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Margaret R. Burnett v. Trinity Institution Homer Perkins Center


January 25, 2011


The opinion of the court was delivered by: Gary L. Sharpe District Court Judge


I. Introduction

Pro se plaintiff Margaret Burnett commenced this action against defendants Trinity Institution Homer Perkins Center, Inc., Harris Oberlander, Carol June Washington, and Robert Trimble under Title VII of the Civil Rights Act of 1964*fn1 and the Americans with Disabilities Act (ADA),*fn2 alleging discrimination, wrongful termination, and unlawful retaliation. (See Compl., Dkt. No. 1.) Burnett additionally asserts a discrimination claim based on her alleged whistleblower status and a defamation claim. (See id.) Pending is defendants' motion to dismiss.*fn3

(Dkt. No. 6.) For the reasons that follow, the motion is granted, Burnett's complaint is dismissed, and Burnett is granted limited leave to amend her Title VII and ADA claims against Trinity.

II. Standard of Review

The standard of review under FED. R. CIV. P. 12(b)(6) is well established and will not be repeated here. For a full discussion of the standard the court refers the parties to its decision in Ellis v. Cohen & Slamowitz, LLP, 701 F. Supp. 2d 215, 217-18 (N.D.N.Y. 2010). In reviewing claims of discrimination or retaliation, "a court may dismiss a complaint only if it is clear that no relief could be granted under any set of facts that could be proved consistent with the allegations." Williams v. N.Y. City Hous. Auth., 458 F.3d 67, 72 (2d Cir. 2006) (internal quotation marks and citation omitted). A "pro se complaint is to be read liberally, and should not be dismissed without granting leave to amend at least once when a liberal reading of the complaint gives any indication that a valid claim might be stated." Shomo v. City of New York, 579 F.3d 176, 183 (2d Cir. 2009) (internal quotation marks, citation, and italics omitted). However, a party may not amend a pleading through statements made or submitted in motion practice. See Wright v. Ernst & Young LLP, 152 F.3d 169, 178 (2d Cir. 1998); see also Triestman v. Fed. Bureau of Prisons, 470 F.3d 471, 477 (2d Cir. 2006).

III. Discussion

A. Title VII, the ADA, and Individual Liability

As a preliminary matter, the court notes that "individuals are not subject to liability under Title VII." Wrighten v. Glowski, 232 F.3d 119, 120 (2d Cir. 2000) (per curiam) (citation omitted). Likewise, there is no right of recovery against individuals under the ADA for claims of wrongful termination and retaliation. See Spiegel v. Schulmann, 604 F.3d 72, 79-80 (2d Cir. 2010); Harris v. Mills, 572 F.3d 66, 72 (2d Cir. 2009). Accordingly, Burnett's Title VII and ADA claims against defendants Oberlander, Washington, and Trimble are dismissed. See Patterson v. County of Oneida, N.Y., 375 F.3d 206, 221 (2d Cir. 2004).

B. Title VII Claims

Burnett asserts three grounds for Trinity's liability under Title VII based on its alleged discriminatory conduct: (1) termination of employment; (2) unequal terms and conditions of employment; and (3) retaliation. (See Compl. at 2, Dkt. No. 1.) However, neither Burnett's complaint nor the documents submitted in support of her complaint contain any information identifying Burnett as a member of a protected class. (See generally Compl. & Exs. 1-20, Dkt. No. 1.) Thus, Burnett's complaint fails to allege-explicitly or implicitly-that her membership in a protected class was the basis for Trinity's alleged actions or that Trinity acted with a discriminatory animus. Furthermore, there is nothing in Burnett's submissions that suggests she engaged in a protected activity regarding a type of discrimination that Title VII forbids. Accordingly, the court is obligated to dismiss Burnett's Title VII claims against Trinity. Importantly though, the court is equally obligated to afford Burnett an opportunity to amend her complaint to allege facts sufficient to support a claim under Title VII against Trinity.

