Chand a Bell (Estate Funches, Robert 06/03/03 07/09/03 of), et al.

  

(Motion does not cover all plaintiffs named in complaint) 03 Civ. 2865
Roberta Arnold, et al. Best, Evelyn* 06/03/03 07/09/03 Brown, Lula* 06/03/03 07/09/03 Gainer, Alma* 06/03/03 07/09/03
  
(Motion does not cover all plaintiffs named in complaint)
03 Civ. 2866

  Eleanor Ivanowski, et Mallory, Joe* 06/03/03 07/09/03 al. Richardson, Virginia* 06/03/03 07/09/03 Zech, Carl* 06/03/03 07/09/03

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 2867

  Juanita Alexander, et Bannat, Tasha 06/03/03 07/09/03 al. Day, Richard* 06/03/03 07/09/03 Handy, Allen* 06/03/03 07/09/03 Spates, Paul* 06/03/03 07/09/03

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 3471

  

Joseph James, et al. Martell, Katherine* 07/10/03 08/19/03 Martinez, Sam* 07/10/03 08/19/03 Mason, Joel (deceased)* 07/10/03 08/19/03
(Motion does not cover all plaintiffs named in complaint) 03 Civ. 3472
Jose Camacho, et al. Anderson, Debra* 07/10/03 08/19/03

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 3473

  Sharon Hawkins, et al. Hawkins, Sharon* 07/10/03 08/19/03

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 3478

  

Manuelita Finch, et al. Jimenez, Jose* 07/10/03 08/19/03 Mawson, Geraldine* 07/10/03 08/19/03
(Motion does not cover all plaintiffs named in complaint)
03 Civ. 3479

  

Lupe Ramos, et al. Ramos, Lupe* 07/10/03 08/19/03 Sedillo, John* 07/10/03 08/19/03 Thorstad, Susan* 07/10/03 08/19/03
(Motion does not cover all plaintiffs named in complaint)
03 Civ. 3480 07/10/03 08/19/03

  Donna Amato, et al. Amato, Donna*

  

(Motion does not cover all plaintiffs named in complaint) 03 Civ. 3482
Balamma Peter, et al. Narvaez, David* 07/10/03 08/19/03 Ramirez, Noe* 07/10/03 08/19/03
  
(Motion does not cover all plaintiffs named in complaint)
03 Civ. 3483

  

Judith Helm, et al. Hernandez, Mark* 07/10/03 08/19/03 Hubbard, Susan* 07/10/03 08/19/03
   (Motion does not cover all plaintiffs named in complaint) 03 Civ. 3484

  

Diana Matthews, et al. Matthews, Diana* 07/10/03 08/19/03 O'Neal, Larry* 07/10/03 08/19/03 Ramirez, Alejandro* 07/10/03 08/19/03
(Motion does not cover all plaintiffs named in complaint)
03 Civ. 3485

  Diane Skinner, et al. Skinner, Diane* 06/24/03 07/25/03

  

(Motion does not cover all plaintiffs named in complaint) 03 Civ. 3486
Jackie Barlow, et al. Dekoven, Carma* 06/24/03 07/25/03 Delafont, Ernestine* 06/24/03 07/25/03 Egger-Mukarvtz, Zoe* 06/24/03 07/25/03
  
(Motion does not cover all plaintiffs named in complaint)
03 Civ. 3487

  Samuel Gupta, et al. Hulick, Ileana* 06/24/03 07/25/03

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 3488

  Linda Sherman Sherman, Stanley 06/24/03 07/25/03

  

(Motion does not cover all plaintiffs named in complaint) 03 Civ. 3490
Debra Brown Barnes, Beason, Roxie Greer 06/24/03 07/25/03 et al. Bennett, Jackie 06/24/03 07/25/03 Bennett, Teresa Hughes 06/24/03 07/25/03 Blackmon, Bobby Lee 06/24/03 07/25/03 Carr, Raymond 06/24/03 07/25/03 Gray, Sandra 06/24/03 07/25/03 Hosey, Betty 06/24/03 07/25/03 Hubbard, Bonnie 06/24/03 07/25/03 Isaac, Brenda 06/24/03 07/25/03 Johnson, Lillian 06/24/03 07/25/03 Jones, Jennifer 06/24/03 07/25/03 Owens, Cenia Ann 06/24/03 07/25/03 Pearson, Francis 06/24/03 07/25/03 Washington, Janice 06/24/03 07/25/03 Woodley, Johnnie L. 06/24/03 07/25/03

