IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF NEW YORK
April 4, 2008
RONNIE WALKER, PETITIONER,
HERB MCLAUGHLIN, SUPERINTENDENT, RESPONDENT.
The opinion of the court was delivered by: VICTOR E. Bianchini United States Magistrate Judge
DECISION AND ORDER
Pro se petitioner Ronnie Walker ("Walker") filed this habeas petition pursuant to 28 U.S.C. § 2254, challenging his conviction in New York State Supreme Court (Monroe County) on June 30, 1998. The parties have consented to disposition of this matter by a magistrate judge pursuant to 28 U.S.C. § 636(c)(1).
The conviction at issue stems from an incident that occurred on January 23, 1998, at Josh Lofton High School, in the City of Rochester, where Walker and the victim were students. Walker shot the victim in the neck as the victim was getting off the school bus. The victim survived, although a bullet remained lodged in his neck until about a month and a half after the incident, when it was successfully removed through surgery. Walker was convicted following a jury trial of assault in the first degree, criminal use of a firearm in the first degree, criminal possession of a weapon in the second degree, and criminal possession of a weapon in the third degree (two count) and initially sentenced to a term of imprisonment of 15 to 20 years.
Walker, through counsel, filed a direct appeal with the Appellate Division, Fourth Department, of New York State Supreme Court. On May 2, 2001, the Appellate Division issued a unanimous decision and order modifying the judgment of conviction. The state court concluded that the evidence with respect to assault in the first degree was legally insufficient to establish that the victim sustained a serious physical injury as defined in N.Y. Penal Law § 10.00(10) because "[t]he injury sustained by the victim did not create a substantial risk of death or 'cause death or serious and protracted disfigurement, protracted impairment of health or protracted loss or impairment of the function of any bodily organ[.]'" People v. Walker, 283 A.D.2d 912, 913, 725 N.Y.S.2d 259 (App. Div. 4th Dept. 2001) (quoting N.Y. PENAL LAW § 10.00(10)). Accordingly, the Appellate Division modified the judgment against Walker by reducing the conviction of assault in the first degree to assault in the third degree, and vacating the sentence imposed thereon. (Id. citation omitted). Because the conviction of first degree assault was therefore invalid, the Appellate Division determined that the conviction of criminal use of a firearm in the first degree, which requires commission of a class B violent felony offense while possessing a deadly weapon, also could not stand. Id. (citations omitted). The court further modified the judgment by reversing the conviction of criminal use of a firearm in the first degree, vacating the sentence imposed thereon, and dismissing that count of the indictment. Walker's remaining contentions on appeal were summarily dismissed as without merit. Id. The matter was remitted to the trial court for re-sentencing on the conviction of assault in the third degree. Id.
Walker was re-sentenced on June 6, 2001, on the third degree assault charge to a term of one year set to run concurrently with his sentences on the remaining three weapons-possession convictions. The re-sentencing s reduced his overall sentence, as the first degree assault conviction (which had been reduced to assault in the third degree) had carried the longest sentence. Thus, after the re-sentencing, Walker's longest sentence was 71/2 to 16 years on the second degree criminal possession of a weapon conviction, Walker did not file a timely notice of appeal. He did file a number of motions in state court before filing his federal habeas petition on August 26, 2004.*fn1 See Petition (Docket No. 1). As grounds for habeas relief, Walker contests the length of the prison term imposed upon re-sentencing as "harsh and excessive" and argues that trial counsel was ineffective. In particular, Walker asserts that his attorney allegedly promised that if allowed to represent him during re-sentencing, counsel would make certain that Walker was released.
In his answer to the petition, respondent argues that the petition should be dismissed as untimely, or, in the alternative, as without merit. See Respondent's Memorandum of Law (Docket No. 16-1). Respondent also argues that Walker's sentencing claim is not cognizable on federal habeas review and that his ineffective assistance claim is unexhausted because he failed to present it to the New York state courts. See id. (Docket No. 16-1).
For the reasons that follow, the petition is dismissed because it is untimely. Moreover, Walker is not entitled to have the statue of limitations period equitably tolled.
The Antiterrorism and Effective Death Penalty Act ("AEDPA"), which became effective on April 24, 1996, amended the federal habeas statute by imposing a one-year statute of limitations for the filing of a habeas corpus petition seeking relief from a state court conviction.
