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Harris v. Smith


August 4, 2008


The opinion of the court was delivered by: Lawrence E. Kahn U.S. District Judge



According to the testimony adduced at trial, between January 1996 and April 1996, Petitioner Lawrence Harris, as well as Anthony Wright, engaged in the sale of crack cocaine at the home of James Hill and his fiancee, Sharon Cannizzo, in the Town of Caroga, Fulton County. See Transcript of Trial of Lawrence Harris (7/3/97) ("Trial Tr.") at pp. 1022-31. In early 1996, Hill and Cannizzo, both of whom were admitted crack cocaine users, agreed to allow Harris and Wright to sell cocaine out of their house in exchange for drugs for their own personal use. Trial Tr. at pp. 849, 1024-29. Pursuant to their arrangement, Harris and Wright were to go to the Caroga Lake residence at least once per week in order to supply the crack cocaine. Trial Tr. at pp. 759-60, 1031-32.*fn1 Hill took money directly from the customers, went to a designated bedroom, turned the money over to Harris and Wright in exchange for the drugs, and returned to the customer with the drugs. Trial Tr. at pp. 743-48, 786-87, 1032-39. Cannizzo assisted the group by admitting customers into the house and also by both receiving and placing phone calls to Harris and Wright. Trial Tr. at pp. 789-91, 795-98. The record also established that Hill and Cannizzo contacted Harris and Wright through the use of a "beeper" if they were not in the house when a potential customer arrived. Trial Tr. at pp. 791-94, 798-803, 1041-47.*fn2

On March 9, 1996, Robert Warner informed a member of the Fulton County, New York Drug Task Force that drug sales were occurring at the Caroga Lake residence. Trial Tr. at pp. 410-14, 970-74. Warner thereafter agreed to act as a confidential informant for law enforcement agents, and subsequently participated in controlled purchases of cocaine from that house. Trial Tr. at pp. 412-414, 977. At trial, Warner testified that during the controlled purchases of narcotics, he entered the Caroga Lake residence and gave money to Hill. Trial Tr. at pp. 979-82. Hill then left the room and returned with the crack cocaine, which Warner in turn provided to the police. Trial Tr. at pp. 979-84.

Dan Thum testified that he went to the Caroga Lake residence between twenty and thirty times between January and April 1996 in order to purchase cocaine. Trial Tr. at p. 1155. During one purchase in January 1996, he observed an Isuzu Trooper, which Harris was subsequently found to be driving, see Trial Tr. at pp. 1230-33, in the driveway of the house and also observed two well-dressed African-American men in the living room watching television. Trial Tr. at pp. 1161-63. At trial, Thum specifically identified Harris as one of those men. See Trial Tr. at pp. 1163-65. Todd Heroth testified that he went to the Caroga Lake residence approximately twenty times between January and April 1996 to purchase cocaine, Trial Tr. at p. 1097, and that when he purchased cocaine from Hill on April 2, 1996, Harris was at the house. Trial Tr. at pp. 1102-03.

On April 3, 1996, Hill, Cannizzo, Harris and Wright were arrested at the Caroga Lake residence. Trial Tr. at pp. 811-15, 1022. A search of the home disclosed the presence of 5 1/2 ounces of cocaine, an electronic scale, razor blades, and plastic bags in the bedroom from which Harris and Wright apparently transacted their business. Trial Tr. at pp. 1283, 1321-22, 1494-95.

In the proceedings brought by the Fulton County District Attorney, Warner testified before the grand jury pursuant to a cooperation agreement into which he had entered wherein the prosecutor agreed to not bring felony charges against him for certain criminal conduct in which he had engaged in prior to the controlled buys. Trial Tr. at pp. 1013-15. Hill and Cannizzo also entered into cooperation agreements with the District Attorney and testified before the grand jury. Trial Tr. at pp. 811, 1072-73, 1089.

On July 24, 1996, a Fulton County grand jury returned a nine count indictment against Harris and Wright. In that accusatory instrument, the two were charged with three counts of criminal sale of a controlled substance in the third degree, three counts of criminal facilitation in the fourth degree, criminal possession of a controlled substance in the first degree, criminal facilitation in the second degree, and conspiracy in the second degree. E.g., Trial Tr. at p. 323. Wright subsequently moved for a severance of his trial from that of Harris, which the County Court denied. Trial Tr. at pp. 4-8, 51. Harris' jury trial on the charges commenced on June 27, 1997 in Fulton County Court with County Court Judge Angelo D. Lomanto presiding.

Several days into the trial, sworn juror C. Lamb requested to speak with Judge Lomanto Trial Tr. at p. 631. Judge Lomanto then questioned her, in camera, in the presence of both defense counsel and the District Attorney. Trial Tr. at p. 631. At that time, Lamb stated that before she was sworn as a juror, a woman with four children had sat next to her in the courtroom. Trial Tr. at pp. 631-32. The woman informed Lamb that she was in search of a place to stay, and Lamb responded by providing the woman with the names of some local hotels. Trial Tr. at pp. 632-33. In that list, Lamb included the name and phone number of a lodging facility where her husband was employed. Trial Tr. at p. 633. At the conference, Lamb informed the court that, after she was selected as a juror, she thought about her conversation with the woman about lodging, and ultimately came to the conclusion that her suggestion might not have been a good idea. Specifically, she advised the County Court:

[T]he only thought that came to me at that point was if they lost the case, would there be any thought of retaliation against me now that I've given her my phone number and address and name. But I just thought well I'll just have to live with that, there's nothing I can do.

