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SECURITIES AND EXCHANGE COMM. v. BEAR

United States District Court, S.D. New York


September 1, 2005.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff,
v.
BEAR, STEARNS & CO. INC., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. JACK BENJAMIN GRUBMAN, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. J.P. MORGAN SECURITIES INC., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. LEHMAN BROTHERS INC., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. U.S. BANCORP PIPER JAFFRAY INC., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. UBS SECURITIES LLC, f/k/a UBS WARBURG LLC, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. GOLDMAN, SACHS & CO., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CITIGROUP GLOBAL MARKETS INC., f/k/a SALOMON SMITH BARNEY, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CREDIT SUISSE FIRST BOSTON LLC, f/k/a CREDIT SUISSE FIRST BOSTON CORPORATION, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. HENRY McELVEY BLODGET, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. MORGAN STANLEY & CO. INCORPORATED, Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. DEUTSCHE BANK SECURITIES INC., Defendant. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. THOMAS WEISEL PARTNERS LLC, Defendant.

The opinion of the court was delivered by: WILLIAM PAULEY, District Judge

ORDER

In accordance with the Individual Defendants Final Judgments, the Defendants shall pay all fees, costs and expenses incurred by the Distribution Fund Administrator and approved by the Court in connection with and incidental to the performance of his duties under the Final Judgments and any further applicable Orders of the Court, including the fees, costs, and expenses of any persons engaged to assist him and all administrative fees, costs, and expenses related to the Distribution Fund Plan. The Defendants shall pay its share of the payments to the Distribution Fund Administrator approved by the Court for all Related Actions.

IT IS HEREBY ORDERED that the Defendants shall pay the amount of $897,361.63 to the Distribution Fund Administrator and those retained to assist him for services provided and expenses incurred between March 1, 2005 and May 31, 2005. The amount of the invoice is allocated to the Individual Defendants as follows:

Named Institution Amount to be Paid
Citigroup Global Markets, Inc. $ 303,662.42 Credit Suisse First Boston, LLC $ 147,432.82 Bear, Stearns & Co. Inc. $ 49,172.63 Goldman Sachs & Co $ 49,172.63 J.P. Morgan Securities Inc. $ 49,172.63 Lehman Brothers Inc. $ 49,172.63 Morgan Stanley and Co. Incorporated $ 49,172.63 UBS Securities LLC $ 105,692.63 US Bancorp Piper Jaffray Inc. $ 21,571.20 Merrill Lynch, Pierce, Fenner & Smith Incorporated $ 6,866.96 Deutsche Bank Securities Inc. $ 56,488.97 Thomas Weisel Partners LLC $ 9,783.48 Total To Be Paid $ 897,361.63
  Defendant Institutions should be directed to send their amount to be paid by September 9, 2005.

  Payments by regular check should be sent to:

DFP Services & Expenses Francis McGovern, Administrator David Boxer, DFP Accountant Weiser LLP 12th Floor 135 West 50th Street New York, NY 10020-1299 Payments by electronic transfer should be sent to:
Commerce Bank, N.A. (Comm BK Marlton) Cherry Hill, NJ ABA #: 026013673 Credit to: DFP Services & Expenses Account # 7916789485
  The Clerk is directed to file copies of this Order in all of the related actions: (1) SEC v. Bear Stearns and Co. Inc., 03 Civ. 2937 (WHP); (2) SEC v. Jack B. Grubman, 03 Civ. 2938 (WHP); (3) SEC v. J.P. Morgan Securities Inc., 03 Civ. 2939 (WHP); (4) SEC v. Lehman Brothers Inc., 03 Civ. 2940 (WHP); (5) SEC v. Merrill Lynch Pierce Fenner & Smith, Inc., 03 Civ. 2941 (WHP); (6) SEC v. U.S. Bancorp Piper Jaffray, Inc., 03 Civ. 2942 (WHP); (7) SEC v. UBS Securities LLC, 03 Civ. 2943 (WHP); (8) SEC v. Goldman, Sachs and Co., 03 Civ. 2944 (WHP); (9) SEC v. Citigroup Global Markets Inc., 03 Civ. 2945 (WHP); (10) SEC v. Credit Suisse First Boston LLC, 03 Civ. 2946 (WHP); (11) SEC v. Henry M. Blodget, 03 Civ. 2947 (WHP); (12) SEC v. Morgan Stanley & Co. Incorporated, 03 Civ. 2948 (WHP); (13) Deutsche Bank Securities Inc., 04 Civ. 06909 (WHP); and (14) Thomas Weisel Partners LLC, 04 Civ. 06910 (WHP).

  SO ORDERED.

20050901

© 1992-2005 VersusLaw Inc.



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