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February 14, 2005.


The opinion of the court was delivered by: LEWIS KAPLAN, District Judge


Defendant moves to dismiss plaintiff's petition to confirm in part and vacate or modify in part an arbitration award on the ground that it was filed one day after the expiration of the ninety day limitations period of N.Y. CPLR § 7511(a).


  Plaintiff and defendant were parties to an arbitration conducted by the National Page 2 Association of Securities Dealers in 2003. On December 16 of that year, the panel ruled in plaintiff's favor, awarding him $795,000 plus interest. The award was mailed to plaintiff on December 19 and received by him on December 24, 2004.

  On March 23, 2004, exactly ninety days later, plaintiff mailed a motion to vacate part and confirm part of the award to the Court's Pro Se Office, which received the papers on March 24, 2004. Although the papers were not actually filed until later, all agree that the papers are deemed to have been filed on March 24, 2004. But few things are as simple as they first appear, and this is no exception.

  In a variety of unsworn submissions, plaintiff claims that he actually tried to file on March 23, 2004. The Court's Pro Se Office, he says, then told him that he could not pay the filing fee with a personal check, that he was obliged to serve the complaint and provide proof of service before the Office would accept the case for filing, and that plaintiff "could save himself an extra trip to the Pro Se Office by mailing his complaint instead."*fn1

  In a report and recommendation dated December 9, 2004, Magistrate Judge Francis recommended that the motion to dismiss be granted with respect to the application to vacate the award in part the action was commenced on March 24, 2004 and therefore was untimely.


  Plaintiff's claim to vacate part of the award accrued on December 24, 2003, when plaintiff received it. Under CPLR § 7511(a), the last day for commencing an action for that relief Page 3 was ninety days later, or March 23, 2004, as indeed plaintiff recognized in the first of the many papers he filed in this Court and as Magistrate Judge Francis concluded. Nevertheless, plaintiff claims that the circumstances of his unsuccessful attempt to commence the action on March 23, 2004 resulted in the tolling of the statute for the additional day.

  New York is not especially hospitable to failures to sue within the periods prescribed by law. Section 201 of the CPLR provides in relevant part that "[a]n action . . . must be commenced within the time specified in this article . . . [and] [n]o court shall extend the time limited by law for the commencement of an action."*fn2 Nevertheless, "there are a handful of statutory provisions and a few case law doctrines that can, and do."*fn3 Plaintiff seeks to bring himself within a number of them.

  First, plaintiff argues that his failure to file on March 23, 2004 was a result of excusable neglect, relying on Pioneer Investment Services Co. v. Brunswick Associates L.P.*fn4 The Court there held that an attorney's inadvertent failure to file a proof of claim within a period set by the court could constitute "excusable neglect" and thus permit the court to extend the time under Bankruptcy Rule 9006. The case, however, is inapposite. Bankruptcy Rule 9006 specifically contemplates extensions of court-made and certain other time periods, but nothing in the CPLR permits extensions of statutes of limitation for excusable failures to comply with them. Page 4

  Plaintiff next contends that the belated filing of the action should be excused because plaintiff is proceeding pro se. To be sure, pro se litigants are, and should be, afforded a good deal of leniency, especially with regard to compliance with procedural requirements. But plaintiff has cited no authority for the proposition that a plaintiff's pro se status may excuse even a failure to file within the prescriptive period, even if the filing is only slightly late. CPLR 201 suggests the contrary, and reason supports that view. Statutes of limitation are designed to protect defendants from suits that the Legislature has deemed stale. Their interests in repose do not depend upon whether the plaintiff is represented by counsel. Accordingly, "when it is the statute of limitations that bars pleading, relief in the time to plead must come from the application of the principle of estoppel and not from excuse of law office failure under CPLR"*fn5 or ignorance on the part of litigants unrepresented by counsel.

  Third, plaintiff seeks to avail himself of the doctrine of equitable tolling, which in New York parlance typically is referred to as equitable estoppel. But this argument is without merit. As Judge Keenan has noted, the theory of equitable estoppel is "to prevent misconduct on the part of a defendant that makes it unfair for such defendant to hide behind the defense and employ it as a weapon to defeat a legitimate cause of action. The rule is founded on the familiar maxim that no man should be permitted to profit from his own wrong."*fn6 Here, plaintiff suggests no misconduct on Page 5 the part of the defendant that would make it inequitable for the defendant to assert the bar of the statute.

  Plaintiff's final argument,*fn7 assuming the accuracy of his factual assertions, may be more substantial. If, as he claims, the Pro Se Office refused to accept the complaint for filing on March 23, 2004 because it had not yet been served,*fn8 then the untimely filing would have been ...

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