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 4760

  Ollie Williams, et al. Williams, Ollie 08/07/03 09/18/03

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 4767

  

Sonja Jones, et al. Blanton, Albert (deceased) 08/07/03 09/18/03 Christian, Louise 08/07/03 09/18/03 Riddell, Sam 08/07/03 09/18/03
(Motion does not cover all plaintiffs named in complaint) 03 Civ. 4768
Pearl Brown, et al. Newkirk, Mildred 08/07/03 09/18/03 Thomas, Sam Allen Jr. 08/07/03 09/18/03 Tomlinson, Jewell 08/07/03 09/18/03
  
(Motion does not cover all plaintiffs named in complaint)
03 Civ. 4769

  

Wanda Boatman, et al. Boatman, Wanda 08/07/03 09/18/03 Brown, Anthony 08/07/03 09/18/03 Burgdoerfer, Clarene 08/07/03 09/18/03 Castille, Jerlean 08/07/03 09/18/03 Coleman, Bessie 08/07/03 09/18/03 Cooper, Mary Ann 08/07/03 09/18/03 Crowley, Charlene 08/07/03 09/18/03 Dyson, Jannie L. 08/07/03 09/18/03 Edwards, Vicki 08/07/03 09/18/03 Emery, Edna 08/07/03 09/18/03 Gainer, Linda 08/07/03 09/18/03 Green, Joe Sr. 08/07/03 09/18/03 Griffin, Zella 08/07/03 09/18/03 Harrington, Joyce 08/07/03 09/18/03 Harris, Marie 08/07/03 09/18/03 Hynes, Betty 08/07/03 09/18/03 Liddell, Vertyle 08/07/03 09/18/03 Mitchell, Joseph A. 08/07/03 09/18/03 Moorehead, Anthony 08/07/03 09/18/03 Neck, Leland 08/07/03 09/18/03 Parish, Laverne 08/07/03 09/18/03 Scott, Izola 08/07/03 09/18/03 Smith, Joseph M. 08/07/03 09/18/03 Sparkman, John Paul 08/07/03 09/18/03 (deceased) 08/07/03 09/18/03 Wallace, Alan Kirmet
(Motion does not cover all plaintiffs named in complaint)
03 Civ. 4770

  

Henry Caldwell Caldwell, Henry 08/07/03 09/18/03 Defendants' Amended Exhibit B
Plaintiffs Who Provided Materially Incomplete Fact Sheets As of February 19, 2004
Applicable Action Motion Applies to Warning Letter 1 Warning Date Fact Sheet Plaintiffs: Letter 2 Received Deficiencies
  01 Civ. 11878

  Debra Baker, et al. Barnes, Robert, Jr.* 03/20/02 07/01/02 02/09/04 No Authorizations

  

(Motion does not cover all plaintiffs named in complaint)
02 Civ. 1719

  Marcella Askew, et McCullough, Glenda* 04/23/02 07/01/02 01/09/04 No Medical al. Authorization and Declaration is (Motion does not cover all unsigned plaintiffs named in complaint)

  02 Civ. 1721

  Lillie Barnes, et al. Bowie, Walter* 04/23/02 07/01/02 02/09/04 No Authorizations

  

(Motion does not cover all plaintiffs named in complaint)
02 Civ. 1722

  Jerry Albright, et Weaver, Vernon* 04/23/02 07/01/02 02/09/04 No Authorizations al.

  

(Motion does not cover all plaintiffs named in complaint) 02 Civ. 1723
Johnny Adams, et John Boen* 06/11/02 08/06/02 01/14/04 No Authorizations al.

