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Marotta v. Palm Management Corp.

February 25, 2009


The opinion of the court was delivered by: Laura Taylor Swain, District Judge


This action arises out of a violent attack allegedly perpetrated by Anthony Baratta upon Plaintiff Gregory Marotta ("Plaintiff") at Palm One, a New York City restaurant, on New Year's Eve, December 31, 2003. Plaintiff's first amended complaint ("Complaint") asserts New York state common law claims for premises liability and negligent hiring, retention, training and supervision of staff, as well as a New York state statutory claim pursuant to Section 11-101 of New York's General Obligations Law, commonly known as the "Dram Shop Act." N.Y. Gen. Obl. § 11-101. The Court has jurisdiction of the action pursuant to 28 U.S.C. § 1332. Certain defendants moved to dismiss Plaintiff's claims against them pursuant to Federal Rule of Civil Procedure 12(b)(6) and, in the alternative, for a more definite statement and to strike certain matters from the Complaint, pursuant to Federal Rules of Civil Procedure 12(e) and 12(f).*fn1 The Court referred the motion to Magistrate Judge Henry B. Pitman for a Report and Recommendation ("Report") pursuant to Federal Rule of Civil Procedure 72. Judge Pitman issued a Report recommending that Defendant Palm Management Corporation's motion to dismiss Plaintiff's claims be denied, and that Defendant's alternative applications for a more definite statement of Plaintiff's claims and to strike matters from the Complaint also be denied (docket entry no. 30). Defendant Palm Management filed timely objections to the Report (docket entry no. 31), and Plaintiff filed a response to Defendant's objections, without making any objections of its own (docket entry no. 33).

When reviewing a Report, the Court "may accept, reject, or modify, in whole or in part, the findings or recommendations made by the magistrate judge." 28 U.S.C.A. § 636(b)(1)(C) (West 2006). The Court must make a de novo determination to the extent that a party makes specific objections to a magistrate's findings. United States v. Male Juvenile, 121 F.3d 34, 38 (2d Cir. 1997). When a party makes only conclusory or general objections, or simply reiterates the original arguments, the Court will review the Report strictly for clear error. See Pearson-Fraser v. Bell Atl., No. 01 Civ. 2343, 2003 WL 43367, at *1 (S.D.N.Y. Jan. 6, 2003); Camardo v. Gen. Motors Hourly-Rate Employees Pension Plan, 806 F. Supp. 380, 382 (W.D.N.Y. 1992). Similarly, "objections that are merely perfunctory responses argued in an attempt to engage the district court in a rehashing of the same arguments set forth in the original [papers] will not suffice to invoke de novo review." Vega v. Artuz, No. 97 Civ. 3775, 2002 WL 31174466, at *1 (S.D.N.Y. Sept. 30, 2002). Objections to a report must be specific and clearly aimed at particular findings in the magistrate judge's proposal. Camardo, 806 F. Supp. at 381-82.

The Court will not repeat here the Report's thorough recitation of the factual and procedural history of this case, as familiarity with the Report is assumed. Defendant's specific objections to the Report are as follows: (1) the Report incorrectly concluded that the factual allegations in the Complaint plausibly make out a claim for premises negligence liability; (2) the Report sua sponte and erroneously found that Plaintiff had stated a viable common law cause of action based on the negligent hiring, retention, training, or supervision of a servant; and (3) the Report improperly inferred facts supporting the requisite "visible intoxication" element of Dram Shop Act liability. Defendant has not raised any objections to the Report's recommended denials of the alternative motions for a more definite statement and to strike matters from the Complaint. The Court adopts the Report's recommendations with respect to the alternative motions and, for the reasons set forth below, also adopts the Report's recommended denial of Defendant's motion to dismiss Plaintiff's premises liability and Dram Shop Act claims. The Court grants Defendant's motion to dismiss Plaintiff's claim for negligent hiring, retention, training, or supervision.


