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Osborne v. Fernandez


March 31, 2009


The opinion of the court was delivered by: Seibel, J.


On May 31, 2006, Plaintiffs George Osborne ("G. Osborne") (now proceeding pro se) and Patrisha Osborne ("P. Osborne") (still proceeding with counsel) filed this lawsuit against Defendant Planning Board Members John Royall, Arthur Freehill, John Kemmerer, James Fouts, and Thomas Angell (collectively, "Board Member Defendants"), and Defendant Planning Board Chairman Gerardo Fernandez. Before the Court is the Report and Recommendation of Magistrate Judge Lisa Margaret Smith dated July 16, 2008 (the "R&R"), in which she recommends that this Court grant Defendants' Motions for Summary Judgment and dismiss Plaintiffs' Complaint in its entirety. For reasons stated herein, the Court adopts the R&R, grants Defendants' Motions, and dismisses Plaintiffs' Complaint.

I. Background

A. Facts & Procedural History

The Court will only briefly discuss the background of the case. Otherwise, I adopt the statement of facts as it is thoroughly set forth in the R&R.*fn1

Plaintiffs own 132 acres of land in the Town of Stanford, New York. Desiring to subdivide this parcel into separate plats of land, Plaintiffs began the subdivision application process by appearing before the Town of Stanford Planning Board ("Planning Board") on September 29, 2004, for a "pre-application conference." Over the next several years, the application process continued, and, to this day, Plaintiffs have not received final approval for their proposed subdivision. Plaintiffs did, however, receive preliminary approval of their application on August 30, 2006, six weeks after this lawsuit was filed.

In their Complaint, Plaintiffs allege that Defendants "engaged and participated in a scheme, beginning in 2004, to deny [P]laintiffs' application for approval of a small residential subdivision." (Compl. ¶ 1.) According to Plaintiffs, Defendants' alleged actions in connection with Plaintiffs' application "were committed in bad faith, and were malicious, intentional, and deliberate." (Id. ¶ 114.)

Plaintiffs' Complaint alleges causes of action pursuant to 42 U.S.C. § 1983 ("Section 1983") -- (1) violation of Plaintiffs' First Amendment rights "by prohibiting plaintiffs from speaking with other applicants and from speaking or communicating with Board-appointed professional consultants assigned to plaintiffs' project" (id. ¶¶ 2, 116-18); (2) violation of Plaintiffs' procedural due process rights "by creating Planning Board operating rules which intentionally and indefinitely delay and defer consideration and determination and eventually lead to the denial of plaintiffs' application" (id. ¶¶ 2, 119-21); (3) violation of Plaintiffs' substantive due process rights "by failing and refusing to make decisions or by reversing decisions, and thereby depriving plaintiffs of valuable property interests" (id. ¶¶ 2, 122-24); and (4) violation of Plaintiffs' rights to equal protection of the law "by unequal application and selective enforcement of the Town Subdivision Law" (id. ¶¶ 2, 125) -- as well as various claims under New York State law: (5) breach of duty of good faith and fair dealing (id. ¶¶ 127-33); (6) deceptive acts and practices in violation of New York General Business Law § 349 (id. ¶¶ 134-38); (7) intentional, knowing, and malicious destruction of rights, property, and future opportunity (id. ¶¶ 139-40); and (8) intentional infliction of emotional distress (id. ¶¶ 141-46).

On August 31, 2007, the Board Member Defendants filed a Motion for Summary Judgment (Doc. 41), and on October 24, 2007, Defendant Fernandez also filed a Motion for Summary Judgment (Doc. 47). The Honorable Charles L. Brieant referred the case to Magistrate Judge Smith for all purposes on February 20, 2007.*fn2 Magistrate Judge Smith issued a report and recommendation with regard to Defendants' Motions on July 16, 2008. (Doc. 71.)

