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Smooth v. Waste Management


February 21, 2007


The opinion of the court was delivered by: John T. Elfvin S.U.S.D.J.



Plaintiff Edward Smooth, Jr., proceeding pro se, filed this action alleging that his former employer Waste Management and several of its employees discriminated against him because of his race, and retaliated against him by terminating his employment when he complained of discrimination all in violation of Title VII. Currently pending before the Court is Waste Management's Motion for Summary Judgment. Plaintiff's response was due on or before September 22, 2006, but Plaintiff filed no response. Plaintiff appeared at oral argument on September 29, 2006 and argued against the Motion.


In or about June 2002, Smooth commenced employment with Waste Management in its West Seneca, N.Y. office. In March 2003, Smooth was assigned to a route in Amherst, N.Y. as a garbage truck driver. Smooth's route was not the most demanding in terms of mileage, tonnage or number of stops. Smooth, however, routinely took the longest to complete his route. Smooth also was deficient in attendance, accumulating four unexcused absences within a twelve month period, which resulted in written warning on January 20, 2006. Several employees also complained to Richard Hartman, Smooth's supervisor, that Smooth would not exit the truck to help haul garbage when Waste Management's policies required that he do so.

In the fall of 2003, Waste Management was advised that it had lost its garbage hauling contract with the Town of Lancaster, N.Y., which contract was serviced by Waste Management's West Seneca and Chaffee offices. As a result, Waste Management concluded that it would have to conduct a layoff. Patrick Hourihan, the District Manager, assembled a list of employees to be laid-off. Included on the list was Smooth and nine other employees. Of the ten employees, Smooth was the only African-American. The other nine employees were Caucasian.*fn3

Hourihan selected Smooth for the lay off based on his attendance deficiencies, his lack of productivity and the complaints regarding his failure to assist other workers on his truck. On January 30, 2004, Smooth was advised that he was being laid-off. His termination became effective on February 6, 2004.*fn4

On May 3, 2004, Smooth filed a charge of discrimination with the Equal Employment Opportunity Commission ("EEOC"). After his charge was dismissed on July 23, 2004, Smooth timely commenced this action. Smooth alleges that he was terminated because of his race and in retaliation for his complaints of discrimination.*fn5


FRCvP 56(c) states that summary judgment may be granted only if the record shows "that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." The moving party bears the burden of showing that no genuine issue of material fact exists and that it is entitled to judgment as a matter of law. Goenaga v. March of Dimes Birth Defects Found., 51 F.3d 14, 18 (2d Cir. 1995) (internal citation omitted). If the moving party makes such a showing, the non-moving party must then come forward with evidence of specific facts sufficient to support a jury verdict in order to survive the summary judgment motion. Ibid. In other words, after discovery and upon a motion, summary judgment is mandated "against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial." Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986).

Not every factual dispute will preclude summary judgment, however. Summary judgment is appropriate where there is "no genuine issue of material fact." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A genuine issue of material fact exists if the evidence in the record "is such that a reasonable jury could return a verdict for the nonmoving party." Ibid. Stated another way, there is "no genuine issue as to any material fact" where there is a "complete failure of proof concerning an essential element of the nonmoving party's case." Celotex, at 323. Additionally, the disputed fact must be material, which is to say that it "might affect the outcome of the suit under the governing law." Anderson, at 248.

"In assessing the record to determine whether there is a genuine issue as to any material fact, the district court is required to resolve all ambiguities and draw all factual inferences in favor of the party against whom summary judgment is sought." St. Pierre v. Dyer, 208 F.3d 394, 404 (2d Cir. 2000) (citing Anderson, at 255). Nonetheless, mere conclusions, conjecture, unsubstantiated allegations or surmise on the part of the non-moving party are insufficient to defeat a well-grounded motion for summary judgment. See Goenaga, at 18.

