The opinion of the court was delivered by: Honorable Richard J. Arcara United States District Judge
Following his conviction after trial for unlawfully importing 100 kilograms of marijuana into the United States, possessing 100 kilograms of marijuana with the intent to distribute it, and fraudulently importing merchandise into the United States, petitioner Dawson Wood, was sentenced by this Court to 97 months of imprisonment and 5 years of supervised release. Judgment of conviction was entered on October 19, 2009. Petitioner did not appeal his conviction.
On August 5, 2010, petitioner filed a motion pursuant to 28 U.S.C. § 2255 seeking to vacate his judgment of conviction. In his petition, petitioner asserts, inter alia, that his counsel was ineffective because counsel failed to file a notice of appeal, despite petitioner's instructions to do so.
The government filed a response in opposition to the motion on November 3, 2010. As part of its response, the government provided an affidavit from petitioner's trial counsel, Angelo Musitano, Esq., wherein Mr. Musitano affirms that he "was never instructed to file a notice of appeal." See Dkt. No. 70-1. Instead, the defendant expressed his desire to pursue a transfer from a United States prison to Canada, and asked counsel to assist in pursuing the transfer. Counsel did so by sending a letter to the Canadian International Transfer Unit expressing petitioner's intent to "fil[e] a petition to transfer [him] back into Canada." Id.
Petitioner filed a reply to the government's response. In his reply, petitioner acknowledges that, after consultation with counsel, he agreed to forgo filing a notice of appeal in lieu of seeking a transfer to Canada. Specifically, petitioner states:
Petitioner discussed the options of direct appeal, but counsel conveyed to defendant that the appeal would not be successful, and that petitioner was better served with pursuing his treaty transfer to Canada. Therefore, the agreement with counsel was that counsel substantially assist in the treaty transfer process instead of pursuing the appeal. . . . See D.t. No. 73, at 1-2.
The Supreme Court has long held that a defendant claiming ineffective assistance of counsel must show: (1) that counsel's representation "fell below an objective standard of reasonableness," and (2) that counsel's deficient performance prejudiced the defendant. See Strickland v. Washington, 466 U.S. 668 (1984). In Roe v. Flores-Ortega, 528 U.S. 470, 477 (2000), the Supreme Court held that the Strickland test for ineffective assistance of counsel applies to claims, like the one at issue here, that counsel was ineffective for failing to file a notice of appeal.
In assessing whether counsel's failure to file a notice of appeal constitutes ineffective assistance, the Court explained that "a lawyer who disregards specific instructions from the defendant to file a notice of appeal acts in a manner that is professionally unreasonable." Id. A defendant who establishes that his attorney failed to file a direct appeal despite being instructed to do so is entitled to a finding that his attorney rendered professionally unreasonable assistance, a conclusive presumption of prejudice, and an opportunity to file a direct appeal. Id. at 477, 483-84; see also Campusano v. United States, 442 F.3d 770 (2d Cir.2006) (attorney who ignores specific instruction to appeal renders ineffective assistance even where defendant has pleaded guilty and executed an appeal waiver).
However, "[a]t the other end of the spectrum, a defendant who explicitly tells his attorney not to file an appeal plainly cannot later complain that, by following his instructions, his counsel performed deficiently." Roe, 528 U.S. at 477 (emphasis in original).
In this case, although petitioner initially claimed that he told his attorney to file a notice of appeal and his attorney failed to do so, petitioner later acknowledged that after discussing the benefits and disadvantages of filing an appeal with counsel, he and counsel agreed that the better course would be to forgo filing a direct appeal in lieu of pursuing a transfer to Canada. See D.t. No. 73. Petitioner's latter concession comports with Mr. Musitano's statement that he was not directed to file a notice of appeal, and instead, defendant Wood expressed a desire to be sent back to Canada to serve his sentence.*fn1
This Court finds the Supreme Court's decision in Roe dispositive of the issue of whether counsel was ineffective under the circumstances presented here. The Supreme Court has stated:
In those cases where the defendant neither instructs counsel to file an appeal nor asks that an appeal not be taken, we believe the question whether counsel has performed deficiently by not filing a notice of appeal is best answered by first asking a separate, but antecedent, question: whether counsel in fact consulted with the defendant about an appeal. We employ the term "consult" to convey a specific meaning-advising the defendant about the advantages and disadvantages of taking an appeal, and making a reasonable effort to discover the defendant's wishes. If counsel has consulted with the defendant, the question of deficient performance is easily answered: Counsel performs in a professionally unreasonable manner only by failing to follow the defendant's express instructions with respect to an appeal.
Roe, 528 U.S. at 478. By petitioner's own admission, he discussed the advantages and disadvantages of pursuing a direct appeal with Mr. Musitano and, after consultation, agreed that an appeal likely would be unsuccessful and would further delay his return to Canada. Petitioner asked counsel to "assist in the treaty transfer process instead of pursuing the appeal." Counsel reasonably advised petitioner that if he pursued his appeal, it would likely be unsuccessful, and that his desired transfer to Canada would occur more expeditiously if petitioner decided to forgo the appeal. A direct appeal would have delayed petitioner's transfer to Canada. See 18 U.S.C. § 4100(c) ("An offender shall not be transferred to or from the United States if a proceeding by way of appeal or of collateral attack upon the conviction or sentence be pending."). By his own admission, Mr. Musitano advised petitioner that he "would get home faster" if he did not pursue a direct appeal. Upon consultation with his attorney, petitioner agreed. It was not objectively unreasonable for counsel to recommend that course of action in light of his professional judgment that success on appeal was unlikely and the perceived benefit of forgoing the appeal. See United States v. Brunshtein, 545 F. Supp. 2d 357 (S.D.N.Y. 2008) (holding that appellate counsel was ...