Trial Tr. at p. 634. Later on during the trial, Lamb saw the woman in a hallway with Wright. Trial Tr. at pp. 634-35. The woman smiled at Lamb, and although Lamb felt awkward, she returned the smile and politely asked the woman whether she had found a place to say, to which she responded she had. Trial Tr. at pp. 634-35. Lamb informed the court that the "only impact" she felt as a result of the foregoing was to "have a little bit of concern." Trial Tr. at p. 636. She further declared that her interaction with the woman: wouldn't change the way I would vote or my impartiality at all. The only thing it could possibly do is make me feel a little more concerned for my safety in the future. But I don't think that's a valid thing to base decisions on.

Trial Tr. at p. 636.*fn3 Lamb further mentioned that she shared her concern regarding the incident with juror S. Benson in the presence of a male juror, whom she did not know by name. Trial Tr. at pp. 637-41.

William Lorman, Esq., Harris' counsel, as well as William Martuscello, Esq., defense counsel for Wright, questioned Lamb about the foregoing. Trial Tr. at pp. 639-50. In addition, Fulton County District Attorney Polly Hoye ("D.A. Hoye") examined Lamb. Trial Tr. at pp. 650-51. Neither Lorman nor Martuscello objected to conducting such hearing in the absence of the Defendants. Trial Tr. at pp. 630-82.

At the request of defense counsel, Judge Lomanto conducted further inquiry of several other jurors, including Benson, to determine whether Lamb's conduct regarding the foregoing had affected their ability to remain fair and impartial. Trial Tr. at pp. 653-54. Benson indicated that she did not have any concerns for her personal safety, and that her knowledge of Lamb's contact with the woman would not affect her own ability to be fair and impartial. Trial Tr. at p. 656. When the other jurors were asked by Judge Lomanto whether anyone had overheard a conversation between Lamb and Benson, no juror responded in the affirmative, and the Court was unable to determine which male juror, if any, had been present when Lamb initially informed Benson of the incident. Trial Tr. at pp. 671-682.

At some point following the above discussion with the jurors, Harris and Wright were brought into chambers. Trial Tr. at p. 682. The circumstances of the hearing were recounted in the presence of the two Defendants, after which counsel for the Defendants moved for a mistrial and the disqualification of jurors Lamb and Benson. Trial Tr. at pp. 682-89.*fn4 The trial court denied those applications and also refused a request to disqualify any of the jurors. Trial Tr. at pp. 690-91.

In their defense to the charges against them, Harris chose to testify in his own defense while Wright refrained from testifying. Trial Tr. at pp. 1547-1609. In his testimony, Harris declared that he only visited the Caroga Lake house on a few occasions, and made no statements that implicated either himself or Wright in the drug sales. Trial Tr. at pp. 1571, 1550-1608.

At the conclusion of the trial,*fn5 Harris and Wright were found guilty of all nine counts. Trial Tr. at pp. 1791-95.

On July 30, 1997, Harris was sentenced as a second felony offender to various terms of imprisonment, resulting in an aggregate sentence of sixty-two and a half years to life. See Transcript of Sentencing of Lawrence Harris (7/30/97) at pp. 15-18.

Harris and Wright consolidated the appeals of their convictions and sentences to the New York Supreme Court, Appellate Division, Third Department. On November 15, 2001, that court affirmed the convictions in all respects. People v. Harris, 288 A.D.2d 610 (3d Dep't 2001). However, in the interests of justice, the Appellate Division mandated that all sentences imposed on Harris run concurrently, reducing the minimum term of imprisonment to which Harris was subject to twenty-five years to life. Id. at 618-20. The New York Court of Appeals granted Harris' request for leave to appeal on January 22, 2002, People v. Harris, 97 N.Y.2d 705 (2002), and on November 21, 2002, the Court of Appeals affirmed the order of the Appellate Division in all respects. People v. Harris, 99 N.Y.2d 202 (2002).

In an application dated February 13, 2004, Harris moved to vacate his judgment of conviction pursuant to New York's Criminal Procedure Law ("CPL") § 440.10 ("CPL Motion"). That application was opposed by the District Attorney, and in a Decision and Order dated August 19, 2004, Fulton County Court Judge Felix J. Catena denied Harris' CPL Motion. See People v. Harris, No. 22-96 (Fulton Cty. Ct. Aug. 19, 2004) ("August, 2004 Order").

B. Proceedings in this Court

Harris commenced this action, pro se, on November 1, 2004 in the Northern District of New York. See Petition (Dkt. No. 1) ("Petition"). In his Petition, Harris asserts several grounds in support of his request for federal habeas intervention. Specifically, he argues that: (i) he received ineffective assistance of trial counsel because his court-appointed attorney labored under a conflict of interest; (ii) he was wrongfully excluded from the portion of his trial when the Court conducted a hearing into the potential tainting of juror Lamb; (iii) the County Court committed reversible error when it permitted Lamb to remain on the jury; (iv) comments made by two prosecution witnesses "poisoned the trial;" (v) the prosecutor and Harris' prior attorney intentionally withheld exculpatory evidence from Harris; and (vi) the prosecutor knowingly suborned perjurious testimony. This Court thereafter directed the Respondent to file a response to the Petition, Dkt. No. 5, and on July 29, 2005, the Office of the Attorney General for the State of New York, acting on Respondent's behalf, filed a response in opposition to Harris' pleading. See Dkt. No. 19. In opposing the Petition, Respondent argues that Harris' claims lack merit. Id. Harris thereafter submitted a traverse in further support of his application. See Dkt. No. 20 ("Traverse"). This Court has considered the above-referenced submissions, together with the state court records provided to the Court, in conjunction with its review of the Petition, which is currently before this Court for disposition.*fn6