With respect to Plaintiff's premises liability claim, under New York law the harmful act giving rise to the claim must be reasonably foreseeable to the defendant: "[a]n owner or occupier of land has a legal duty to exercise reasonable care under the circumstances to maintain his or her premises in a reasonably safe condition. That duty includes taking minimal precautions to protect members of the public from reasonably foreseeable criminal acts of third parties." Schaeffer v. Vera Wang Bridal House, Ltd., 64 F. Supp. 2d 286, 292 (S.D.N.Y. 1999) (internal citations omitted and emphasis added). Defendant Palm Management contends in its objections that Plaintiff has failed to allege in the Complaint subsidiary facts to plausibly plead the foreseeability of Baratta's assault (Def's Obj. 3-4). See Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 127 S.Ct. 1955 (2007). Plaintiff has alleged that Baratta was visibly intoxicated, speaking loudly, and behaving in an obnoxious manner (Compl. ¶¶ 27, 29, 30), which if accepted as true, may have given rise to a duty on Defendant's part to take precautions. Contrary to Defendant's assertion that Baratta's assault was so extraordinary as to be unforeseeable, the Report properly concluded that these allegations in Plaintiff's complaint "provide a sufficient basis to render plausible [P]laintiff's claim that the staff should have aware of the need to take precautions." (Report 18.)

Defendant makes two additional objections regarding the Report's consideration of Plaintiff's premises liability claim. First, Defendant contends that Judge Pitman relied on an "improper speculative presumption." (Def's Obj. 5.) Defendant asserts that Judge Pitman presumed that Defendant's employees observed Baratta and were aware of his behavior, in order to conclude that Baratta's subsequent violent act was foreseeable. However, Defendant's objection misreads the Report's observation. The Report states that Plaintiff "allege[d] that Palm One's staff observed Baratta and was aware that he was behaving in a potentially dangerous manner, which, if proven, could support an inference of foreseeability." (Report 20; see Compl. ¶ 120.) The Report merely adopts as true Plaintiff's allegations in the Complaint, as it must on a motion to dismiss, City of Los Angeles v. Preferred Communications, Inc., 476 U.S. 488, 493 (1986), and thus it did not rely on any improper assumption of its own to reach its conclusion.

Defendant also argues that the Report erred by relying on Dollar v. O'Hearn, 248 A.D.2d 886, 670 N.Y.S.2d 230 (3d Dep't 1998), to support its foreseeability determination while "critically omit[ting] the accidental nature of the injury risk held reasonably foreseeable" in Dollar. (Def's Obj. 6.) In Dollar, the court affirmed a denial of the defendant hotel operator's summary judgment motion after a guest who was injured at a private hotel event sued for damages. The plaintiff had been injured when a number of intoxicated guests fell on the dance floor and caused a "chain reaction." Dollar, 248 A.D.2d at 886. The crux of Defendant's objection is that the risks of accidental injury and injury caused by criminal conduct are materially distinguishable. Defendant argues that the court's reasoning in Dollar regarding "the risk of accidental injury actually supports the implausibility of violent criminal conduct being reasonably foreseeable in the (arguably more innocuous) circumstances detailed." (Def's Obj. 6.)

The court's reasoning in Dollar, however, is not as constrained as Defendant would have it; nothing in Dollar suggests that the resulting injury must be accidental rather than intentional to fall within the realm of foreseeability. Dollar merely stands for the proposition that certain drunken behavior could sufficiently "raise a question of fact whether Defendant should have been aware" that a "potentially dangerous situation existed, and if so, whether Defendant breached its duty to exercise adequate supervision and control over its patrons' behavior." Dollar, 248 A.D.2d at 887. The Court concludes that the Report's citation to Dollar thus clarifies, rather than distorts, the proper analysis of the instant premises liability claim. However, the Court considers de novo whether Baratta's criminal act, at this stage, may be viewed as sufficiently foreseeable to survive Defendant's motion to dismiss.

