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Catherine Carlson v. Decision and Geneva City School District

September 7, 2011


The opinion of the court was delivered by: Charles J. Siragusa United States District Judge



Siragusa, J. On July 15, 2008, the undersigned referred this case to the Honorable Marian W. Payson, United States Magistrate Judge, for the handling of nondispositive pretrial matters, pursuant to 28 U.S.C. § 636(b)(1)(A) and (B). Now before the Court are Defendants' Objections (Docket No. [#97]) to Magistrate Judge Payson's Order [#82], which imposed sanctions on Defendant for its failure to appear at a deposition. See, Order [#82] at 1 ("[D]efendants shall reimburse plaintiff's attorneys' fees and expenses incurred in making this motion [for sanctions] and in connection with the deposition noticed for September 14, 2010."). Defendant's Objections are denied.


At all relevant times, the deadline for completion of discovery in this case was September 30, 2010.*fn1 In June 2010, Plaintiff's counsel asked Defendant's counsel to provide her with dates when Defendants would be available for depositions. By letter dated July 2, 2010, Defendant's attorney told Plaintiff's attorney that he would provide such dates "shortly." See, Letter of Frank W. Miller [#57-1] at 2 ("We will be able to advise you shortly as to possible examination dates for our clients[.]"). Defendant's counsel did not provide such dates. On July 22, 2010, Plaintiff's counsel wrote to Defendant's counsel, and asked him to identify any dates that his clients would not be available for depositions. Specifically, Plaintiff's counsel wrote:

Plaintiff has repeatedly requested information regarding defendants' availability for their respective depositions for more than one month. Although Mr. Miller's letter of July 2, 2010 indicates that you would provide that information 'shortly,' to date we have received no information regarding defendants' availability.

In light of the remaining discovery period, please provide any dates when your clients are not available by Monday, July 26, 2010. We will accommodate any information we have received by that date in issuing our notices.

Docket No. [#57-1] at 7. Defendant's counsel did not respond. Consequently, on August 5, 2008, Plaintiff's counsel noticed a deposition to occur on September 14, 2010. For almost six weeks thereafter, Defendant did not object. At 5:18 p.m. on September 10, 2010, which was the Friday before the Tuesday, September 14, 2010, scheduled deposition, Defendant's counsel faxed a letter to Plaintiff's counsel, asking that the deposition be moved to September 23, 2010. Docket No. [#57-1] at 9. Defendant's counsel did not specifically indicate that he would not be attending the September 14the deposition, nor did he say that he was unable to do so. Id.*fn2 Early the following morning, Saturday, September 11, 2010, at 12:22 a.m., Plaintiff's counsel responded by email, rejecting the request to change the dates of the depositions that she had noticed six weeks earlier. Docket No. [#57-1] at 13. In that regard, Plaintiff's counsel indicated, in pertinent part, that rescheduling the depositions to begin on September 23rd "would leave plaintiff with very little time within the remaining discovery period to complete those depositions." Id. Additionally, Plaintiff's counsel indicated that she had noticed the depositions six weeks earlier, and Defendant had not objected. Id. Plaintiff's counsel reiterated that, "[W]e intend to go forward with them as noticed." Id. Defendant's counsel did not reply to the email. On September 14, 2010, Defendant's counsel and his clients failed to appear for the scheduled deposition. Later that day, Plaintiff's counsel called Defendant's attorney to find out why he had not appeared, and was told, for the first time, that Defendant's counsel was attending a court proceeding in Syracuse. Gifford Aff. [#57] at par. 19.

Plaintiff's counsel requested that Defendants' pay the costs associated with the cancelled deposition, but Defendants refused. Specifically, Defendants' counsel stated, in pertinent part:

My clients have no intention of paying [the court reporter's invoice], nor will they do so. I advised you via facsimile dated September 10, 2010, that I would not be available for depositions on the 14th. [As discussed above, that statement is not correct, as counsel's fax did not say that he was not available]. My letter explicitly states that we could 'begin' depositions on September 23, 2010. [One week prior to discovery deadline] Accordingly, you had prior notice of my inability to be present on that date, and therefore, responsibility for the court reporter's fees belongs to you. You blatantly disregarded my request to adjourn the depositions. You did not call me to discuss my correspondence, rather you sent an email in the overnight hours of Saturday, September 11, 2010 (12:22 a.m.). [In response to Defendant's counsel's fax sent at 5:18 p.m. on Friday evening] You scheduled the depositions without the usual courtesy of contacting us prior thereto. [That statement is also incorrect] You have the responsibility for this situation. Finally, I explained to you that on September 14, 2010, I was committed to appear in Onondaga County Supreme Court before Judge Greenwood, and was therefore unavailable for the depositions. [Defendants' counsel notified Plaintiff's counsel of this fact after he failed to appear for the deposition] Frank W. Miller Letter [#57-1] at 18. Subsequently, Plaintiff filed the subject motion [#55] for sanctions.

Defendants responded by arguing that the deposition was scheduled unilaterally by Plaintiff, and that Plaintiff had ignored Defendants' request to reschedule the deposition due to a scheduling conflict.*fn3

On November 2, 2010, Magistrate Judge Payson heard oral argument. At that time, Judge Payson noted, quite aptly, that Defendants were playing fast and loose with the facts surrounding the noticing of the September 14th deposition and their failure to attend it. See, e.g., Transcript [#119] at 15 ("MR. SICKINGER: Their deposition of September 14th was scheduled unilaterally without any prior consultation. MAGISTRATE JUDGE PAYSON: But that is not an accurate statement, Mr. Sickinger. And I think it's absolutely clear from the record that is before the Court that is not an accurate statement."); see also, id. at 16 ("MAGISTRATE JUDGE PAYSON: . . . [I]t is troubling to me that your firm would make the representation that there was no effort by plaintiff's counsel to coordinate on the scheduling."). On November 3, 2010, Magistrate Judge Payson issued an Order [#82], granting in part Plaintiff's motion for sanctions. At oral argument, Magistrate Judge Payson explained, on the record, her ruling as follows: [U]nder the circumstances, I do find that the actions by the plaintiff were reasonable, that it is the defendant who caused the problems that arose here; largely through lack of communication, lack of response to plaintiff's counsel in scheduling, lack of communication to plaintiff's scheduling about issues that arose because an attorney was planning to and did leave the office, and lack of a communication because of a direct conflict that Mr. Miller had with the date that was chosen for the depositions.

Transcript [#119] at 2.

On November 26, 2010, Defendants filed the subject Objections [#97]. Defendants maintain that Magistrate Judge Payson's ruling was based on erroneous determinations of fact, and is contrary to law. Defendants admit that they are liable for the court reporter's fees for the canceled ...

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