Plaintiffs Patrisha and George Osborne filed objections to the R&R on September 15, 2008, and November 26, 2008, respectively. (Docs. 85, 93.) The Board Member Defendants and Defendant Fernandez responded to Plaintiffs' Objections in letters dated January 9, 2009, and January 11, 2009, respectively.*fn3 (Docs. 95, 96.)

B. Summary of Recommendations

Magistrate Judge Smith has recommended that this Court adopt the following dispositions with respect to Plaintiffs' various pending claims:

(1) grant summary judgment to Defendants on Plaintiffs' due process and equal protection claims on the ground that they are not yet ripe for adjudication;

(2) even if the claims are ripe, grant summary judgment to Defendants on Plaintiffs' due process claims on the ground that Plaintiffs have not established that they possess a cognizable property interest;

(3) even if the claims are ripe, grant summary judgment to Defendants on Plaintiffs' equal protection claim for failure to demonstrate the existence of an issue of fact in connection with Plaintiffs' claim of selective enforcement;

(4) grant summary judgment to Defendants on Plaintiffs' First Amendment claims for lack of merit as a matter of law; and

(5) decline to exercise supplemental jurisdiction over Plaintiffs' state law claims. (R&R 36-37.)*fn4

II. Analysis

A. Standard of Review

1. Review of Magistrate Judge's Report & Recommendation

A district court reviewing a magistrate judge's report and recommendation "may accept, reject, or modify, in whole or in part, the findings or recommendations made by the magistrate judge." 28 U.S.C. § 636(b)(1)(C). Parties may raise objections to the magistrate judge's report and recommendation, but they must be "specific," "written," and submitted "[w]ithin 10 days after being served with a copy of the recommended disposition." Fed. R. Civ. P. 72(b)(2); accord 28 U.S.C. § 636(b)(1)(C).

Insofar as a report and recommendation deals with a dispositive motion, a district court must conduct a de novo review of those portions of the report or specified proposed findings or recommendations to which timely objections are made. 28 U.S.C. § 636(b)(1)(C); see Fed. R. Civ. P. 72(b)(3) ("The district judge may accept, reject, or modify the recommended disposition; receive further evidence; or return the matter to the magistrate judge with instructions."). The district court may adopt those portions of a report and recommendation to which no timely objections have been made, provided no clear error is apparent from the face of the record. See Lewis v. Zon, 573 F. Supp. 2d 804, 811 (S.D.N.Y. 2008); Nelson v. Smith, 618 F. Supp. 1186, 1189 (S.D.N.Y. 1985); Fed. R. Civ. P. 72 advisory committee's note (b). In addition, "[t]o the extent . . . that the party makes only conclusory or general arguments, or simply reiterates the original arguments, the Court will review the Report strictly for clear error." Indymac Bank, F.S.B. v. Nat'l Settlement Agency, Inc., No. 07-CV-6865, 2008 U.S. Dist. LEXIS 92267, at *2 (S.D.N.Y. Oct. 31, 2008).

The objections of parties appearing pro se are "generally accorded leniency" and should be construed "to raise the strongest arguments that they suggest." Milano v. Astrue, No. 05-CV-6527, 2008 U.S. Dist. LEXIS 74488, at *3-4 (S.D.N.Y. Sept. 26, 2008) (internal quotation marks omitted). "Nonetheless, even a pro se party's objections to a Report and Recommendation must be specific and clearly aimed at particular findings in the magistrate's proposal, such that no party be allowed a second bite at the apple by simply relitigating a prior argument." Pinkney v. Progressive Home Health Servs., No. 06-CV-5023, 2008 U.S. Dist. LEXIS 55034, at *2-3 (S.D.N.Y. July 21, 2008) (internal quotations marks omitted).*fn5

2. Summary Judgment

Summary judgment is appropriate when "the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(c). An issue of fact is genuine "if the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A fact is material if it "might affect the outcome of the suit under the governing law." Id. On a motion for summary judgment, courts must "resolve all ambiguities, and credit all factual inferences that could rationally be drawn, in favor of the party opposing summary judgment." Brown v. Henderson, 257 F.3d 246, 251 (2d Cir. 2001) (internal quotation marks omitted). The party moving for summary judgment bears the burden of demonstrating the absence of a genuine issue of material fact. The burden then shifts to the nonmoving party "to present evidence sufficient to satisfy every element of the claim." Holcomb v. Iona Coll., 521 F.3d 130, 137 (2d Cir. 2008) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)).

