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United States v. Dipietro


November 6, 2009


The opinion of the court was delivered by: Denise Cote, District Judge


Angelo DiPietro ("DiPietro") has filed a second motion for a new trial pursuant to Rule 33, Fed. R. Crim. P. DiPietro was one of six defendants convicted of racketeering charges, among other crimes, following a three-and-a-half-month trial. For the following reasons, his motion is denied.


DiPietro's motion is largely based on events that occurred in a related prosecution in which he was charged with extortion offenses and loansharking. DiPietro was arrested on those charges on February 4, 2004 and the indictment was assigned to the Honorable Shirley Wohl Kram (the "SWK case"). DiPietro was convicted by a jury on all counts in the SWK case on July 12, 2005.

Meanwhile, DiPietro was arrested in October 2004 on the charges in this case (the "Racketeering case"). Six of the defendants in the Racketeering case, including DiPietro, proceeded to trial in September 2005, about two months after the jury's verdict in the SWK case. The defendants in the Racketeering case who proceeded to trial constituted the management of an organized crime ring that ran gambling operations in Queens, the Bronx, and Westchester (the "Rudaj Organization" or "Organization"). On January 4, 2006, the jury found all six defendants guilty of various crimes, including racketeering, gambling, and firearms charges.

DiPietro appealed both convictions and filed a motion for a new trial in both cases. The convictions have been affirmed and the new trial motions were denied. Judge Kram denied DiPietro's motions for a judgment of acquittal and for a new trial on August 5, 2005. United States v. DiPietro, No. 02 Cr. 1237(SWK), 2005 WL 1863817 (S.D.N.Y. Aug. 5, 2005). The Court of Appeals affirmed DiPietro's conviction in the SWK case on April 22, 2008. United States v. Genua, 274 Fed.Appx. 53 (2d Cir. 2008). DiPietro's first motion for a new trial in the Racketeering case was denied on October 23, 2007, United States v. DiPietro, No. 04 Cr. 1110(DLC), 2007 WL 3120902 (S.D.N.Y. Oct. 23, 2007), and his motion for reconsideration was denied on November 1, 2007. The Court of Appeals affirmed this Court's denial of DiPietro's first Rule 33 motion on May 21, 2008. United States v. DiPietro, 278 Fed.Appx. 60 (2d Cir. 2008). The Court of Appeals affirmed his conviction in the Racketeering case on June 11, 2009 in an opinion and accompanying summary order. United States v. Ivezaj, 568 F.3d 88 (2d Cir. 2009); United States v. Ivezaj, No. 06-3112-cr, 2009 WL 1636018 (2d Cir. June 11, 2009) (summary order).

DiPietro's current motion relates in part to transcripts and documents sealed in the SWK case. On November 2, 2006, Judge Kram ordered that sealed transcripts in the SWK case be unsealed so that counsel for the Government and DiPietro could use them to frame arguments in the appeal in the SWK case. Judge Kram also ordered defendants to identify any other documents that they wished unsealed. On August 18, 2008, DiPietro requested that Judge Kram unseal all documents filed in the SWK case. On December 23, 2008, the Government consented to the unsealing of all but three documents that appear on the docket: Documents 139, 145, and 152.

On March 24, 2009, Judge Kram granted DiPietro's motion in part and unsealed all of the docket entries and filed documents, with the exception of the three documents identified by the Government. DiPietro v. United States, No. 02 Cr. 1237-01(SWK), 2009 WL 801609, at *5 (S.D.N.Y. Mar. 24, 2009). Document 139 is described in Judge Kram's opinion as an ex parte letter regarding potential Giglio material. Id. at *3 (citing Giglio v. United States, 405 U.S. 150, 153-54 (1972)). The remaining two documents, which are denominated the "Perazzo Letters," were not filed by any party or introduced as evidence during the SWK trial. Id. at *4.*fn1 The Perazzo Letters were mailed anonymously to Judge Kram and she filed them under seal without reading them. Id. The Government represents that "[n]one of the three documents that the Government argued should remain sealed appears to involve" the witness who testified in the Racketeering trial and who, as described below, DiPietro now argues he was entitled to impeach with the putative newly discovered evidence that underpins this motion.

