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SECURITIES AND EXCHANGE COMMISSION v. BEAR

United States District Court, S.D. New York


April 13, 2005.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff,
v.
BEAR, STEARNS & CO. INC., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. JACK BENJAMIN GRUBMAN, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. J.P. MORGAN SECURITIES INC., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. LEHMAN BROTHERS INC., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. MERRILL LYNCH, PIERCE, FENNER & SMITH INC. Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. U.S. BANCORP PIPER JAFFRAY INC., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. UBS SECURITIES LLC, f/k/a UBS WARBURG LLC, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. GOLDMAN, SACHS & CO., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CITIGROUP GLOBAL MARKETS INC., f/k/a SALOMON SMITH BARNEY, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CREDIT SUISSE FIRST BOSTON LLC, f/k/a CREDIT SUISSE FIRST BOSTON CORPORATION, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. HENRY McELVEY BLODGET, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. MORGAN STANLEY & CO. INC., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. DEUTSCHE BANK SECURITIES INC., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. THOMAS WEISEL PARTNERS LLC, Defendant.

The opinion of the court was delivered by: WILLIAM PAULEY, District Judge

ORDER

By Order dated January 31, 2005, this Court authorized and directed Professor Francis E. McGovern, the Distribution Fund Administrator (the "Administrator"), to publish and advertise the "Global Research Analyst Settlement Distribution Fund Plan" ("Plan") to inform the investing public of its terms and invite comments. That Plan relates to the following investment banks: (1) Bear, Stearns & Co. Inc., (2) J.P. Morgan Securities Inc., (3) Lehman Brothers Inc., (4) Merrill Lynch, Pierce, Fenner & Smith Inc., (5) U.S. Bancorp Piper Jaffray Inc., (6) UBS Securities LLC, (7) Goldman, Sachs & Co., (8) Citigroup Global Markets Inc., (9) Credit Suisse First Boston LLC, (10) Morgan Stanley & Co. Inc., (11) Deutsche Bank Securities Inc., and (12) Thomas Weisel Partners LLC.

On April 11, 2005, this Court conducted a Fairness Hearing concerning the Plan.

  On April 13, 2005, the Administrator notified this Court that he has learned of two additional submissions of the investing public. The Administrator has distributed copies of those submissions to all parties. This Court directs the Securities and Exchange Commission and the defendants to provide their comments regarding these submissions to the Court, the Administrator and each other by April 19, 2005. The Administrator is directed to submit his comments to the Court and all parties by April 21, 2005.

  The Clerk is directed to file copies of this Order in all of the captioned actions.

20050413

© 1992-2005 VersusLaw Inc.



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