  

Gates, E.V.* 06/11/02 08/06/02 02/09/04 No Authorizations Jefferson, Tommy* 06/11/02 08/06/02 01/14/04 Declaration not signed Mendoza, Eva* 06/11/02 08/06/02 01/14/04 No Authorizations and Declaration Sharp, Lettie* 06/11/02 08/06/02 01/09/04 not signed (Motion does not cover all No Authorizations plaintiffs named in complaint)
02 Civ. 6697

  Eloy N. Aragon, et Ray, Alice 10/17/02 11/22/02 01/09/04 No Authorizations al.

  

(Motion does not cover all plaintiffs named in complaint)
02 Civ. 8395

  Rodney Allen, et Davio, Raymond* 12/19/02 02/05/03 01/09/04 No Authorizations al. and Declaration is unsigned

  

(Motion does not cover all plaintiffs named in complaint) 02 Civ. 8396
Lori Branford, et Preston, George* 12/19/02 02/05/03 02/09/04 No Medical al. Authorizations

  

Thomas, Helen* 12/19/02 02/05/03 02/09/04 No Authorizations (Motion does not cover all plaintiffs named in complaint)
02 Civ. 8397

  Leslie Collins, et Collins, Leslie* 12/19/02 02/05/03 01/04/04 No Authorizations al. (Motion does not cover all plaintiffs named in complaint)

  02 Civ. 8398

  

John Allison, et al. Allison, John* 12/19/02 02/05/03 02/09/04 No Medical Authorizations Lavrinc, Donald Jr.* 12/19/02 02/05/03 02/09/04 No Authorizations and Declaration is (Motion does not cover all not signed plaintiffs named in complaint)
03 Civ. 1756

  Gray Smith, et al. Stiles, Henry* 04/28/03 06/03/03 01/09/04 No Authorizations

  

(Motion does not cover all plaintiffs named in complaint) 03 Civ. 1758
Joyce Kjarsgaard, Kjarsgaard, Joyce* 06/03/03 07/09/03 01/09/04 No Authorizations et al.

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1760

  Betty Jo Clark, et Clark, Betty 04/28/03 09/08/03 11/10/03 No Authorizations al.

  

Leuzzi, Donald Sr. 04/28/03 09/08/03 01/14/04 No Authorizations and Declaration not signed McClintock, Stacia 04/28/03 09/08/03 01/14/04 No Authorizations and Declaration (Motion does not cover all not signed plaintiffs named in complaint)
03 Civ. 1765

  Deanne Short, et Short, Deanna* 04/28/03 06/03/03 11/10/03 No Authorizations al.

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1766

  Leslie Anderson, et Jung, Joan* 04/28/03 08/07/03 11/10/03 No Authorizations al.

  

(Motion does not cover all plaintiffs named in complaint) 03 Civ. 1773
Grisha Abramyan, Abramyan, Grisha* 04/28/03 08/07/03 11/10/03 No Authorizations et al. Akopyan, Anait* 04/28/03 08/07/03 11/10/03 No Authorizations

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1778

  William Custard, Custard, William* 04/28/03 06/03/03 01/09/04 No Authorizations et al.

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 1779

  

Shirley Starr, et al. Sedrakyan, Asmik* 04/28/03 06/03/03 11/10/03 No Authorizations (Motion does not cover all plaintiffs named in complaint)
03 Civ. 1780

  Miguel Dubon, et Helard, Michael Sr.* 04/28/03 09/08/03 01/09/04 Declaration not al. signed (Motion does not cover all plaintiffs named in complaint) 03 Civ. 2861

  Dollie Barrington, Farmer, Joann* 06/03/03 07/09/03 11/26/03 Declaration not et al. signed

  

Malone, Cynthia* 06/03/03 07/09/03 01/09/04 No Authorizations Matthews, Guy* 06/03/03 07/09/03 11/26/03 Declaration not McElhaney, Hilda* 06/03/03 07/09/03 01/09/04 Signed No Authorizations Ruegg, Beverly* 06/03/03 07/09/03 11/14/03 and Declaration not signed Stokes, Ruby* 06/03/03 07/09/03 01/09/04 No Authorizations (Motion does not cover all plaintiffs named in No Authorizations complaint)
03 Civ. 2862

  

Ora Clark, et al. Ortiz, Benedicto* 06/03/03 07/09/03 01/14/04 Declaration not signed
(Motion does not cover all plaintiffs named in complaint)
03 Civ. 2863

  Anthony De Hart, Mike* 06/03/03 07/09/03 11/26/03 No Authorizations Angelo, et al.