See 28 U.S.C. § 2244(d)(1). In most cases, and in Walker's case in particular, the limitations period runs from "the date on which the judgment became final by the conclusion of direct review or the expiration of the time for seeking such review." 28 U.S.C. § 2224(d)(1)(A). "The time during which a properly filed application for State post-conviction or other collateral review with respect to the pertinent judgment or claim is pending shall not be counted toward any period of limitation under this subsection." 28 U.S.C. § 2244(d)(2); see also Artuz v. Bennett, 531 U.S. 4, 8-11 (2000), affirming Bennett v. Artuz, 199 F.3d 116 (2d Cir. 1999). The pendency of an earlier habeas petition filed in federal court, however, does not toll the limitations period. Duncan v. Walker, 533 U.S. 167, 181-82 (2001). Moreover, the Second Circuit has held that the "proper calculation of Section 2244(d)(2)'s tolling provision excludes time during which properly filed state relief applications are pending but does not reset the date from which the one-year statute of limitations begins to run." Smith v. McGinnis, 208 F.3d 13, 17 (2d Cir.2000) (emphases added); accord Bethea v. Girdich, 293 F.3d 577, 578 (2d Cir. 2002).
In this case, the one-year limitations period began running on July 6, 2001, when Walker's time for filing a notice of appeal from his judgment of conviction expired. Bethea, 293 F.3d at 578 (citing N.Y. CRIM. PROC. LAW § 460.10(1))*fn2 ; see also Raynor v. DuFrain, 28 F. Supp.2d 896, 898 (S.D.N.Y. 1998). In other words, July 6, 2001, was the date of "the expiration of [petitioner's] time for seeking [direct] review," pursuant to 28 U.S.C. § 2244(d)(2)(A), and started the statute of limitations clock which would expire one year later, on July 6, 2002. In the absence of any statutory tolling under Section 2244(d)(2) or equitable tolling available to Walker his habeas petition, filed on August 26, 2004, will be clearly untimely.
As noted above, Walker filed a number of post-conviction applications in state court; the question is whether they were "properly filed" and served to toll the statute of limitations under Section 2244(d)(2). Because it makes no difference as to the outcome of the timeliness calculation, I shall assume, for the sake of argument, that the pendency of Walker's various state-court motions tolled the one-year limitations.*fn3 They are discussed in turn below.
On July 9, 2001, three days after his notice to appeal expired, Walker moved in the Appellate Division for leave to file a late notice of appeal.*fn4 On November 9, 2001, the Appellate Division denied Walker's July 9th motion to file a late notice of appeal.
Walker's next post-conviction motion in state court was a motion for reargument of the denial of his motion to file a late appeal, filed in the Appellate Division on July 30, 2002. Respondent's Appendix X at 147 et seq. The Appellate Division granted Walker permission to file a late notice of appeal. See Appellate Division Order entered September 30, 2002, attached as Exhibit B to Petitioner's Timeliness Response (Docket No. 5). The Appellate Division directed Walker "to file and serve the notice of appeal in accordance with [New York Criminal Procedure Law §] 460.10 on or before October 30, 2002." Id. (Docket No. 5).*fn5
Walker apparently attempted to file his notice of appeal by October 30, 2002, but was unsuccessful, as evidenced by the Appellate Division's letter dated May 9, 2003. See Respondent's Appendix Z-8 at 223 et seq.; Exhibit C to Petitioner's Timeliness Response (Docket No. 5). The court informed Walker that it had received a copy of a notice of appeal addressed to that court and to the district attorney, along with an affidavit of service of the notice of appeal on the district attorney, sworn to October 18, 2002. See id. In addition, the Appellate Division noted that it had received Walker's application to appeal as a poor person dated April 18, 2003 (Respondent's Appendices Z-7, at 210; Z-8, at 223). However, the Appellate Division stated, because Walker had not filed his notice of appeal with the Monroe County Clerk's Office, as required by state law under New York Criminal Procedure Law § 460.10, there was "no appeal pending before [the court]." Id. (Docket No. 5). Walker was instructed that if he still wanted to file a late appeal, he should make a motion to amend the order of the Appellate Division entered September 30, 2002, and request and extension of time to file a notice of appeal with the Monroe County Clerk's Office. See id. (Docket No. 5) If that motion to amend were granted, Walker then could move for permission to appeal from the judgment of conviction entered June 6, 2001. See id. (Docket No. 5). The Appellate Division also returned Walker's improperly filed briefs to him. See Respondent's Appendix Z-6, at 209.