C. ADA Claims

While Burnett's submissions are silent as to her membership in a class protected by Title VII, her complaint and submissions do allege that while she was on disability leave she suffered an adverse employment action. Specifically, Burnett alleges that after undergoing a hysterectomy on January 30, 2009, she went on short-term disability leave with a return date of April 1, 2009, but was notified by letter dated February 11, 2009, that she was being terminated. (See Compl. at 7-10, Dkt. No. 1; see also Compl. Exs. 2, 9, 13, Dkt. No. 1:1.) However, notwithstanding her pro se status and the ADA's broad coverage, Burnett wholly fails to allege an ADA claim for discrimination or retaliation.

To establish a prima facie case of discrimination under the ADA, a plaintiff must allege, inter alia, that she "is disabled within the meaning of the ADA or perceived to be so by [her] employer." Brady v. Wal-Mart Stores, Inc., 531 F.3d 127, 134 (2d Cir. 2008) (citation omitted). The ADA defines "disability" as "a physical or mental impairment that substantially limits one or more major life activities ...; a record of such an impairment; or being regarded as having such an impairment." 42 U.S.C. § 12102(1)(A)-(C). However, a person cannot be "regarded as having ... an impairment" if her impairment is "transitory" such that it has "an actual or expected duration of 6 months or less." Id. § 12102(3)(B); see also Toyota Motor Mfg., Ky., Inc. v. Williams, 534 U.S. 184, 198 (2002) ("The impairment's impact must also be permanent or long term."), partially superseded by statute, ADA Amendments Act of 2008, Pub. L. No. 110-325, 122 Stat. 3553; Jackson v. Nor Loch Manor HCF, 134 F. App'x 477, 477 (2d Cir. 2005) (holding that a surgical procedure requiring a temproary absence from work is "not enough to sustain a claim under the ADA"); Adams v. Citizens Advice Bureau, 187 F.3d 315, 316 (2d Cir. 1999) (per curiam) (holding that, absent an ongoing impairment, an employee is not disabled under the ADA where he was on leave for three months due to an automobile accident); Guary v. Upstate Nat'l Bank, 618 F. Supp. 2d 272, 275 (W.D.N.Y. 2009) (finding no disability where employee suffered a broken ankle which resulted in a single, twelve-week disability leave with no alleged subsequent physical impairments); cf. Ryan v. Grae & Rybicki, P.C., 135 F.3d 867, 870 (2d Cir. 1998) (noting that Equal Employment Opportunity Commission (EEOC) regulations counsel courts to consider the nature, severity, duration or expected duration, and permanent or long-term impact of the impairment).

Here, Burnett does not allege that she was disabled or that Trinity perceived her as being disabled within the meaning of the ADA. Rather, Burnett simply alleges that she was wrongfully terminated "while [she] was out on short-term disability." (Compl. at 11-12, Dkt. No. 1 (emphasis added).) Burnett does not even allege that she was terminated because she was on disability leave. Therefore, the court dismisses her claim for wrongful termination under the ADA.

