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Ozsusmamlar v. United States


September 28, 2012


The opinion of the court was delivered by: Shira A. Scheindlin, U.S.D.J.



On April 26, 2010, Osman Ozsusamlar ("petitioner" or "Osman") filed this pro se motion to vacate, set aside or correct his sentence pursuant to section 2255 of Title 28 of the United States Code ("section 2255"). Osman challenges his judgment of conviction on the following grounds: (1) lack of subject matter jurisdiction; (2) improper venue; (3) ineffective assistance of trial counsel; and (4) ineffective assistance of appellate counsel.*fn1 For the following reasons, the Petition is denied.


A. Indictment and Trial

On January 4, 2006, a federal grand jury indicted Osman and his father, Mustafa Ozsusamlar ("Mustafa"), on three counts for attempting to hire a hit man to kill two persons who owed them money. Specifically, defendants were charged with one count of conspiracy to commit murder for hire, in violation of 18 U.S.C. § 1958; one count of murder for hire, in violation of 18 U.S.C. § 1958; and one count of conspiracy to commit extortion, in violation of 18 U.S.C. § 1951.*fn2

The Government first learned of the murder for hire plan in August 2005 by Mohamed Mabrouk ("Mabrouk"), an inmate at the Metropolitan Correctional Center (the "MCC").*fn3 Mabrouk was approached by a fellow inmate, Mustafa, who sought to arrange a "hit" on two individuals who owed him approximately $283,000.*fn4 Mustafa said he was willing to pay the killer ten percent of the money owed to him when collected. Although acting interested, Mabrouk reported the incident to law enforcement.*fn5

In recorded telephone conversations at the MCC, Mustafa spoke about the plan with his son, Osman. The two discussed how Osman would attempt to locate Murat and Dilek Batca, the intended victims. In several different conversations, they discussed obtaining the Batcas' address and how Osman found their business address but was unable to find their home address.*fn6 This information was then passed on to Mabrouk with the hope that he would find someone on the outside to commit the murders.*fn7 The Government arranged for an undercover Federal Bureau of Investigation ("FBI") agent to pose as the person hired to recover the money and murder the Batcas.*fn8 The undercover agent ("Joe") went to the Batcas' home and spoke to them about the debt.*fn9 They acknowledged that money was owed but said that the original debt had been closer to $150,000, and that only $50,000 remained outstanding.*fn10 Meanwhile, the FBI gave Mabrouk Joe's telephone number to which Mabrouk then gave to Mustafa.*fn11

On September 16, 2005, Mustafa and Osman spoke on a recorded line at the MCC. Mustafa informed Osman that he had found someone to solve "that problem" and gave Osman the name and phone number provided by Mabrouk.*fn12

Mustafa told Osman to use a phone other than his own to make the call. In a conversation taking place later that same day, Osman told his father that he had attempted to reach Joe twice with no luck.*fn13 The following day, Osman reached Joe by phone and the two arranged to meet in person.*fn14 Osman and Joe met and discussed how Joe's "people" would conduct reconnaissance on the intended targets, collect the money owed, and then murder the Batcas.*fn15

On October 6, 2005, Joe called Osman to tell him that he had the money, and the two made plans to meet that evening. When Osman arrived at the designated location, he was placed under arrest.*fn16 After being read his Miranda rights, Osman waived these rights and made certain inculpatory and false exculpatory statements about his involvement in the scheme.*fn17

The Government's evidence at trial included the testimony of the cooperating witness, Mabrouk; "the testimony of (and conversations recorded by) an undercover [FBI] agent, whom the Ozsusamlars hired to carry out the plot; recorded telephone conversations between Mustafa and the Petitioner discussing the plot; and handwritten instructions about the plot that Mustafa gave to the cooperating witness."*fn18 The Ozsusamlars' trial commenced April 10, 2006 and lasted ten days. On April 20, 2006, they were each convicted on all counts.

B. Post-Trial Motions

On May 16, 2006, Robert Osuna, Petitioner's trial attorney, filed a post-trial motion seeking a judgment of acquittal or, in the alternative, a new trial pursuant to Rules 29 and 33 of the Federal Rules of Criminal Procedure. The motion asserted: (1) insufficiency of the evidence that Osman knowingly and unlawfully joined the conspiracy to commit murder for hire; and (2) the admission of certain evidence against Mustafa unfairly prejudiced Osman. The motion was denied in an Opinion and Order dated July 20, 2006.*fn19

On July 31, 2007, Osman, proceeding pro se, filed additional motions claiming: (1) newly discovered evidence; (2) a miscarriage of justice occurred because he was innocent; (3) prosecutorial misconduct because the Government's witnesses lied; (4) his conviction was obtained using false evidence; (5) "the weight of the evidence and the credibility of witnesses"; (6) ineffective assistance of his trial counsel; and (7) complaints of missing witnesses. The Court denied these motions on September 12, 2007.*fn20