   Mosley, Helen* 06/03/03 07/09/03 01/09/04 No Authorizations

  

(Motion does not cover all plaintiffs named in complaint) 03 Civ. 2864
David W. Atkins, et Thompson, Horace* 06/03/03 07/09/03 01/14/04 No Authorizations al. (Motion does not cover all plaintiffs named in complaint)

  03 Civ. 2865

  Roberta Arnold, et Blalock, Robert 06/03/03 07/09/03 11/26/03 No Authorizations al. Frazier, Dorothy 06/03/03 07/09/03 11/14/03 No Authorizations Underwood, John 06/03/03 07/09/03 11/26/03 No Authorizations (Motion does not cover all plaintiffs named in complaint)

  03 Civ. 2866

  Eleanor Ivanowski, Ivanowski, Eleanor* 06/03/03 07/09/03 12/22/03 No Authorizations et al. Miron, Clara* 06/03/03 07/09/03 11/14/03 No Authorizations Sanchez, Alfredo* 06/03/03 07/09/03 11/14/03 No Authorizations Shaw, Kenneth* 06/03/03 07/09/03 11/14/03 No Authorizations and Declaration not Signed Smith, Thelma* 06/03/03 07/09/03 01/14/04 No Authorizations and Declaration Williams, Alfonso Sr.* 06/03/03 07/09/03 01/14/04 not signed (Motion does not cover all No Authorizations plaintiffs named in complaint) 03 Civ. 3472

  Jose Camacho, et Camacho, Joe* 07/10/03 08/19/03 11/10/03 No Authorizations al. Vaccaro, Ann (deceased)* 07/10/03 08/19/03 01/09/04 No Authorizations

  

(Motion does not cover all plaintiffs named in complaint)
03 Civ. 3473

  Sharon Hawkins, Lee, Frieda* 07/10/03 08/19/03 01/09/04 No Authorizations et al. (Motion does not cover all plaintiffs named in complaint)

  03 Civ. 3476

  Julianna Kendrick, Kendrick, Julianna* 07/10/03 08/19/03 11/10/03 No Authorizations et al. (Motion does not cover all plaintiffs named in complaint)

  03 Civ. 3478

  Manuelita Finch, Finch, Manuelita* 07/10/03 08/19/03 11/10/03 No Authorizations et al. (Motion does not cover all plaintiffs named in complaint)

  03 Civ. 3479

  

Lupe Ramos, et al. Valdes, Geraldine* 07/10/03 08/19/03 11/10/03 No Authorizations (Motion does not cover all plaintiffs named in complaint) 03 Civ. 3480
Donna Amato, et Brown, Ronald* 07/10/03 08/19/03 11/10/03 No Authorizations al. (Motion does not cover all plaintiffs named in complaint)

  03 Civ. 3481

  Lana Samporn, et Somporn, Sam (deceased)* 07/10/03 08/19/03 01/12/04 No Authorizations al. (Motion does not cover all plaintiffs named in complaint)

  03 Civ. 3483

  

Judith Helm, et al. Islas, Emily* 07/10/03 08/19/03 11/10/03 No Authorizations Islas, Rudy* 07/10/03 08/19/03 11/10/03 No Authorizations (Motion does not cover all plaintiffs named in complaint)
03 Civ. 3484

  Diana Matthews, Mendoza, Tommy* 07/10/03 08/19/03 11/10/03 No Authorizations et al. Paras, Eleanor* 07/10/03 08/19/03 11/10/03 No Authorizations

  

(Motion does not cover all plaintiffs named in complaint) 03 Civ. 3490
Debra Brown Tucker, Lula 06/24/03 07/25/03 01/08/04 No Authorizations Barnes, et al. (Motion does not cover all plaintiffs named in complaint)

  03 Civ. 4760

  Ollie Williams, et Norsworthy, Margaret 08/07/03 09/18/03 01/09/04 No Authorizations al. and Declaration not signed (Motion does not cover all plaintiffs named in complaint)


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