As to Burnett's ADA-based retaliation claim, the court "analyze[s] a retaliation claim under the ADA using the same framework employed in Title VII cases." Lovejoy-Wilson v. NOCO Motor Fuel, Inc., 263 F.3d 208, 223 (2d Cir. 2001) (citation omitted). Preliminarily, because "a plaintiff need not establish that the conduct [s]he opposed was actually a violation of the [ADA] so long as [s]he can establish that [s]he possessed a good faith, reasonable belief that the underlying challenged actions of the employer violated that law," Sarno v. Douglas Elliman-Gibbons & Ives, Inc., 183 F.3d 155, 159 (2d Cir. 1999) (internal quotation marks and citation omitted), the court is unwilling to find at this juncture that Burnett's belief that Trinity's actions violated the ADA was unreasonable. Nonetheless, the court is equally unwilling to categorize the retaliatory conduct that Burnett alleges as an adverse employment action, since that conduct-namely, opposing both her receipt of unemployment benefits and her New York State Division of Human Rights complaint-occurred after her termination and did not bear a relationship to her present or future employment conditions. See Wanamaker v. Columbian Rope Co., 108 F.3d 462, 466 (2d Cir. 1997) ("The terminated employee ... may have tangible future employment objectives ... [such that she] may be able to state a claim for retaliation, even though [she is] no longer employed by the defendant ...." (citations omitted)). Moreover, Trinity was entitled to exercise its legal rights and engage in legal advocacy, and as a result, such conduct may not serve as a basis for a retaliation claim. See United States v. N.Y. City Transit Auth., 97 F.3d 672, 677 (2d Cir. 1996); see also Belardo v. ConWay Transp. Servs., Inc., No. 02CV5406, 2005 WL 885016, at *8 (E.D.N.Y. Mar. 28, 2005) ("[A]n employer's actions in objecting to the provision of unemployment benefits to a former employee is not an adverse employment action cognizable under the employment discrimination laws." (citations omitted)); see, e.g., Jenkins v. St. Luke's-Roosevelt Hosp. Ctr., No. 09 Civ. 12, 2009 WL 3682458, at *9 (S.D.N.Y. Oct. 29, 2009) (granting motion to dismiss retaliation claim regarding employer's cessation of unemployment benefits); Barriera v. Bankers Trust, No. 98 Civ. 3641, 2003 WL 22387099, at *7 (S.D.N.Y. Oct. 20, 2003) (finding no adverse employment action where employer opposed plaintiff's unemployment benefits claim, failed to award severance pay, and informed the EEOC that the plaintiff resigned); Roman v. Cornell Univ., 53 F. Supp. 2d 223, 245 (N.D.N.Y. 1999) (holding that employer's opposition to plaintiff's unemployment benefits application does not constitute an adverse employment action). Consequently, the court dismisses Burnett's claim for retaliation in violation of the ADA.

Still, should Burnett have a viable ADA claim for termination or retaliation, she may amend her complaint to assert it.

D. Whistleblower Status

Upon a liberal reading of Burnett's complaint and accompanying submissions, her central allegation is that she was terminated because she reported to Trinity's Human Resources Director that the Food Pantry Director was "abusing the company gas credit card." (Compl. at 7, Dkt. No. 1.) Burnett alleges, "[t]he termination was plotted and planned after [she] turned in the Food Pantry Director in December 2009." (Id. at 10.) After denying the charge, the Food Pantry Director "admitted to it" and was "merely suspended from work for one week." (Id.) And thus, according to Burnett, "Trinity does not practice fair employment practices" since it "will keep a thief, but fire someone who goes out of [her] way to assist clients." (Id.) In essence, Burnett's claim is that she was terminated for being a whistleblower, and, as a whistleblower, was treated unfairly compared to the Food Pantry Director.

New York State's Whistleblower Statute prohibits an employer from "tak[ing] any retaliatory personnel action against an employee ... [who] discloses ... an activity, policy or practice of the employer that is in violation of law, rule or regulation which violation creates and presents a substantial and specific danger to the public health or safety." N.Y. LAB. LAW § 740(2)(a); see also Calabro v. Nassau Univ. Med. Ctr., 424 F. Supp. 2d 465, 475 (E.D.N.Y. 2006). The Whistleblower Statute, however, "does not extend its protections to those who complain of any unlawful conduct by the employer." Collette v. St. Luke's Roosevelt Hosp., 132 F. Supp. 2d 256, 268 (S.D.N.Y. 2001); see, e.g., Remba v. Fed'n Emp't & Guidance Serv., 76 N.Y.2d 801, 802-03 (N.Y. 1990) (holding that § 740 does not protect an employee who reports fraudulent billing). Here, because the conduct complained of by Burnett, namely misusing the company gas credit card, could in no imaginable way create or present a "substantial and specific danger to the public health or safety," the court dismisses any claim brought pursuant to § 740.

To the extent that Burnett's retaliation claim is grounded in the First Amendment, it must fail for similar reasons. A First Amendment retaliation claim requires a plaintiff to demonstrate, among other things, that her "speech was constitutionally protected." Morris v. Lindau, 196 F.3d 102, 110 (2d Cir. 1999). To engage in constitutionally protected speech, a plaintiff must have spoken as a citizen on a "matter of political, social, or other concern to the community." Id. (internal quotation marks and citation omitted). Putting aside the fact that Trinity is not a public entity and Burnett is therefore not a public employee,*fn4 which in itself is dispositive, there is no question that Burnett's complaint regarding the Food Pantry Director's misconduct does not constitute constitutionally protected speech. Nor do any of her allegations regarding Trinity's pre- and post-termination conduct evidence a potential form of unconstitutional retaliation. Consequently, any remaining retaliation claims based on Burnett's alleged whistleblowing activity are dismissed.

