The opinion of the court was delivered by: Hon. Hugh B. Scott
Before the Court is defendant Lafarge North American Corporation's ("Lafarge") motion (Docket No. 35*fn1 ) to preclude plaintiff from introducing certain evidence for failing to respond to Lafarge's discovery requests and comply with this Court's Order (Docket No. 34). Lafarge also seeks an extension of time to make its expert disclosure due to the failure of plaintiff to respond to Lafarge's factual discovery (see Docket No. 35, Lafarge Atty. Aff. ¶ 10). The parties consented to proceed before the undersigned Magistrate Judge on January 4, 2007 (Docket No. 8).
Responses to this motion were due by October 26, 2007, any replies were due by November 8, 2007, and the motion was deemed submitted (without oral argument) on November 8, 2007 (Docket No. 36).
Familiarity with the facts from prior Orders in this action (e.g., Docket No. 33) is presumed. This personal injury action was commenced in New York State Supreme Court, Niagara County, and was removed to this Court on September 14, 2006 (Docket No. 1), on the basis of diversity jurisdiction*fn2 . This case arises from a motorcycle accident that occurred on or about September 10, 2003 (see Docket No. 22, CSX Motion at 2), on land alleged to be owned by defendants. Plaintiff alleges that Lafarge was negligent in placing a pile of stones on a trail plaintiff rode his motorcycle on (see Docket No. 35, Lafarge Atty. Aff. ¶ 4).
Lafarge initially moved to preclude plaintiff from introducing his expert testimony because plaintiff only identified his experts and furnished their vitae but did not provide their reports (Docket No. 19, Lafarge Atty. Aff. ¶¶ 6, 7, Ex. D; see Docket No. 24, Pl. Atty. Aff. Ex. B; see also Docket No. 35, Lafarge Atty. Aff. ¶ 5). The Court granted in part, denied in part this motion, denying preclusion of expert testimony but ordering plaintiff to identify his experts (Docket No. 33, Order at 7). Meanwhile, Lafarge filed another motion to compel plaintiff to respond to its notice of discovery and inspection (Docket No. 26, Notice of Motion; Docket No. 27, Lafarge Atty. Aff., ¶ 9, Ex. A). The Court granted this unopposed motion (Docket No. 33, Order at 7-8). That Order also extended the Scheduling Order*fn3 in this case and disposed of defendant CSX Transportation's cross-motion for discovery.
Lafarge served its Notice for Inspection and Discovery (Docket No. 35, Ex. A), seeking before and after photographs of the motorcycle involved in the accident; correspondence, invoices, bills, or other documentation for the towing of the motorcycle; sales receipt, manual, warranty information for the motorcycle; repair receipts or invoices up to the date of the accident; sales receipts or invoices for parts; sales documents for plaintiff's pizzeria; list of employees of that pizzeria; and other business records for that pizzeria (id.). Lafarge claims that its document demands were directed to plaintiff's lost wage claims (Docket No. 35, Lafarge Atty. Aff. ¶ 9) in particular the materials sought regarding plaintiff's pizzeria. Lafarge's discovery demand was originally due on July 14, 2007 (id. Lafarge Atty. Aff. ¶ 6). Plaintiff described his claim for past and future wages in his earlier Interrogatory Answers (Docket No. 35, Lafarge Atty. Aff. ¶ 3, Ex. D, Ans. to Interrog. No. 15), asserting earning between $25,000 and $30,000 as a construction worker and pizzeria owner before the accident but earning now between $15,000 and $20,000 as a lawn equipment salesman (id. Ex. D, Ans. to Interrog. No. 15). He claimed future earnings of $10,000 to $15,000 a year, with an exact calculation to be determined by plaintiff's vocational rehabilitation expert (id.).
After this Court entered the Order on Lafarge's earlier motions, Lafarge's counsel wrote to plaintiff's counsel requesting responses to its outstanding document discovery demand (Docket No. 35, Lafarge Atty. Aff. ¶ 6, Ex. F). Plaintiff, however, had not responded to this request (or to prior ones) (id. Lafarge Atty. Aff. ¶ 7). Lafarge's expert report is due October 21, 2007 (see Docket No. 34, Order, at 10), and its expert needs the documents sought from plaintiff about his motorcycle to complete his report; Lafarge thus seeks additional time to disclose that report (Docket No. 35, Lafarge Atty. Aff. ¶ 10).
Lafarge now moves (Docket No. 35, Oct. 4, 2007) to preclude plaintiff from offering proof or evidence to support his claims for past and future lost wages for failing to respond to Lafarge's Notice for Discovery and Inspection (Docket No. 35, Ex. A) and failure to comply with this Court's Order (id., Ex. B; Docket No. 33).
Plaintiff responds with a copy of the response to Lafarge's document demands (dated October 18, 2007) including withdrawal of his claims for past and future lost wages (obviating the need to produce financial records for the pizzeria) (Docket No. 37, Ex. A).
Imposition of Rule 37(d) sanctions for failure to comply with discovery demands must be weighed in light of the full record. Cine Forty-Second Street Theatre Corp. v. Allied Artists Pictures, 602 F.2d 1063, 1068 (2d Cir. 1979). Rule 37(d) calls upon the Court to make such Orders in regard to disclosure failures as are just. This Court has wide discretion to impose sanctions and determine the type of sanction to be imposed under Rule 37(d). See Reilly v. NatWest Markets Group Inc., 181 F.3d 253, 267 (2d Cir. 1999), cert. denied, 528 U.S. 1119 (2000). The rule lists various sanctions including preclusion or dismissal of claims. Fed. R. Civ. P. 37(d), (b)(2)(A) (facts established), (b)(2)(B) (refusing to allow disobedient party to support claim or defense), (C) (striking pleadings), or (D) (contempt of court for failing to produce witness, as well as payment of opponent's reasonable expenses, and attorneys' fees). Preclusion of evidence for failure to respond to a discovery request is a drastic remedy. Burnett v. Venturi, 903 F. Supp. 304, 309 (N.D.N.Y. 1995); see National Hockey League v. Metropolitan Hockey Club, 427 U.S. 639, 643 (1976) (per curiam) (dismissal as severest sanction). Even if the sought discovery is provided in the face of the motion, the party that necessitated the motion is liable for the reasonable ...