II. Discussion

A. Standard of Review Applicable to Harris' Claims

The April 1996 enactment of the Antiterrorism and Effective Death Penalty Act ("AEDPA") brought about significant new limitations on the power of a federal court to grant habeas relief to a state prisoner under 28 U.S.C. § 2254. In discussing this deferential standard, the Second Circuit noted in Rodriguez v. Miller, 439 F.3d 68 (2d Cir. 2006) that: a federal court may award habeas corpus relief with respect to a claim adjudicated on the merits in state court only if the adjudication resulted in an outcome that: (1) was "contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States"; or (2) was "based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding."

Rodriguez, 439 F.3d at 73 (quoting 28 U.S.C. § 2254(d)); see also DeBerry v. Portuondo, 403 F.3d 57, 66 (2d Cir. 2005); Miranda v. Bennett, 322 F.3d 171, 177-78 (2d Cir. 2003); Boyette v. LeFevre, 246 F.3d 76, 88 (2d Cir. 2001). In providing guidance concerning application of this test, the Second Circuit has noted that:

[A] state court's decision is "contrary to" clearly established federal law if it contradicts Supreme Court precedent on the application of a legal rule, or addresses a set of facts "materially indistinguishable" from a Supreme Court decision but nevertheless comes to a different conclusion than the Court did. [Williams v. Taylor, 529 U.S. 362,] at 405-06 [2000]; Loliscio v. Goord, 263 F.3d 178, 184 (2d Cir. 2001).... [A] state court's decision is an "unreasonable application of" clearly established federal law if the state court "identifies the correct governing legal principle from [the Supreme] Court's decisions but unreasonably applies that principle to the facts" of the case before it. Williams, 529 U.S. at 413.

Thibodeau v. Portuondo, 486 F.3d 61, 65 (2d Cir. 2007); see also Williams v. Artuz, 237 F.3d 147, 152 (2d Cir. 2001) (citing Francis S. v. Stone, 221 F.3d 100, 108-09 (2d Cir. 2000)).

Significantly, a federal court engaged in habeas review is not charged with determining whether the state court's determination was merely incorrect or erroneous, but instead whether such determination was "objectively unreasonable." Williams, 529 U.S. at 409; see also Sellan v. Kuhlman, 261 F.3d 303, 315 (2d Cir. 2001). Objectively unreasonable in this context means "'some increment of incorrectness beyond error is required'" for a federal court to properly grant a habeas application. Earley v. Murray, 451 F.3d 71, 74 (2d Cir. 2006) (quoting Francis S., 221 F.3d at 111).

B. Review of Harris' Claims

1. Ineffective Assistance of Counsel

In his first ground, Harris alleges that he received ineffective assistance of counsel because the attorney who represented him prior to trial, Michael Albanese, Esq., was simultaneously representing (on unrelated charges) Warner, who proved to be a prosecution witness who offered testimony damaging to Harris' defense. See Petition, Ground One. He also asserts, in his fifth ground for relief, that his attorney was aware that Warner "was at a minimum a witness in" the prosecution's case against Harris, but nevertheless continued on with the conflicted representation. See Petition, Ground Five. Finally, Petitioner suggests in his sixth ground that Attorney Albanese may have been aware of the conflict when he was provided with copies of prior statements that had been made by co-conspirators to law enforcement agents, but failed to take appropriate action.

Petition, Ground Six.

The Sixth Amendment to the United States Constitution provides that: "[i]n all criminal prosecutions, the accused shall enjoy the right . . . to have the Assistance of Counsel for his defence." U.S. Const. Amend. VI. A defendant's Sixth Amendment right to counsel guarantees the right to conflict-free representation. See Wood v. Georgia, 450 U.S. 261, 271 (1981) ("[w]here a constitutional right to counsel exists, our Sixth Amendment cases hold that there is a correlative right to representation that is free from conflicts of interest"); Cuyler v. Sullivan, 446 U.S. 335, 345 (1980). In Cuyler, the Supreme Court observed that to establish a violation of this right, "a defendant who raised no objection at trial must demonstrate that an actual conflict of interest adversely affected his lawyer's performance." Id., 446 U.S. at 348-49.

The Second Circuit has noted that there are three levels of conflicts of interest to be considered in evaluating a Sixth Amendment claim alleging same: a) a per se conflict, which does not require a showing of prejudice; b) an actual conflict of interest that carries a presumption of prejudice; and c) a potential conflict of interest that requires a finding of both deficient performance by counsel and prejudice. See U.S. v. Doe No. 1, 272 F.3d 116, 125 (2d Cir. 2001) (citation omitted).