While DiPietro's appeal in the Racketeering case was pending, he filed this second Rule 33 motion. The motion is dated and post-marked January 2, 2009. It was received in this Court's Chambers on January 5 and docketed on January 23. The motion identifies three grounds for relief: (1) recently discovered materials regarding a trial witness's cooperation and past relationship with the Westchester District Attorney's Office; (2) exculpatory information in New York State Police Reports; and (3) a purported secret docketing scheme in the SWK case.

In the January 2 motion, DiPietro requested permission to file a brief in support of the motion by February 4. The application was granted, and a twenty-one page brief and attachments were received by this Court in early February. The Government responded with a memorandum in opposition on March 18. DiPietro submitted an April 10 reply, and a June 10 letter in further support of his motion.


DiPietro's Rule 33 motion raises four issues. The Government contends that the motion is untimely, that none of the evidence described by DiPietro is newly discovered evidence, and that none of the evidence described by DiPietro warrants a new trial.

Rule 33 states that "[u]pon the defendant's motion, the court may vacate any judgment and grant a new trial if the interest of justice so requires." Fed. R. Crim. P. 33(a). If the motion is grounded on any reason other than "newly discovered evidence," the motion must be filed within 7 days after the verdict or finding of guilty. Fed. R. Crim. P. 33(b)(2). If the motion for a new trial is grounded on newly discovered evidence, it "must be filed within 3 years after the verdict or finding of guilty." Fed. R. Crim. P. 33(b)(1). If an appeal of the conviction is pending, a new trial may not be granted until the appellate court remands the case. Id.

A Rule 33 motion is to be granted "sparingly" and only in "exceptional circumstances." United States v. Bell, -- F.3d --, 2009 WL 3353084, at *4 (2d Cir. Oct. 20, 2009) (citing United States v. Sanchez, 969 F.2d 1409, 1414 (2d Cir. 1992)). "The test is whether it would be a manifest injustice to let the guilty verdict stand." Id. A new trial pursuant to Rule 33 based on "newly discovered evidence" may be granted "only upon a showing that the evidence could not with due diligence have been discovered before or during trial, that the evidence is material, not cumulative, and that admission of the evidence would probably lead to an acquittal." United States v. Owen, 500 F.3d 83, 87 (2d Cir. 2007) (citation omitted). Ordinarily, evidence that merely adds additional grounds to impeach a Government's trial witness, does not satisfy this standard. See United States v. Spinelli, 551 F.3d 159, 165 (2d Cir. 2008).

1. Timeliness of Filing

The Government first contends that DiPietro's motion for a new trial is untimely because it was filed more than three years after the jury returned its verdict in the Racketeering trial on January 4, 2006. DiPietro's motion is timely since it was postmarked on January 2, 2009, two days before the expiration of the three-year period for filing a Rule 33 motion based on newly discovered evidence. As a result, the merits of the motion will be addressed.

2. Sealed Documents in SWK Case

DiPietro argues that he did not have access to sealed documents from the SWK case at the time he cross-examined Marizio Sanginiti (the "Witness"), a Government witness in the Racketeering trial, and was thereby deprived of important impeachment material. The Government asserts that notwithstanding the sealed status of the documents in the SWK case, prior to the trials in both the SWK and Racketeering cases, "all documents that constituted Jencks Act material" for the Witness were provided to DiPietro and his co-defendants. The Government also argues that the existence of the sealed documents in the SWK case has been known to DiPietro since 2005 and that their unsealing by Judge Kram does not render them "newly discovered."

DiPietro has not shown that he is entitled to a new trial based on the previously sealed documents in the SWK case. He has not shown that the Government failed to provide any Jencks Act material to his attorney before the Witness was cross-examined during the Racketeering trial, including any material then filed under seal in the SWK case. Moreover, as the Government correctly points out, the documents were filed under seal in the SWK case even before the Racketeering trial began. As such, the documents that were subsequently unsealed do not constitute "newly discovered" evidence. See Owen, 500 F.3d at 89 (distinguishing between "newly discovered" and "newly available" evidence and holding that only the former supports a Rule 33 motion).

As described above, on March 18, 2009, Judge Kram unsealed all but three of the documents filed in the SWK case. Despite that massive unsealing, DiPietro cannot point to any document which should have been, but was not, disclosed as Jencks Act material in the Racketeering case. DiPietro argues in his June 10, 2009 letter that an April 22, 2005 order signed by the Part I Judge on behalf of Judge Kram may be evidence that the Government failed to disclose Jenks Act material contained in documents that were once filed under seal in the SWK case. The April 22, 2005 order permitted the FBI to remove the Witness from the Metropolitan Correctional Center on nights, holidays, and weekends between April 22 and June 3, 2005. This "take-out" order is customarily executed to permit prosecutors to interview and prepare an incarcerated cooperating witness in connection with his trial testimony. The SWK trial began in May and ended on July 12, 2005, a period that overlaps with the dates specified in the take-out order.

