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SECURITIES AND EXCHANGE COMM. v. BEAR STEARNS & CO.

United States District Court, S.D. New York


August 10, 2004.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff,
v.
BEAR, STEARNS & CO. INC., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. JACK BENJAMIN GRUBMAN, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. J.P. MORGAN SECURITIES INC., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. LEHMAN BROTHERS INC., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. U.S. BANCORP PIPER JAFFRAY INC., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. UBS SECURITIES LLC, f/k/a UBS WARBURG LLC, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. GOLDMAN, SACHS & CO., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CITIGROUP GLOBAL MARKETS INC., f/k/a SALOMON SMITH BARNEY, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CREDIT SUISSE FIRST BOSTON LLC, f/k/a CREDIT SUISSE FIRST BOSTON CORPORATION, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. HENRY McELVEY BLODGET, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. MORGAN STANLEY & CO. INCORPORATED, Defendant.

The opinion of the court was delivered by: WILLIAM PAULEY, District Judge

ORDER

Francis McGovern, Esq., the Distribution Fund Administrator, has advised this Court that he has discharged the accounting firm of Crowe Chizek and Company LLC and has appointed the accounting firm of Weiser LLP to assist him with the Distribution Fund accounts at the FRB-NY. Weiser LLP has disclosed that it currently performs due diligence relating to loan collateral for J.P. Morgan Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Inc., two of the defendants in these actions. The Securities and Exchange Commission has considered these disclosures and does not object to Weiser LLP's appointment.

Accordingly, the FRB-NY is authorized to replace Crowe Chizek and Company LLC with Weiser LLP in the monthly distribution of Account Statements referenced in Section III.D of the October 2, 2003 Account Agreement. The Clerk is directed to file copies of this Order in all of the related actions: (1) SEC v. Bear Stearns and Co. Inc., 03 Civ. 2937 (WHP); (2) SEC v. Jack B. Grubman, 03 Civ. 2938 (WHP); (3) SEC v. J.P. Morgan Securities Inc., 03 Civ. 2939 (WHP); (4) SEC v. Lehman Brothers Inc., 03 Civ. 2940 (WHP); (5) SEC v. Merrill Lynch Pierce Fenner & Smith, Inc., 03 Civ. 2941 (WHP); (6) SEC v. U.S. Bancorp Piper Jaffray, Inc., 03 Civ. 2942 (WHP); (7) SEC v. UBS Securities LLC, 03 Civ. 2943 (WHP); (8) SEC v. Goldman, Sachs and Co., 03 Civ. 2944 (WHP); (9) SEC v. Citigroup Global Markets Inc., 03 Civ. 2945 (WHP); (10) SEC v. Credit Suisse First Boston LLC, 03 Civ. 2946 (WHP); (11) SEC v. Henry M. Blodget, 03 Civ. 2947 (WHP); and (12) SEC v. Morgan Stanley & Co. Incorporated, 03 Civ. 2948 (WHP).

 

SO ORDERED.
20040810

© 1992-2004 VersusLaw Inc.



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