A "per se" conflict of interest exists only where trial counsel is not authorized to practice law, see Solina v. U.S., 709 F.2d 160, 164 (2d Cir. 1983), or is implicated in the very crime for which his client is on trial, see U.S. v. Cancilla, 725 F.2d 867, 870 (2d Cir. 1984).*fn7 Since Petitioner has not established the existence of either circumstance, no per se conflict existed in the state court matter below.

To prove that his attorney labored under an actual conflict of interest during the course of his representation, Harris must demonstrate the existence of three distinct factors. See Armienti v. United States, 234 F.3d 820, 824 (2d Cir. 2000); United States v. Moree, 220 F.3d 65, 69 (2d Cir. 2000); United States v. Berger, 188 F.Supp.2d 307, 333 (S.D.N.Y. 2002). First, Petitioner must establish that an "actual conflict of interest" existed, i.e., that "the attorney's and defendant's interests diverge[d] with respect to a material factual or legal issue or to a course of action." Armienti, 234 F.3d at 824 (citing Winkler v. Keane, 7 F.3d 304, 307 (2d Cir. 1993)); Berger, 188 F.Supp.2d at 333. He must then establish "adverse effect" as a result of such conflict by demonstrating the existence of "some 'plausible alternative defense strategy'" not pursued by his counsel. Armienti, 234 F.3d at 824 (citing United States v. Levy, 25 F.3d 146, 157 (2d Cir. 1994)) (other citation omitted). Finally, Harris must show "that the 'alternative defense strategy was inherently in conflict with or not undertaken due to the attorney's other loyalties or interests.'" Armienti, 234 F.3d at 824 (citing Levy, 25 F.3d at 157) (other citation omitted).*fn8

In this case, Harris suggests that his interests and those of Attorney Albanese diverged with respect to a material factual matter, legal issue or course of action because Attorney Albanese was negotiating a plea proposal concerning Warner with the District Attorney in which Warner agreed to testify against Harris in exchange for a favorable plea agreement on behalf of Warner. See Traverse at pp. 2-3.

However, as both the Appellate Division and the Court of Appeals observed, the only evidence before the Court establishes that although Attorney Albanese encouraged Warner to cooperate with the authorities in the context of counsel's representation of Warner, counsel was unaware that such cooperation including his assistance in the prosecution of Harris. See Harris, 288 A.D.2d at 613-14; Harris, 99 N.Y.2d at 210-11.

Moreover, Judge Catena specifically considered and rejected Harris' claim in his CPL Motion -- and reiterated by Petitioner in both his fifth and sixth grounds for relief -- which suggests that Attorney Albanese was aware that Warner was to be a witness for the prosecution against Harris at his trial. See August, 2004 Order at 1-2. Harris has not presented any persuasive evidence which demonstrates that Judge Catena's determination was erroneous in any way.

In sum, Harris has failed to establish that Attorney Albanese did not pursue an alternative defense strategy due to his other loyalties or interests. Petitioner therefore has not established that his attorney labored under an actual conflict of interest with respect to Harris. E.g., Armienti, 234 F.3d at 824 (citations omitted).

Finally, any argument that Harris is entitled to habeas relief on this claim due to a potential conflict of interest that existed between himself and Attorney Albanese must fail because Petitioner has wholly failed to establish that he was prejudiced by the pre-trial dual representation. See Doe No. 1, 272 F.3d at 126. In this regard, the Court adopts the Appellate Division's determination that counsel's "innocent overlapping pretrial representation of the informant did not negatively impact [Attorney] Albanese's pretrial representation of Harris." Harris, 288 A.D.2d at 614.

Harris has not demonstrated that the denial of his ineffective assistance claim by the state courts is either contrary to, or represents an unreasonable application of, Strickland and its progeny. Nor has he demonstrated that Judge Catena erred in denying the portion of Harris' CPL Motion in which he claimed that Attorney Albanese was likely aware that Warner was assisting the prosecution in preparing its case against Harris. The Court therefore denies Harris' first ground for relief, as well as the portion of his fifth and sixth grounds which argue that Attorney Albanese was aware of the claimed conflict of interest during the course of his representation of Harris.

2. Exclusion From In Camera Hearing

In his second ground for relief, Harris asserts that he was wrongfully excluded from the in camera meeting conducted by Judge Lomanto with counsel involving juror Lamb. Petition, Ground Two. He asserts that he "likely had information" regarding the possible tainting of that juror, id., and specifically argues that he could have informed counsel of the substance of his wife's conversations with Lamb. Traverse at p. 7. He further suggests that the County Court erred in failing to question his wife about her interactions with the juror. Id. Petitioner also asserts that Judge Lomanto wrongfully failed to advise Harris of the substance of the in camera meeting that had taken place with Lamb in Harris' absence, including the statements that Lamb had made regarding her interaction with Harris' wife. Traverse at pp. 5-6. Finally, he contends that Lamb was aware of the fact that the woman with whom she spoke was Harris' wife before Lamb was chosen as a juror, but that she nevertheless continued to interact with Petitioner's wife even after Lamb was selected on the panel. Traverse at pp. 6-7.