After receiving the Appellate Division's letter of May 9, 2003 letter giving instructions concerning re-filing, Walker submitted to that court an affidavit sworn to May 20, 2003, along with a notice of motion to extend his time to take an appeal. See Respondent's Appendix Z-9 at 225 et seq.; see also Appellate Division Order entered March 2, 2004, attached as Exhibit C to Petitioner's Timeliness Response (Docket No. 5). This motion was denied by the Appellate Division "as untimely" in an order entered March 2, 2004. Id. (Docket No. 5).*fn6
Walker's next filing was his federal habeas petition, which he signed and dated on August 26, 2004. Between the commencement of AEDPA's statute of limitations period on July 6, 2001, and August 26, 2004, 1147 days elapsed. In calculating the tolling periods to be afforded to Walker, I have assumed for purposes of argument only that Walker's state-court post-conviction motions filed between these two dates served to toll the statute of limitations, pursuant to 28 U.S.C. § 2244(d)(2).*fn7 Thus, I have assumed that Walker is entitled to 124 days of tolling while his motion to file a late notice of appeal was pending from July 9, 2001, through November 9, 2001; and to 565 days of tolling with regard to his motion for reargument (i.e., from July 30, 2002, through March 2, 2004).*fn8 This results in a total of 689 days of tolling. Crediting that against the 1147 days that elapsed on the statutory clock once it began running on July 6, 2002, I find that 458 days are still chargeable against Walker. His habeas petition therefore was filed 93 days (three days and three months) late and is clearly untimely.
The one-year AEDPA filing limitation is not jurisdictional and, under certain circumstances, may also be equitably tolled. Acosta v. Artuz, 221 F.3d 117, 119, 122 (2d Cir. 2000) (citing Smith v. McGinnis, 208 F.3d at 17). The petitioner bears the burden of demonstrating that (i) "extraordinary circumstances prevented him from filing his petition on time," Smith, 208 F.3d at 17, and (ii) he "acted with reasonable diligence throughout the period he seeks to toll," id.. See also Pace v. DiGuglielmo, 544 U.S. 408, 417-18 & 418 n.8 (2005) (assuming without deciding that equitable tolling is available under AEDPA). Equitable tolling also "requires the petitioner to demonstrate a causal relationship between the extraordinary circumstances on which the claim for equitable tolling rests and the lateness of his filing, demonstration that cannot be made if the petitioner, acting with reasonable diligence, could have filed on time notwithstanding the extraordinary circumstances." Valverde v. Stinson, 224 F.3d 129, 134 (2d Cir. 2000). Thus, the petitioner must show that extraordinary circumstances "prevented" him from filing on time. Id. at 133-34.
Consideration of the timeline of Walker's filings in state court convinces me that equitable tolling is not warranted here. First, after his motion to file a late appeal was denied on November 9, 2001, Walker waited 263 days before seeking reargument of this motion on July 30, 2002. (The one-year statute of limitations expired on July 6, 2002, as noted above.) I note that Walker's motion for reargument ultimately was granted on September 30, 2002, and he was directed to file his late appellate brief on or before October 30, 2002. In his Timeliness Response, Walker states that "due to improper filing procedures [he] could not continue the appeal process" and that "due to unknown reasons [his] notice of appeal was not properly filed with the Trial Courts." Petitioner's Timeliness Response, ¶4 (Docket No. 5). However, based on the documentation submitted by both Walker and respondent to this Court, it appears that Walker failed to comply with the applicable state-court rules for filing appeal papers contained in New York Criminal Procedure Law § 460.10 for filing an original copy with the clerk of court; for Monroe County Court, that is the Monroe County Clerk's Office. This was explained to Walker by the Appellate Division in its letter to him dated May 9, 2003. Although Walker had filed copies of his brief with the Appellate Division and the Monroe County District Attorney's Office, the failure to file with the clerk of the court rendered the filing a nullity. Having found that the brief had not been timely and properly filed in accordance with its order of September 30, 2002, the Appellate Division returned the appeal documents to him.