E. Defamation Claim

Lastly, Burnett vaguely alleges that defendant Trimble perjured himself and defamed her character during her unemployment benefits hearings before the New York State Department of Labor when Trimble stated that "he 'shouldn't have to tell [Burnett] not to have sex with [Trinity's clients].'" (Compl. at 12, Dkt. No. 1; see also id. at 10-11 ("Trimble ... defamed my character [by] making reference to my having 'sex with clients.'").) Burnett further alleges that Trinity and its attorneys were dishonest and untrue in filing a verified answer with and in responding to requests made by the Albany County Department of Social Services (ACDSS) and the NYSDHR. (See id. at 8-9.) Additionally, according to Burnett, defendant Washington "was repeatedly evasive in her answers and continually controdicted [sic] herself in all three hearings." (Id. at 10.)

In general, "New York law is clear that when a defendant-employer writes to the Department of Labor concerning a former employee's right to unemployment benefits, that writing is privileged and cannot be the basis for a libel action by the claimant-employee." Pappas v. Air Fr., 652 F. Supp. 198, 202 (E.D.N.Y. 1986) (internal quotation marks and citations omitted); see also Allan & Allan Arts Ltd. v. Rosenblum, 201 A.D.2d 136, 139-40 (2d Dep't 1994) ("[D]uring the past several decades, the courts have extended the absolute privilege to a wide array of hearings held by administrative agencies, finding such hearings to be 'in substance judicial.'" (citation omitted)) (collecting cases). Likewise, "statements made over the course of a quasi-judicial proceeding" are privileged under New York law. Pappas, 652 F. Supp. at 202; see, e.g., Stilsing Elec., Inc. v. Joyce, 113 A.D.2d 353, 356-57 (3d Dep't 1985) (finding Department of Labor proceedings quasi-judicial in nature and that written and oral statements made to the agency are absolutely privileged); Silver v. Mohasco Corp., 94 A.D.2d 820, 822 (3d Dep't 1983) (finding NYSDHR proceedings quasi-judicial in nature and that any statements made during such proceedings are privileged and cannot form the basis of a libel or slander action). Thus, "statements [made] to the Department of Labor, whether oral or written, are absolutely privileged under New York law." Lawson v. N.Y. Billiards Corp., 331 F. Supp. 2d 121, 133-34 (E.D.N.Y. 2004) (noting that "when an employer writes to the Department of Labor concerning a former employee's right to unemployment benefits, that writing is subject to an absolute privilege and cannot serve as the basis for a libel action brought by the claimant employee") (internal quotation marks and citations omitted)).

Having liberally interpreted Burnett's complaint and drawn all reasonable inferences from the materials submitted in conjunction therewith in her favor,*fn5 the court finds as a matter of law that the predicate oral and written statements made by Trinity, Trimble, and Washington are entitled to absolute immunity as they were all made in the course of proceedings held by ACDSS, Department of Labor, and NYSDHR. Accordingly, as all of these proceedings were adversarial, susceptible to review, and thereby quasi-judicial in nature, Burnett's defamation causes of action are dismissed.

IV. Conclusion

WHEREFORE, for the foregoing reasons, it is hereby ORDERED that defendants' motion to dismiss (Dkt. No. 6) is GRANTED and Burnett's complaint is DISMISSED; and it is further

ORDERED that Burnett is granted leave to file an amended complaint, in full compliance with the terms of this Order, within thirty (30) days from the date of the filing of this Order, after which Trinity shall respond to the complaint as permitted under the Federal Rules of Civil Procedure; and it is further

ORDERED that if Burnett fails to file an amended complaint within thirty (30) days from the date of the filing of this Order, the Clerk of the Court shall enter judgment dismissing this action without further order of the court; and it is further

ORDERED that the Clerk provide a copy of this Memorandum-Decision and Order to the parties by regular and certified mail.


January 25, 2011 Albany, New York

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