As noted supra, Plaintiff has failed to file any written response to Waste Management's Motion. Thus, as a procedural matter, the facts as alleged by Waste Management in its Local Rule 56.1 Statement of Material Facts Not in Dispute are deemed admitted for purposes of this Motion. Substantively, Plaintiff has provided no admissible evidence which can be considered by the Court in opposing Waste Management's Motion. See FRCvP 56(e). The facts set forth by Waste Management, and deemed admitted, are sufficient to demonstrate a legitimate, non-discriminatory reason for Plaintiff's termination. Those same facts are also sufficient to demonstrate the lack of causal connection between Smooth's alleged complaints of discrimination and the decision to include him in the layoff. Such demonstration is a sufficient basis on which to grant Waste Management's Motion for Summary Judgment.*fn6

A. Race Discrimination Claim

In order to make out a prima facie claim of race discrimination the plaintiff must show that he is a member of a protected class, that he was otherwise qualified for his position, that he suffered an adverse employment action and that the adverse employment action occurred under circumstances giving rise to an inference of discrimination. See Collins v. New York City Transit Auth., 305 F.3d 113, 118 (2d Cir. 2002). Once the plaintiff makes that showing, the defendant must come forth with a legitimate, non-discriminatory reason for taking the adverse action against the plaintiff. Upon the defendant's successful proffer of such a reason, any presumption arising out of the prima facie case disappears and all that remains is the question of whether the employer took the challenged action for discriminatory purposes. See Holtz v. Rockefeller & Co., Inc., 358 F.3d 62, 77 (2d Cir. 2001).

Here, Smooth is an African-American male, thus, he is a member of a protected class. There is no dispute that he was terminated from his employment and that such termination constitutes an adverse employment action. Waste Management argues that Smooth cannot demonstrate facts giving rise to an inference of discrimination. Waste Management asserts - by affidavit of Patrick Hourihan - that Plaintiff was one of ten employees laid-off at the relevant time. Waste Management asserts that the other nine employees were Caucasian and that Smooth was the only African-American employee terminated. Thus, Waste Management argues that Smooth cannot show that he was terminated under circumstances giving rise to an inference of discrimination.

Assuming that Smooth has met his prima facie burden, Waste Management also argues that it had legitimate, non-discriminatory reasons for selecting him for layoff - to wit, Smooth's attendance deficiencies, his lower productivity as compared with other drivers, and his failure to assist others working on his truck when his assistance was required.

At argument, Smooth characterized Waste Management's asserted reasons as "lies." He argued that Waste Management could not show how his attendance was a problem - despite his admitting his unexcused absences at oral argument. He also argued that, contrary to Waste Management's documentation, he had the longest route and one of the routes with the most tonnage. He further attributed his low productivity - specifically, the amount of time taken to complete his route - to the failure of Waste Management to provide him with "help" despite doing so for other drivers. Unfortunately, Smooth has provided no evidence to support his allegations and thus they are insufficient to raise a genuine issue of material fact.

The Court concludes that Waste Management has articulated legitimate, non-discriminatory reasons for Smooth's termination and that Smooth has failed to raise a genuine issue of material fact as to whether discrimination was the real reason for his termination.

B. Retaliation Claim

Plaintiff also alleges that his termination was retaliation for his prior complaints of race discrimination. Plaintiff alleges that on or about January 15, 2004 he complained to his supervisor Shawn Reisman that another white employee was receiving preferential treatment. Plaintiff was laid-off on January 29, 2004.*fn7 Thus, he asserts that he was selected for the layoff in whole or in part because of retaliatory animus.

In order to state a claim for retaliation, a plaintiff must allege that he engaged in protected activity, that the employer was aware of that protected activity, that he suffered an adverse employment action and that there was a causal connection between the protected activity and the adverse employment action. See Collins v. New York City Transit Auth., 305 F.3d 113, 118 (2d Cir. 2002) (quoting Manoharan v. Columbia Univ. College of Physicians & Surgeons, 842 F.2d 590, 593 (2d Cir. 1988)).

Patrick Hourihan affirms that he was the individual who selected Smooth to be laid-off. Hourihan affirms that he had no knowledge that Smooth had allegedly made complaints of any kind until after he informed Smooth that he was being laid-off. Other than the timing of the lay off and the alleged complaints, there is no causal connection between the two. Smooth has provided no evidence raising an issue of fact as to whether Hourihan knew of Smooth's alleged prior complaints or as to whether he included Smooth in the layoff in retaliation for the same.


For the above stated reasons, it is ORDERED that Waste Management's Motion for Summary Judgment is granted in its entirety. The Clerk of the Court is directed to take all steps necessary to close the case.

Buffalo, N.Y.

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