When a motion for summary judgment is properly made and supported, an opposing party may not rely merely on allegations or denials in its own pleading; rather, its response must -- by affidavits or as otherwise provided in this rule -- set out specific facts showing a genuine issue for trial. If the opposing party does not so respond, summary judgment should, if appropriate, be entered against that party.

Fed. R. Civ. P. 56(e)(2); see Patterson v. County of Oneida, 375 F.3d 206, 219 (2d Cir. 2004). "Where a summary judgment motion is supported or opposed by affidavits, those 'affidavits shall be made on personal knowledge, shall set forth such facts as would be admissible in evidence, and shall show affirmatively that the affiant is competent to testify to the matters stated therein.'" Major League Baseball Props., Inc. v. Salvino, Inc., 542 F.3d 290, 310 (2d Cir. 2008) (quoting Fed. R. Civ. P. 56(e)).*fn6

B. Discussion

1. Due Process Claims

Magistrate Judge Smith has recommended that this Court grant summary judgment in favor of Defendants on Plaintiffs' due process claims on the ground that, without a final decision from the Planning Board on Plaintiffs' subdivision application, the claims are not yet ripe for adjudication. (R&R 45-48.) Plaintiffs object to this recommendation, arguing that Magistrate Judge Smith misunderstood the nature of their due process claims and did not take into account Plaintiffs' allegations of Defendants' bad faith. (P. Osborne Objs. 2-4, 8-10; G. Osborne Objs. 16-17.) According to Plaintiffs, Magistrate Judge Smith ignored the many instances of bad faith alleged by Plaintiffs and demonstrated in the record. (P. Osborne Objs. 8-10.)*fn7

Plaintiffs state that their due process claims are premised on the twenty-one months, from September 2004 to June 2006, during which Plaintiffs could not obtain preliminary approval and the required SEQRA declaration from the Planning Board due to the Planning Board's "bad faith to delay, deny, and ultimately destroy plaintiffs' application for approval of the project." (G. Osborne Objs. 4-5; accord P. Osborne Objs. 3-4, 8-10.)*fn8 Plaintiffs argue that they have already suffered an actual, concrete injury due to Defendants' bad faith conduct and that, therefore, regardless of the ultimate outcome on their subdivision application, their constitutional rights were violated in the course of the application process, a claim for the vindication of which is now ripe for adjudication.*fn9

Because Plaintiffs have objected to Magistrate Judge Smith's recommendation that their due process claims should be dismissed on ripeness grounds, the Court will analyze this issue de novo.*fn10

The concept of "ripeness" is "rooted in Article III's case or controversy requirements and the prudential limitations on the exercise of judicial authority." S&R Dev. Estates, LLC v. Bass, 588 F. Supp. 2d 452, 460 (S.D.N.Y. 2008). The ripeness requirement "ensure[s] that a dispute has generated injury significant enough to satisfy the case or controversy requirement of Article III of the U.S. Constitution." Dougherty v. Town of N. Hempstead Bd. of Zoning Appeals,282 F.3d 83, 90 (2d Cir. 2002). This requirement also prevents courts from "entangling [themselves] in abstract disagreements over matters that are premature for review because the injury is merely speculative and may never occur, depending on the final administrative resolution." Id. The ripeness requirement defers federal review of claims until they have "arisen in a more concrete and final form." Murphy v. New Milford Zoning Comm'n, 402 F.3d 342, 347 (2d Cir. 2005).