It is well settled that a criminal defendant's presence at trial is required "to the extent that a fair and just hearing would be thwarted by his absence." Snyder v. Massachusetts, 291 U.S. 97, 107-08 (1934), overruled on other grounds by Malloy v. Hogan, 378 U.S. 1 (1964); see also Illinois v. Allen, 397 U.S. 337, 338 (1970). This guarantee encompasses the right "to be present at all stages of the trial where his absence might frustrate the fairness of the proceedings," Faretta v. California, 422 U.S. 806, 819 n.15 (1975), and assures that an accused may even attend hearings in which he is not actually confronting witnesses or evidence against him. See Kentucky v. Stincer, 482 U.S. 730, 745 (1987); United States v. Gagnon, 470 U.S. 522, 526 (1985) (per curiam). As the Supreme Court has recognized, however, this right to be present is not absolute; it is triggered only when the defendant's "presence has a relation, reasonably substantial, to the fu[l]lness of his opportunity to defend against the charge." Snyder, 291 U.S. at 105-06. Thus, there is no constitutional right to be present when the defendant's presence at a proceeding "would be useless, or the benefit but a shadow." Snyder, 291 U.S. at 106-07. Accordingly, when there is no indication that a defendant "could have done anything had he been at the hearing nor would he have gained anything by attending," no due process violation results from the holding of a hearing in a defendant's absence. Stincer, 482 U.S. at 747; Cohen v. Senkowski, 290 F.3d 485, 489 (2d Cir. 2002) ("the right to be present is not absolute: it is triggered only when the defendant's 'presence has a relation, reasonably substantial, to the fu[l]lness of his opportunity to defend against the charge'") (quoting Snyder); see also Bohan v. Kuhlmann, 234 F.Supp.2d 231, 268 (S.D.N.Y. 2002) (citing Stincer). When the proceeding is a "short interlude in a complex trial," it is not considered "material" under the due process clause. Gagnon, 470 U.S. at 527. In specifically addressing in camera discussions with jurors held outside the presence of a defendant, the Supreme Court has emphasized that "'[t]he defense has no constitutional right to be present at every interaction between a judge and a juror.'" Gagnon, 470 U.S. at 526 (quoting Rushen v. Spain, 464 U.S. 114, 125-26 (1983)) (Stevens, J., concurring in judgment).

This Court initially finds that the inquiry conducted by the County Court was not necessarily a material stage of the trial at which Harris had a right to be present. The Second Circuit has observed that the constitutional requirement that a defendant be present at all stages of his trial is to be applied in a flexible, "common sense" manner. Clark v. Stinson, 214 F.3d 315, 322-23 (2d Cir. 2000). Significantly, the Clark court cited with approval a holding of the New York Court of Appeals which concluded that the questioning of a juror outside the defendant's presence does not constitute a material stage of trial. See Clark, 214 F.3d at 322-23 (citing People v. Mullen, 44 N.Y.2d 1, 5-6 (1978)); see also Cruz v. Artuz, No. 97-CV-2508, 2002 WL 1359386, at *12 (E.D.N.Y. June 24, 2002) (rejecting petitioner's claim he was denied a fair trial because he was not present at trial court's in camera inquiry of three jurors following their encounter with petitioner's eight-year-old son outside the courtroom because the proceeding was not a material stage of the trial).

Moreover, even assuming, arguendo, that the conference was a material stage of Harris' trial, he has not demonstrated that his absence from the inquiry bore a reasonable relationship to his opportunity to defend. Although Petitioner now claims that he could have assisted his attorney in questioning Lamb regarding her encounters with Harris' wife, conspicuous by its absence from the record is any evidence that addresses the substance of any of the claimed conversations between Harris and his wife that related to her interaction with the juror. Consequently, this Court could not properly find that Harris' defense would have benefitted had he been present at that conference. Furthermore, as noted above, Lamb expressed some unease following her interaction with Harris' wife. Petitioner's presence at the in camera meeting may well have hindered the fact-finding process in which the trial court was required to engage because Lamb may not have believed she could speaking freely and honestly about her interactions and beliefs in his presence. E.g. Gagnon, 470 U.S. at 526-27 (finding that the presence of defendants and their counsel "could have been counterproductive" where court held in camera, ex parte inquiry of a sworn juror who expressed concern about the fact that the defendant had been sketching the jury during the proceedings); United States v. Peterson, 385 F.3d 127, 138 (2d Cir. 2004) (indicating that in camera conversation between trial judge and sworn juror who informed other jurors, during deliberations, that she believed she had known the defendants in the past, did not require defendants' attendance because, inter alia, their "presence may have prevented [the] juror . . . from speaking openly"). Finally, the continuous presence of Harris' counsel during the hearing, and his active participation in the questioning of Lamb, ensured the fundamental fairness of this aspect of the trial. E.g. Pellington v. Greiner, 307 F. Supp. 2d 601, 606 (S.D.N.Y. 2004) ("courts have repeatedly indicated that in most instances, the presence of defense counsel at a conference between a judge and juror adequately protects the defendant's interests"), aff'd, 132 Fed.Appx. 868 (2d Cir. 2005) (citations omitted). Thus, Harris has failed to establish that the fairness of his trial was "thwarted" by his absence from a portion of the above-referenced hearing.*fn9

Based upon the foregoing, this Court concludes that the denial of this appellate claim by the Court of Appeals, see Harris, 99 N.Y. 2d at 212-13, is neither contrary to, nor represents an unreasonable application of, clearly established Supreme Court precedent. Harris' second ground for relief is therefore denied.

3. Failure to Remove Lamb as Juror

In his third ground, Harris asserts that the trial court committed reversible error when it declined to dismiss Lamb from the jury following the in camera meeting with that juror.