In sum, DiPietro fails to show that any of the documents previously filed under seal in the SWK case constitutes either newly discovered evidence or impeachment material for the Witness which the Government should have, but did not, provide him during the Racketeering trial.

3. Allegation that Witness Committed Statutory Rape

DiPietro argues that the Government intentionally withheld information that could have been used to impeach the Witness in violation of Brady v. Maryland, 373 U.S. 83 (1963), namely an allegation that the Witness had committed statutory rape. This allegation was relayed to the Government by counsel for one of DiPietro's co-defendants during the SWK trial, and DiPietro asserts that the Government should have disclosed it to him at the time of the Racketeering trial so that he could use it to cross-examine the Witness.

This claim apparently arises from the following events. The Government disclosed to defense counsel in both the SWK trial and the Racketeering trial that the Witness had engaged in extramarital affairs and had used prostitutes. Because any testimony about the use of prostitutes would also tend to disclose that DiPietro and some of his co-defendants had also solicited prostitutes, all defense counsel in both trials agreed to refrain from cross-examining the Witness about these matters, with one exception. Mr. William Aronwald, counsel for defendant Angelo Capalbo in the SWK trial, sought permission in an ex parte proceeding before Judge Kram on May 10, 2005 to confront the Witness with the fact that the Witness had been caught having sex with a sixteen-year-old relative.*fn2 Judge Kram denied the request and in an Order dated May 18, 2005 instructed counsel that no references to the Witness's alleged involvement in any illicit sexual activity could be solicited during his cross-examination. The unsealed transcripts also indicate that Judge Kram denied again Mr. Aronwald's request to use the allegation of statutory rape to impeach the Witness during a side-bar conference at the SWK trial on May 23, 2005.

DiPietro represents that Mr. Joseph Bondy, his trial counsel in the SWK trial, was unaware of Mr. Aronwald's allegation that the Witness had committed statutory rape. Further, the Government did not disclose to defense counsel in the Racketeering trial that Mr. Aronwald had made this accusation against the Witness. DiPietro asserts that the sealed ex parte proceedings before Judge Kram in the SWK case regarding this issue were first made available to him on November 2, 2006.*fn3

Even assuming that this allegation of statutory rape constitutes newly discovered evidence, DiPietro has not shown that it would have been an appropriate subject for impeachment of the Witness during the Racketeering trial. While it is the general practice in this district for the prosecutor to disclose a cooperator's prior bad acts to defense counsel prior to the cooperator's testimony at trial, it is far from clear that either Brady, 373 U.S. 83, or Giglio, 405 U.S. 150, or their progeny would require the disclosure of this allegation, which involved no arrest, prosecution, or false statement, and which was unconnected to the events at issue in the Racketeering trial. It is even less likely that this Court would have permitted the Witness to be cross-examined at the Racketeering trial about this allegation, which does not shed any light on the Witness' credibility and which could unfairly inflame the passions of the jury against him. See Rule 403, Fed. R. Evid.

Finally, there is no basis to find that the disclosure of this allegation would have led to an acquittal of DiPietro on the charges on which he was convicted. The Government's evidence was based on many different sources, including the testimony of investigating officers, various cooperating witnesses and victims, consensual tape recordings, recorded conversations from wiretaps of telephones belonging to DiPietro and his co-defendants, as well as physical evidence seized during various searches.

DiPietro argues that the cross-examination of the Witness regarding the statutory rape allegation would have placed the Witness "in an extremely different light and provided the jury with an acute view into his veracity, biases, and motivations." DiPietro argues as well that the federal prosecutor's failure to disclose the allegation to state law enforcement authorities allowed the Witness to escape punishment for this serious crime, and explains the Witness's willingness to say anything that the Government would find helpful. As already explained, this allegation has little to do with an assessment of the Witness's credibility. As for the Government's obligation to refer the Witness to the state authorities for prosecution or the motivation of the Witness to assist the Government, DiPietro has failed to show that the allegation was sufficiently reliable to trigger any duty to investigate it further or to explain the Witness's motivations.