In Maysonet v. KFC, Nat'l Mgmt. Co., 906 F.2d 929 (1990), the Second Circuit discussed the foreseeability element of premises liability for a third party's criminal act under New York law as follows: "The criminal act of a third person may also be reasonably foreseeable -- thereby casting the owner of the premises in liability towards invitees -- if the third person acts in such a manner that an ordinarily prudent person would believe he poses a risk of harm." Id. at 931. In Maysonet, the plaintiff was stabbed by a panhandler while waiting in line at a Kentucky Fried Chicken restaurant. The plaintiff asserted a premises liability claim, alleging that the restaurant's employees had not taken proper action to safeguard the patrons from a person he characterized as "a harasser, a trespasser, and disturber of the peace, from the minute he walked in." Id. In affirming summary judgment for the defendant, the Second Circuit distinguished between cases involving sudden and unexpected acts of violence from those in which employees are on notice of a third party's "violence propensities" that render the third party's subsequent violent acts foreseeable. Id. at 932 (citing, e.g., Shank v. Riker Restaurants Assoc., 222 N.Y.S.2d 683 (1st Dep't 1961) (holding that patron's acts of "drop-kicking" a glass and cursing gave sufficient notice to employees), German-Bay v. Nat'l Railroad Passenger Corp., 703 F.2d 54 (2d Cir. 1983) (holding that third-party's intoxication alone did not provide defendant sufficient notice)). Plaintiff has pleaded that Baratta acted in a loud and obnoxious manner at a New Year's party in which alcohol was being served. As stated in the Report, the complaint "need not demonstrate precisely how a particular incident was foreseeable." (Report 19, citing Greenfield v. Suzuki Motor Co., 776 F. Supp. 698 (E.D.N.Y. 1991).) At the motion to dismiss stage, Plaintiff is not in the position, nor required, to allege with further specificity the extent of Defendant's employees' knowledge of Baratta's behavior prior to the assault. (In the above-cited cases, the plaintiffs had benefitted from partial or full discovery, which allowed the courts to determine, on motions for summary judgment, the extent of the employees' notice of a particular assailant's behavior.) In light of "the minimal burden imposed on a plaintiff pleading a claim of negligence, and drawing all inferences in plaintiff's favor" (Report 20-21), the Court concurs in the Report's conclusion that Plaintiff has sufficiently stated a claim for premises liability to survive a motion to dismiss.

Turning to Plaintiff's negligent hiring, retention, training, or supervisionclaim, the Report found that Defendant failed to address this claim and thus summarily recommended denying the motion to dismiss it (Report 21). Defendant objects that in fact it did address this cause of action in its briefing papers. Although Defendant's treatment of the claim was sufficiently vague to be overlooked in the Report, the Court will consider de novo whether the Complaint sufficiently states a claim for negligent hiring, retention, training, or supervision.

When an employee acts negligently within the scope of his or her employment, liability may attach to the employer under a vicarious liability theory (in this instance, premises liability). Karoon v. New York City Transit Auth., 241 A.D.2d 323, 324 (1st Dep't 1997). Conversely, liability for negligent hiring, retention, training or supervision typically arises only when an employee acts outside of the scope of his employment and vicarious liability cannot obtain. Higazy v. Millennium Hotel and Resorts, 346 F. Supp. 2d 430, 454 (S.D.N.Y. 2004), rev'd on other grounds, Higazy v. Templeton, 505 F.3d 161 (2d Cir. 2007), Lee v. J.B. Hunt Transport, Inc., 308 F. Supp. 2d 310, 312 (S.D.N.Y. 2004) ("Under New York law, claims for negligent hiring, supervision or retention are generally not permitted when the agency relationship necessary for respondeat superior is established."). For example, the employer could be held liable if it had knowledge of an employee's violent propensities and did not take steps to prevent those propensities from harming the public. Higazy, 346 F. Supp. 2d at 454.

Here, Plaintiff has not sufficiently pleaded a cause of action against Defendant for negligent hiring, retention, training, or supervision, because Plaintiff has not pleaded that the actions (or negligent omissions) giving rise to the claim occurred outside the scope of the employees' duties as such.

Plaintiff's factual allegations do not suggest that Defendant's employees at any time acted outside their normal course of duties. Rather, Plaintiff avers that they performed these duties negligently. (Compl. ¶¶ 117-20.) Plaintiff's allegation that Defendant "knew, or in the exercise of reasonable care, should have known," that its "agents, employees, and/or servants procured, sold, or assisted in supplying defendant Baratta with alcohol when he was visibly intoxicated" (Compl. ¶¶ 117-20), supports a claim under a respondeat superior theory but not under a theory that depends upon employees acting outside the ...

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