Petition, Ground Three

A trial court's finding of impartiality on the part of jury members may be overturned only on a finding of "manifest error." Patton v. Yount, 467 U.S. 1025, 1031 (1984). Habeas courts are to afford a trial court's conclusion as to whether a juror is qualified to remain on a panel "special deference." Id. at 1037 n.12 (citations omitted); see also Fama v. Comm'r of Corr. Servs., 235 F.3d 804, 813 (2d Cir. 2000) ("[o]n § 2254 review, the state trial court is entitled to a presumption of correctness with respect to its conclusion that the jury was impartial"). Because the trial court is in a "unique position to observe the juror," its decision on the issue of whether a juror may properly remain on the panel is to be afforded "great weight." Johnson v. Ricks, No. 02-CV-1366, 2007 WL 3171782, at *7 n.10 (Oct. 29, 2007) (McCurn, S.J.) (quoting People v. Pinckney, 220 A.D.2d 539, 539-40 (2d Dept. 1995)) (other citations omitted).

The record establishes that after hearing the argument of counsel following the in camera conference discussed above, Judge Lomanto concluded that none of the jurors engaged in misconduct, and accordingly denied the mistrial and juror disqualification motions made by counsel. Trial Tr. at pp. 690-91.

Both the Appellate Division and the Court of Appeals concluded that Judge Lomanto made a "probing and tactful" inquiry during the subject conference. See Harris, 288 A.D.2d at 616; Harris, 99 N.Y.2d at 213. In conjunction with this ground for relief, the transcript of the in camera hearing over which the County Court presided relating to this issue has been reviewed. That review has satisfied this Court that Judge Lomanto properly denied the requests made by counsel for both Harris and Wright to have Lamb removed from the panel. Since petitioner has not demonstrated that the trial court's decision to permit that juror to remain on the jury was erroneous in any way, he is not entitled to habeas relief on this claim.

4. Testimony of Prosecution Witnesses Deprived Harris of Fair Trial

In his fourth ground for relief, Harris asserts that he was deprived of his right to a fair trial due to the testimony offered by two prosecution witnesses. Petition, Ground Four. Specifically, he argues that one witness was wrongfully permitted to testify that she did not wish to disclose information about her employment because it might jeopardize her safety, while another witness improperly declared that testifying at the trial "could get him killed." Id. Petitioner asserts that the foregoing testimony, coupled with the concern that juror Lamb expressed regarding her own safety, as well as that juror's interaction with other jury members, deprived him of his right to a fair trial. Id.

The record reflects that when counsel for co-Defendant Wright asked Cannizzo on cross-examination where she was employed, Cannizzo responded: "I'd rather not disclose that. I don't feel I need to. Why do I need to disclose where I'm working at this time?" Trial Tr. at p. 883. An off-the-record sidebar was then held. Trial Tr. at pp. 883-84. After that conference, Judge Lomanto asked Cannizzo, "is there a reason why you do not want to answer the question as to where you're working," she responded, over the objection of Wright's counsel, "[f]or my own personal safety." Trial Tr. at p. 884.*fn10 Harris' counsel did not object to that testimony.

Additionally, when Hill was testifying on behalf of the prosecution, he noted that he had entered into a cooperation agreement with the prosecution in which he agreed to testify against Harris and Wright, and to plead guilty to narcotics charges relating to the drug activities with the co-defendants and Cannizzo. Trial Tr. at pp. 1065-68. On cross-examination, Wright's counsel inquired of Hill whether he had thought about the consequences of what might happen if he failed to testify for the prosecution, to which the witness responded "Yeah." Trial Tr. at p. 1088. On re-direct examination, the District Attorney explored with Hill what he meant by his response, to which he replied there were "a whole bunch of consequences . . . I could get killed. This isn't a favorable act where I live." Trial Tr. at p. 1091. Petitioner's counsel did not object to that testimony.

Claimed evidentiary errors by state courts are not ordinarily subject to habeas review unless they deprive a defendant of a fundamentally fair trial. Estelle v. McGuire, 502 U.S. 62, 72-75 (1991). A party is entitled to habeas relief on a claim that evidence was improperly admitted against him only where the introduction of that evidence "so infused the trial with unfairness as to deny [the defendant] due process of law." Lisenba v. California, 314 U.S. 219, 228 (1941). The introduction of improper evidence against a defendant does not amount to a violation of due process unless the evidence "is so extremely unfair that its admission violates fundamental conceptions of justice." Dowling v. United States, 493 U.S. 342, 352 (1990). As the Dowling Court noted, only a very narrow class of such evidentiary infractions violates fundamental fairness. Dowling, 493 U.S. at 352; see also Dunnigan v. Keane, 137 F.3d 117, 125 (2d Cir. 1998); Collins v. Scully, 755 F.2d 16, 18 (2d Cir. 1985) (stating that improperly admitted evidence results in a due process violation only if "the error was so pervasive as to have denied [the petitioner] a fundamentally fair trial"). Furthermore, "not all erroneous admissions of such evidence are errors of constitutional dimension." Dunnigan, 137 F.3d at 125. To the contrary, "[t]he introduction of improper evidence against a defendant does not amount to a violation of due process unless the evidence 'is so extremely unfair that its admission violates fundamental conceptions of justice.'" Id. (quoting Dowling); see also Wray v. Johnson, 202 F.3d 515, 526 (2d Cir. 2000); Lopez v. Fischer, No. 05 CIV.2558, 2006 WL 2996548, at *10 (S.D.N.Y. Oct. 16, 2006) (citations omitted). The task for the federal habeas court, therefore, is to determine "whether the erroneously admitted evidence, viewed objectively in light of the entire record . . . was sufficiently material to provide the basis for conviction or to remove a reasonable doubt that would have existed on the record without it. In short it must have been crucial, critical, highly significant." Collins, 755 F.2d at 19 (internal quotation and citation omitted); Dalcin v. New York, 438 F.Supp.2d 176, 182 (W.D.N.Y. 2006) (citations omitted).