4. New York State Police Reports

DiPietro contends that certain New York State Police Reports (the "Reports") support his contention that he withdrew from the Rudaj Organization in 2002, and thus it was error to admit at trial the co-conspirator statements made after 2002 against him. DiPietro argues that none of the Reports, the last of which is apparently dated September 19, 2003, describe his continued involvement in the Rudaj Organization after he was fired in 2002, and therefore the Reports are exculpatory. DiPietro also argues that the Reports support his argument that the events at Calda's Bar, which were at issue in the Racketeering trial, suggest at most the use of coercion, but not the crime of extortion on which his conviction was based.*fn4

The Government argues that the Reports were provided to DiPietro and his co-defendants during the SWK trial as Jencks Act material for trial witness Investigator Steve Hegarty. The Government adds that, in any event, the Reports do not assist DiPietro's arguments in support of a new trial.

First, as the Government correctly points out, the Reports were made available to DiPietro's counsel in connection with the SWK trial, and therefore were available to DiPietro during the Racketeering trial. DiPietro argues that the Government had a duty to disclose the Reports in connection with the Racketeering trial and cannot excuse its failure by pointing out that they were produced to him in connection with the SWK trial. DiPietro argues that it is particularly unfair to rely on that prior disclosure since he was incarcerated during both trials and was represented by separate counsel in the two trials. This argument is without merit. Mr. Bondy appeared on behalf of Mr. DiPietro in both cases. Moreover, all materials made available to Mr. Bondy were equally available to Mr. Martin Geduldig, who took over for Mr. Bondy as DiPietro's counsel in the Racketeering case. See United States v. DiPietro, No. 04 Cr. 1110(DLC), 2007 WL 3120902, at *1-*2 (S.D.N.Y. Oct. 23, 2007).

Second, the Reports are entirely consistent with the evidence admitted during the Racketeering trial which demonstrated that DiPietro did not "withdraw" from the Rudaj Organization in the legal sense after he was fired for stealing in 2002. Evidence at trial showed that after DiPietro was fired, he opened his own gambling spot within the Organization's "territory" and received the Organization's permission to do so. This Court evaluated DiPietro's withdrawal argument at trial and ruled that he had not withdrawn. In his appeal of the Racketeering conviction, DiPietro specifically raised this withdrawal argument. The Court of Appeals affirmed DiPietro's conviction without addressing this argument, thereby rejecting it sub silentio. See United States v. Ivezaj, 2009 WL 1636018, at *3 ("We have considered the defendants' remaining contentions and find them to be without merit."). The Reports do not alter the conclusion that DiPietro did not withdraw from the conspiracy.

Third, the discussion of the events at Calda's Bar contained in the Reports do not undermine the jury's finding of extortion. The jury's verdict in the Racketeering case was based on the evidence presented at trial and the Court's instruction as to the governing legal principles, and has been affirmed on appeal. See Ivezaj, 568 F.3d at 91-94. In his Reply brief, DiPietro addresses this issue only in a footnote, which merely reiterates his conclusory argument that the Reports may have assisted his defense and could have supported a finding of coercion rather than extortion. This argument is insufficient to support DiPietro's claim that the Reports are newly discovered evidence, much less that the Reports justify a new trial.

5. Witness's Relationship with Westchester District Attorney

Finally, DiPietro argues that the Witness assisted the Westchester District Attorney's Office ("DA's Office") in certain prosecutions. DiPietro seeks a court order requiring the DA's Office to disclose information regarding the extent and nature of the Witness' cooperation. DiPietro points to the Witness' trial testimony about his connections to and receipt of information from the DA's Office, including a tip about the date on which he would be arrested by federal authorities.

This request is denied. First of all, the material requested does not represent newly discovered evidence. As DiPietro's memorandum describes, the Witness testified at the Racketeering trial regarding his relationship with the DA's Office. If there were any reason to believe that the Government had not fulfilled its disclosure obligations to defense counsel regarding that relationship, DiPietro had an opportunity to raise the issue with the Court at that time. Moreover, DiPietro has not shown that the Government violated any disclosure obligations regarding the Witness. Finally, DiPietro has not shown that any admissible information regarding the Witness' relationship with a local prosecutor's office would lead to DiPietro's acquittal.


For the foregoing reasons, Angelo DiPietro's January 2, 2009 motion for a new trial is denied.


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