Walker appears to argue that he is entitled to have the statute of limitations tolled because he is "a layman of the law. . . ." Petitioner's Timeliness Response, ¶9 (Docket No. 5). However, courts in this circuit have routinely declined to toll the statute of limitations on this basis, which is not considered "rare" or "extraordinary." See Smith v. McGinnis, 208 F.3d at 18 (finding no extraordinary or exceptional circumstances warranting equitable tolling where petitioner argued that he could not file his federal petition until he exhausted his state remedies; that he filed his state coram nobis petition and then filed his federal habeas petition only 87 days after the state denied collateral relief; and that he was pro se); Smith v. Graham, No. 06CV3527 (BMC), 2006 WL 3065586, at *2 (E.D.N.Y. Oct. 27, 2006) (where petitioner affirmed that he was "'a layman and 'thought' that [he] was following all of [his] procedures,'" district court found that such circumstances were not extraordinary and did not warrant equitable tolling); Francis v. Miller, 198 F. Supp.2d 232, 235 (E.D.N.Y. 2002) (stating that petitioner's ignorance of the law and legal procedures are not extraordinary circumstances); Armand v. Strack, No. 98 Civ. 6650, 1999 WL 167720, at *5 (E.D.N.Y. Feb.19, 1999) (noting that lack of access to law clerks, illiteracy, lack of English fluency and ignorance of the law have all been considered and rejected by courts as insufficient to demonstrate exceptional circumstances); Fennell v. Artuz, 14 F. Supp.2d 374, 377 (S.D.N.Y.1998) (holding that equitable tolling based on excuses common among prisoners, such as lack of education and lack of familiarity with legal research, would undermine AEDPA's statute of limitations). Walker's status as a pro se litigant cannot be considered an "extraordinary circumstance" and equitable tolling therefore is not warranted here.
Compliance with Western District of New York Local Rule 5.2
On January 25, 2008, a copy of the order reassigning this case to the undersigned was mailed to Walker at Orleans Correctional Facility, his address of record. On February 1, 2008, this article of mail was returned as undeliverable, with the notation that Walker "has been released." See Docket Entry dated 2/1/2008. However, a search of the Inmate Information Database maintained by the New York State Department of Correctional Services ("NYSDOCS") indicates that Walker (D.I.N. 98-B-1460) is in custody, and was "received" back into custody at Willard Correctional Facility on February 1, 2008, based on a parole violation.*fn9 See NYSDOCS Inmate Population Information Search website at http://nysdocslookup.docs.state.ny.us/GCA00P00/WIQ3/WINQ130 (last visited Apr. 1, 2008).
Walker is reminded that as a matter of this District's Local Rules, both attorneys and pro se litigants have an obligation to immediately notify the Court and opposing parties of any change in their address or contact information. Local Rule of Civil Procedure 5.2(d) requires that a party proceeding pro se "must furnish the Court with a current address at which papers may be served on the litigant. . . . . In addition, the Court must have a current address at all times. Thus a pro se litigant must notify the Court immediately in writing of any change of address. Failure to do so may result in dismissal of the case with prejudice." Local Rule of Civil Procedure 5.2(d) (emphasis supplied). Federal courts are vested with the authority to dismiss a plaintiff's action with prejudice because of his failure to prosecute. See FED. R. CIV. PROC. 41(b) ("For failure of the plaintiff to prosecute or to comply with these rules or any order of court, a defendant may move for dismissal of an action or of any claim against him. . . . Unless the court in its order for dismissal otherwise specifies, a dismissal under this subdivision and any dismissal not provided for in this rule, other than a dismissal for lack of jurisdiction or for improper venue, operates as an adjudication upon the merits."). As a pro se litigant, Walker received a packet of information from the District Court Clerk advising him about the requirements of all of the Local Rules, including Local Rule 5.2(d).
Although authorized to dismiss Walker's petition based on his failure to keep the Court apprised of his current address, the Court declines to do so at this juncture because it has actual knowledge of his whereabouts. Based on the information obtained from the NYSDOCS website, the Court will send a copy of this Order to Walker at Willard Correctional Facility. Walker is ordered to confirm his present address with the Court within fifteen (15) days of his receipt of this Order. His failure to do so will result in the case being closed without any further action from the Court.
Accordingly, Walker's petition for a writ of habeas corpus is dismissed as time-barred. A certificate of appealability shall not issue because petitioner has not made a substantial showing of the denial of a constitutional right. See 28 U.S.C. § 2253(c)(2); Lucidore v. New York State Div. of Parole, 209 F.3d 107, 112-13 (2d Cir. 2000). The Clerk of the District Court is directed to send a copy of this Order to Walker at Willard Correctional Facility, where it appears that he is currently housed.
IT IS SO ORDERED.