During counsels' cross-examinations of both Hill and Cannizzo, the attorneys for Harris and Wright elicited testimony that related to the state of mind of those witnesses and their reason for testifying on behalf of the prosecution. E.g. Trial Tr. at 880-81 (Wright's counsel noting that his questioning sought to "cross-examine [Cannizzo] as to her state of mind"); 1068-81 (Harris' counsel exploring the reason Hill agreed to testify for the prosecution and matters that he "considered" before testifying).

Where the cross-examination of witnesses focuses on the fact that their testimony was motivated by self-interest and an attempt to obtain lenient treatment, a trial court may properly allow testimony which suggests that "such cooperation was also against the [witnesses'] interest to a significant extent." People v. Edwards, 261 A.D.2d 260, 261 (1st Dept. 1999). Furthermore, as noted above, Harris' counsel failed to object to the testimony of Hill and Cannizzo upon which Petitioner now relies in support of this aspect of his habeas petition. That fact casts significant doubt on a subsequent claim which alleges that a party was prejudiced by such testimony. E.g., Rojas v. Senkowski, No. 95-CV-1866, 1996 WL 449321, at *4 (E.D.N.Y. July 29, 1996) (citation omitted) (counsel's failure to object to allegedly improper remark of prosecutor "undermines the seriousness of petitioner's claim of error").

Based upon the foregoing, this Court concludes that the decision of the Court of Appeals which rejected this appellate claim, see Harris, 99 N.Y.2d at 213, is neither contrary to, nor represents an unreasonable application of, Lisenba and its progeny. Harris' fourth ground for relief is therefore denied.

5. Brady Violation

In his sixth ground for relief,*fn11 Harris asserts that he was deprived of his right to a fair trial because the district attorney "intentionally withheld exculpatory evidence" from the defense. See Petition, Ground Six. Specifically, he asserts that "prior statements of accomplices made to law enforcement" were not disclosed to the defense, which in turn hampered trial counsel's ability to effectively cross-examine prosecution witnesses. Id.

In denying this claim when asserted by Harris in the context of his CPL Motion, Judge Catena found Harris' allegations regarding the time at which the statements were disclosed by the prosecution to have been "belied by the record." August, 2004 Order at p. 1.

To prove a Brady violation, a habeas petitioner must establish that: 1) the evidence at issue was favorable to the accused, either because it was exculpatory or could have impeached a prosecution witness; 2) the evidence was suppressed by the prosecution, either willfully or inadvertently; and 3) prejudice ensued from the withholding. Moore v. Illinois, 408 U.S. 786, 794-95 (1972); see also Strickler v. Greene, 527 U.S. 263, 281-82 (1999).

The record reflects that during a conference conducted between counsel for Harris, Wright and the County Court, a discussion was held regarding the pre-trial statements made by Cannizzo and Hill. See Trial Tr. at p. 932. When Judge Lomanto stated that he had assumed that counsel for the defense had "got[ten] all of those," the district attorney responded "[t]hey do, your Honor." Id. Since Harris' counsel did not dispute that statement of the prosecutor, it is patent that counsel was in possession of those statements before those witnesses testified.*fn12

To establish that evidence was "suppressed" by the prosecution in a Brady sense, a petitioner must demonstrate that his attorney did not possess the requested evidence in time for its effective use at trial. "[A]s long as a defendant possesses Brady evidence in time for its effective use, the government has not deprived the defendant of due process of law simply because it did not produce the evidence sooner." Lutes v. Ricks, 02-CV-1043, 2005 WL 2180467, at *15 n.19 (N.D.N.Y. Sept. 9, 2005) (internal quotation and citations omitted).

The above-cited exchange between the Court and defense counsel conclusively establishes that Harris' counsel had been provided copies of the prior statements that Cannizzo and Hill had made to law enforcement agents before such witnesses testified at trial. E.g. Trial Tr. at p. 932. Since Harris has not demonstrated that those statements were "suppressed" by the prosecutor, he has necessarily failed to establish that the County Court's denial of his Brady claim is either contrary to, or represents an unreasonable application of, Brady and its progeny. Petitioner's sixth ground for relief is therefore denied.

6. Subornation of Perjury

In his seventh and final ground, Harris claims that the prosecutor elicited false testimony from Warner when that witness declared that he personally knew Harris and recognized him as being present at the Caroga Lake residence when Warner purchased drugs. See Petition, Ground Seven. Petitioner also argues that the District Attorney knowingly supplied a false criminal history sheet to the County Court and counsel for Harris and Wright. Id.

Harris raised these claims in his CPL Motion, which was denied by the County Court. See August, 2004 Order at pp. 1-2.