In Williamson County Regional Planning Commission v. Hamilton Bank of Johnson City, 473 U.S. 172 (1985), the Supreme Court created a two-pronged ripeness test for the Fifth Amendment takings context: (1) the government entity must have rendered a "final decision" on the matter; and (2) the plaintiff must have "sought just compensation by means of an available state procedure." Dougherty, 282 F.3d at 88 (citing Williamson, 473 U.S. at 186, 194-95). In the land use context, prong one of the Williamson ripeness test also applies to Section 1983 due process and equal protection claims. See id. at 88-89; see also Lost Trail LLC v. Town of Weston, 289 F. App'x 443, 444 (2d Cir. 2008) (summary order). The final decision requirement ensures that, when analyzing a Section 1983 challenge to the constitutionality of a local land use decision, a federal court has "the benefit of a fully developed record, a precise demonstration of how local regulations would be applied to the particular property, and knowledge of whether a variance or approval of alternative plans could provide the relief the land owner seeks." Lawson v. E. Hampton Planning and Zoning Comm'n, No. 07-CV-1270, 2008 U.S. Dist. LEXIS 72506, at*7-8 (D. Conn. Sept. 22, 2008); accord Lost Trail LLC, 289 F. App'x at 445.

"A final decision is 'a definitive position on the issue that inflicts an actual, concrete injury.'" R-Goshen LLC v. Vill. of Goshen, 289 F. Supp. 2d 441,448 (S.D.N.Y. 2003) (quoting Williamson, 473 U.S. at 193), aff'd 115 F. App'x 465 (2d Cir. 2004). In a land use development context, a final decision requires that "a development plan must be submitted, considered and rejected by the governmental entity. Even when the plaintiff applies for approval of a subdivision plan and is rejected, a claim is not ripe until plaintiff also seeks variances that would allow it to develop the property." Country View Estates at Ridge, LLC v. Town of Brookhaven, 452 F. Supp. 2d 142, 149 (E.D.N.Y. 2006) (internal quotation marks omitted). It follows, conversely, that a delay in rendering a final decision -- eight years in the Williamson case, see 473 U.S. at177-81 -- does not inflict the actual, concrete injury necessary to render a claim ripe, see Dougherty, 282 F.3d at 89 (not ripe despite five-and-a-half-year delay); Homefront Org. v. Motz, 570 F. Supp. 2d 398, 406 n.6 (E.D.N.Y. 2008) (collecting cases).

It is clear from the record that Plaintiffs have not yet received a final decision on their subdivision application and that, therefore, their due process claims are not ripe for adjudication.*fn11 Without a final decision from the Planning Board on Plaintiffs' application, "the Court's assessment of plaintiff's injury caused by defendants' alleged constitutional violations is speculative for Article III purposes." Country View Estates, 452 F. Supp. 2d at 150.*fn12 The types of injuries claimed by Plaintiffs -- delay and bad faith in the processing of their application and loss of desired use of their property -- are precisely the types of claimed injuries that require a final decision to become potentially cognizable. See Lost Trail LLC, 289 F. App'x. at 445 (lost or delayed use of property is a claimed injury subject to the ripeness requirement of a final decision); Dougherty, 282 F.3d at 90 (due process claim not ripe because no final decision, despite five-and-a-half-year delay, indications plaintiff was treated unfairly by defendants, and allegations that plaintiff lost use of and rental income from property while application pending). Plaintiffs argue that their claim is based, at least in part, on the Planning Board's "fail[ure] to take final action," (G. Osborne Objs. 25), but, as pointed out in the R&R, (R&R 46-47), the fact that Plaintiffs have not yet even applied for final action further reinforces why this claim is premature.*fn13

