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Kris Scott and Carol Scott v. Roto-Die

December 7, 2011


The opinion of the court was delivered by: Thomas J. McAVOY, Senior United States District Judge



Following the Court's decision on Defendant's prior motion for summary judgment, see 10/17/11 Dec. & Ord., dkt. # 29, the sole remaining claim for liability was under a post-marketing failure to warn theory. Defendant was granted leave to file a second summary judgment motion seeking to dismiss this claim, which is now before the Court. See Mot., dkt. # 30. Plaintiffs have not filed opposition to the motion, and their time to do so has expired. For the reasons that follow, the motion is granted.


Plaintiffs commenced this action to recover damages for Plaintiff Kris Scott's injury that occurred on July 10, 2007 when he had three fingers amputated by a Roto-Die sheet metal bending machine Model 15/12 at his place of employment. Operation of the RotoDie machine entails an operator pressing down on a foot pedal that causes a ram with a die unit attached to it be lowered so that it comes into contact with the metal on a table under the ram and bends the metal. Id. pp. 44-45. When the operator takes his foot off of the pedal, the ram and die unit go up and the metal can be removed from the machine.

Id. pp. 56-57, 59.

At the time of his injury, Plaintiff was assisting a co-worker, who was operating the Roto-Die machine, in attempting to change the 8 foot die unit attached to the operational ram. Scott Dep. pp. 27, 56-66, 76-87. Plaintiff was of the understanding that bolts securing the die unit to the operational ram had been loosened, and that the die unit would separate from the ram when lifted. Plaintiff and the operator placed their hands under the operational ram in order to catch the die unit when the operational ram was lifted. Id. 76-87. Because the die unit did not dislodge from the operational ram when lifted, the operator started slowly lowering the operational ram back down to allow for further loosening of the bolts holding the die unit to the operational arm. Id. pp. 83-84. Plaintiff was, at this time, still "holding onto the ram because [he] didn't want the die to fall out." Id. p. 85. However, "before [Scott] knew it, it just came down on [his] hands" crushing his fingers. Id. p. 86-87. Plaintiff admitted that it is "common sense" to keep his hands out of the operating machine, id. p. 66, and that it was obvious to keep his hands away from the ram when it was operating. Id. pp. 66, 68-69. At the time of Plaintiff's injury, he had operated the Roto-Die sheet metal bending machine Model 15/12 once a week for two to three months prior to the incident. Id. p. 37.


To prevail on a claim for negligent failure to warn, a plaintiff must demonstrate that (1) a manufacturer has a duty to warn (2) against dangers resulting from foreseeable uses about which it knew or should have known, and (3) that failure to do so was the proximate cause of the harm. Liriano v. Hobart Corp., 92 N.Y.2d 232, 237 (1998). "A manufacturer has a duty to warn against latent dangers resulting from foreseeable uses of its product of which it knew or should have known." Id. Absent a duty of care, however, there is no breach and no liability. See generally Gordon v. Muchnick, 180 A.D. 2d 715, 715 (2d Dept. 1992).

"No duty to warn arises when the injured party is already aware of the specific hazard." Wick v. Wabash Holding Corp., --- F. Supp.2d ----, 2011 WL 938383, at *10 (W.D.N.Y., March 14, 2011); see Lancaster Silo & Block Co. v. Northern Propane Gas Co., 75 A.D. 2d 55, 65 (4 th Dept. 1980)(It is well settled that there is no duty to "warn a consumer already aware through common knowledge or learning of a specific hazard."). Put another way, a defendant has no duty to warn a plaintiff about risks for which he was aware of, or should have been aware of, through his professional experience, learning and common knowledge. Billiar v Minnesota Mining and Mfg. Co., 623 F.2d 240, 243 (2d Cir. 1980); see Butler v. Interlake Corporation, 244 AD.2d 913 (4th Dept. 1997); Lancaster Silo & Block Co, 75 A.D. 2d at 55.

Here, Plaintiff's deposition answers establish that the danger from the machine was open and obvious and that Plaintiff was aware of the danger posed by placing his hand in the machine while another person was operating it. Thus, Defendant had no duty to warn Plaintiff because he was aware of the hazards presented by the unguarded operational ram. See Billiar, 623 F.2d at 243 (2d Cir. 1980).

Moreover, and assuming arguendo that a duty to warn existed, the open and obvious nature of the danger negates any determination that the lack of a warning was a proximate cause of Plaintiff's injuries. See Burke v. Spartanics, Ltd., 252 F.3d 131, 139 (2d Cir. 2001)("Thus, it may well be the case that a given risk is not 'obvious,' in the sense of precluding any duty to warn, but that nevertheless, because the risk was well understood by the plaintiff, a warning would have made no difference.")(citing Brady v. Dunlop Tire Corp., 711 N.Y.S. 2d 633, 634--36 (3d Dept. 2000). As indicated above, Plaintiff was aware that, based on common sense and his prior experience operating the Roto-Die machine, it was dangerous to place his hands inside the machine and under the ram while it was being operated, but he did so anyway in an attempt to remove the die unit. Under these circumstances, "the failure to warn was therefore not a cause of the harm." Burke, 252 F.3d at 139; see also Liriano, 92 N.Y.2d at 241 ("where the injured party was fully aware of the hazard through general knowledge, observation or common sense, or participated in the removal of the safety device whose purpose is obvious, a lack of a warning about that danger may well obviate the failure to warn as a legal cause of an injury resulting from that danger."). No reasonable fact finder could conclude that the lack of a warning *fn3 was a proximate cause of Plaintiff's injuries.


For the reasons discussed above, Defendant's motion for summary judgment [dkt. # 30] is GRANTED and the sole remaining claim against Defendant in this action is DISMISSED . Based upon Defendant's acknowledgment that its third-party action against J&K Plumbing and Heating Co., Inc. (Plaintiff Kris Scott's employer at the time he was injured) is rendered moot if Plaintiffs' action against Defendant is dismissed, see ...

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