The Supreme Court has noted that a conviction obtained by the knowing use of perjured testimony on the part of the prosecution "is fundamentally unfair, and must be set aside if there is any reasonable likelihood that the false testimony could have affected the judgment of the jury." United States v. Agurs, 427 U.S. 97, 103 (1976) (footnote omitted). Additionally, "[a] conviction obtained through use of false evidence, known to be such by representatives of the State, must fall under the Fourteenth Amendment." Napue v. Illinois, 360 U.S. 264, 269 (1959).

As noted in Toland v. Walsh, No. 04-CV-0773, 2008 WL 65583 (N.D.N.Y. Jan. 4, 2008):

To prevail on [a perjury claim], [petitioner] must initially demonstrate that perjury was in fact committed at his trial. See United States v. White, 972 F.2d 16, 20 (2d Cir.1992); Vail v. Walker, No. 96-CV-578, 1997 WL 695583, at *5 (N.D.N.Y. Nov. 4, 1997) (Homer, M.J.) (citing White ), adopted Vail v. Walker, No. 96-CV-578 (Dkt. No. 49) (N.D.N.Y. Aug. 24, 1999) (Scullin, J.), appeal dismissed, Vail v. Walker, No. 99-2554 (2d Cir. Mar. 23, 2001).

Toland, 2008 WL 65583, at *22.

Harris offers no proof that supports his claim that Warner's testimony was perjurious.*fn13

The petitioner bears the burden of proving in his habeas petition that his constitutional rights were violated in the state court proceeding. See Whitaker v. Meachum, 123 F.3d 714, 716 (2d Cir. 1997) (citing Walker v. Johnston, 312 U.S. 275, 286 (1941) (petitioner has the burden on collateral review of "sustaining his allegations by a preponderance of evidence")) (other citations omitted); Lovacco v. Kelly, No. 99 CV 3094, 2005 WL 2482518, at *3 (S.D.N.Y. Oct. 7, 2005) (citation omitted); Frazier v. New York, 187 F.Supp.2d 102, 108 (S.D.N.Y. 2002) (citation omitted); Nunez v. Miller, No. 00 CIV 0966, 2001 WL 1773731, at *8 (E.D.N.Y. July 12, 2001) (citations omitted). Harris' failure to provide factual support for his perjury claim represents a failure on his part to shoulder his burden of proof in this action.

As to the criminal history sheet provided by D.A. Hoye, the record reflects that prior to Warner's testimony, the prosecutor provided counsel for the defendants and the court with a copy that witness's criminal history. Trial Tr. at p. 948. It was subsequently established that a prior conviction of Warner for "AUO"*fn14 in the second degree was absent from the list of convictions detailed on the sheet supplied to defense counsel regarding Warner's prior convictions. Trial Tr. at pp. 952, 958. When questioned about that omission, the District Attorney declared that she had never received any record of that conviction, and was completely unaware of same. Trial Tr. at pp. 957-58. Petitioner has wholly failed to establish that the prosecutor intentionally withheld information relating to the AUO conviction from defense counsel or the court. Moreover, the numerous crimes of which Warner was convicted were discussed during his direct examination, see Trial Tr. at 1009-1013, and Harris' counsel chose not to ask any question of this witness -- including whether he was convicted of any crimes not brought out on direct examination or contained in the list of convictions provided to defense counsel -- during cross-examination. See id. at p.1018. He has therefore failed to establish either misconduct on the part of D.A. Hoye, or any prejudice as a result of the cited omission.

In sum, Petitioner has failed to establish any perjury on the part of Warner at Harris' trial, or that the prosecutor knowingly provided false information to the court and/or defense counsel regarding that witness. Moreover, he has wholly failed to demonstrate that his defense was prejudiced, in any way, by the fact that a prior conviction of Warner was inadvertently omitted from the criminal history sheet provided to defense counsel before that witness testified at trial. For all of these reasons, the Court concludes that Harris has not demonstrated that the County Court's denial of this claim, see August, 2004 Order at pp. 1-2, is either contrary to, or represents an unreasonable application of, the above-referenced Supreme Court precedent. This Court accordingly denies Harris' final ground seeking federal habeas intervention.

III. Certificate of Appealability

Finally, the Court notes that 28 U.S.C. § 2253(c)(1) provides in relevant part that:

Unless a circuit justice or judge issues a certificate of appealability, an appeal may not be taken to the court of appeals from --

(A) the final order in a habeas corpus proceeding in which the detention complained of arises out of process issued by a State court ....*fn15

A Certificate of Appealability may only be issued "if the applicant has made a substantial showing of the denial of a constitutional right." See 28 U.S.C. § 2253(c)(2). Since Harris has failed to make such a showing herein, the Court declines to issue any Certificate of Appealability in this matter.

WHEREFORE, after having reviewed the state court record, the documents submitted by the parties in conjunction with this action, the applicable law, and for the reasons discussed herein, it is hereby

ORDERED, that the Harris' Petition (Dkt. No. 1) is DENIED and DISMISSED in its entirety; and it is further

ORDERED, that the state court records not filed herein be returned directly to the Attorney General at the conclusion of these proceedings (including any appeal of this Memorandum-Decision and Order filed by any party), and it is further

ORDERED, that no Certificate of Appealability shall issue with regard to any of Petitioner's claims; and it is further

ORDERED, that the Clerk of the Court serve a copy of this Decision and Order upon the parties by regular or electronic mail.


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