To the extent that Plaintiffs intend, through their allegations of bad faith and delay, to argue that they are entitled to take advantage of the futility exception to the final decision requirement, that argument is likewise rejected. Though not yet definitively delineated by the Second Circuit, see Homefront Org., 570 F. Supp. 2d at 407 (Second Circuit has not determined "what the precise contours of the futility exception are" (internal quotation marks omitted)), courts in this Circuit have found that in order to invoke the futility exception, a plaintiff must demonstrate: (1) the inevitability of refusal of their application, taking into consideration factors such as "the defendants' hostility, delay and obstruction," Dix v. City of New York, No. 01-CV-6186, 2002 U.S. Dist. LEXIS 18262, at *18 (S.D.N.Y. Sept. 30, 2002) (internal quotation marks omitted); and (2) that plaintiff has filed "at least one meaningful application," id. at *18-19 (internal quotation marks omitted).

To demonstrate futility, Plaintiffs must prove that Defendants have "'dug in [their] heels and made clear that all . . . applications will be denied.'" S&R Dev. Estates LLC, 588 F. Supp. 2d at 463 (quoting Murphy, 402 F.3d at 349). Plaintiffs have failed to make this showing. First, there is no indication that denial of Plaintiffs' application is inevitable, especially in light of the fact that Plaintiffs' application has been granted preliminary approval. Further, to the extent denial of Plaintiffs' instant application might be considered inevitable at this point, it is due to Plaintiffs' own admitted failure to submit an application for final approval within the required time frame. See Country View Estates, 452 F. Supp. 2d at 154 (futility exception inapplicable where plaintiff made conclusory allegations of defendants' bad faith and intentional delay but where plaintiff's own actions in failing to submit timely application contributed to delay). Plaintiffs' failure to submit a final application within the requisite time period also precludes a finding that they submitted a "meaningful application." See Goldfine v. Kelly, 80 F. Supp. 2d 153, 159 (S.D.N.Y. 2000) (futility exception inapplicable, despite allegations of hostility and delay, because plaintiff had not yet applied for the necessary approval); see also Dix, 2002 U.S. Dist. LEXIS 18262, at *19 (futility exception inapplicable because, among other reasons, plaintiff withdrew application due to defendants' alleged bias).

Nor does the fact that Plaintiffs' application was pending before the Planning Board for more than eighteen months at the time of the Complaint excuse Plaintiffs' case from the final decision requirement. Courts have found claims asserting far longer delays to be unripe and ineligible for the futility exception. See e.g., Williamson, 473 U.S. at177-81, 192-93(claim not ripe after eight-year application process); Dougherty, 282 F.3d at 89 (claim not ripe after five-and-a-half-year delay); Country View Estates, 452 F. Supp. 2d at 155 (no futility based on two-year delay); Goldfine, 80 F. Supp. 2d at 161 (three-year delay insufficient to invoke futility exception). Courts have also declined to invoke the futility exception even where, as here, a plaintiff claimed that the defendant decisionmakers were hostile to plaintiff's proposed development or acting in bad faith. See S&R Dev. Estates LLC, 588 F. Supp. 2d at463 ("Futility does not exist merely because of hostility to the developer's plans."); Homefront Org., 570 F. Supp. 2d at 408 (mere allegations of open hostility, bad faith, and malicious intentinsufficient to invoke futility exception); RKO Delaware, Inc. v. City of New York, No. 00-CV-2592, 2001 U.S. Dist. LEXIS 17644, at *10-11 (E.D.N.Y. Aug. 28, 2001) (defendant's hostility, delay, and obstruction are factors in futility analysis, but given Williamson'sfinding of no ripeness despite eight-year application process, "excessive delay would have to be considerable" (internal quotation marks omitted)); Goldfine, 80 F. Supp. 2d at 161 (allegations of hostility, including misinterpretation of regulations to make development more difficult, "insufficient to show that the prospect of refusal is certain and invoke the narrow futility exception" (internal quotation marks omitted)).

Having reviewed this issue de novo, the Court finds, for the reasons set forth in the R&R and herein, that Plaintiffs' due process claims are not yet ripe for adjudication and therefore that this Court lacks jurisdiction.*fn14

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