C. Sentencing

On July 31, 2007, a Fatico hearing was held in which the Government introduced evidence that Osman had engaged in obstructive acts from the time he was convicted. The Court issued an Opinion and Order on August 28, 2007, finding that the Government had proven, by a preponderance of the evidence, that: over the past four months, (1) Osman solicited another inmate at the [Metropolitan Detention Center ("MDC")] (where he is currently incarcerated awaiting sentencing) -- who Osman believed was soon to be released -- to collect an extortionate loan from the Batcas [the intended victims of the original offense]; (2) Osman solicited the same MDC inmate to find and kill several people who had participated in the investigation of Osman and Mustafa, including several FBI agents, Assistant United States Attorneys ("AUSAs"), and certain Court personnel; (3) Osman took steps to have individuals outside of jail investigate the targets noted above -- namely various FBI agents and AUSAs -- and to gather personal information about these targets, including home addresses, family members, and photographs; and (4) Osman communicated threats against the Court and the Government in writing directly to this Court and to others.*fn21

Based on these findings, the Court gave defendant a two-level enhancement for obstruction of justice, pursuant to section 3C1.1 of the United States Sentencing Guidelines. On September 18, 2007, Osman was sentenced to 188 months imprisonment (120 months on Counts One and Two, to run concurrently, and 68 months on Count Three, to run consecutively).*fn22

D. Appeal

Osman, through appellate counsel Malvina Nathanson, appealed to the Second Circuit. Petitioner argued that "(1) there was insufficient evidence to convict him for conspiracy to commit extortion, and (2) prosecutorial misconduct in the State's rebuttal summation deprived him of a fair trial."*fn23 On April 29, 2009, with the permission of the Second Circuit, Osman filed a supplemental appellate brief pro se. Specifically, Osman argued: (1) that he was entitled to a new trial because certain physical evidence was inauthentic or inaccurate; (2) his trial counsel was ineffective because he failed to object to the admissibility of certain evidence, failed to call exculpatory witnesses, and had entered into an illicit deal with the Government; (3) the Presentence Report contained inaccuracies; and (4) Government prosecutors and agents engaged in misconduct.*fn24 On October 20, 2009, Osman's appeal was summarily denied.*fn25 The instant Petition was timely filed on April 26, 2010.


A. Section 2255

Section 2255 permits a convicted person held in federal custody to petition the sentencing court to vacate, set aside, or correct a sentence. A properly filed motion under section 2255 must allege that: (1) the sentence was imposed in violation of the Constitution or laws of the United States; (2) the sentencing court was without jurisdiction to impose a sentence; (3) the sentence was in excess of the maximum authorized by law; or (4) the sentence is otherwise subject to collateral attack.*fn26 Accordingly, collateral relief under section 2255 is permitted "only for a constitutional error, a lack of jurisdiction in the sentencing court, or an error of law or fact that constitutes 'a fundamental defect which inherently results in a complete miscarriage of justice.'"*fn27

B. Procedural Bar

It is well-settled that federal prisoners may not employ section 2255 as a substitute for direct appeal.*fn28 "Where a criminal defendant has procedurally forfeited his claim by failing to raise it on direct review, the claim may be raised in a § 2255 motion only if the defendant can demonstrate either: (1) cause for failing to raise the issue, and prejudice resulting therefrom; or (2) actual innocence."*fn29

Furthermore, to the extent that a habeas petitioner brings claims that were litigated on direct appeal, the petitioner is procedurally barred from raising such claims again in a section 2255 proceeding.*fn30 "The procedural-default rule is neither a statutory nor a constitutional requirement, but it is a doctrine adhered to by the courts to conserve judicial resources and to respect the law's important interest in the finality of judgments."*fn31

Under the "cause and prejudice" standard, the petitioner bears the burden of showing "cause for failing to raise [the claim on direct appeal] and prejudice therefrom."*fn32 The Supreme Court has emphasized that "cause" is measured by a stringent standard of diligence.*fn33 Thus, "[a]attorney error short of ineffective assistance of counsel . . . does not constitute cause and will not excuse a procedural default."*fn34 Furthermore, the prejudice prong requires far more than the demonstration of a "possibility of prejudice."*fn35 Instead, the prejudice must work to the defendant's "actual and substantial disadvantage, infecting [the] entire trial with error of constitutional dimensions."*fn36 Finally, "prisoners asserting [actual] innocence as a gateway to defaulted claims must establish that, in light of new evidence, 'it is more likely than not that no reasonable juror would have found petitioner guilty beyond a reasonable doubt.'"*fn37

C. Ineffective Assistance of Counsel

A petitioner seeking to attack his sentence based on ineffective assistance of counsel must: (1) show that counsel's performance fell below "an objective standard of reasonableness" under "prevailing professional norms," and (2) "affirmatively prove prejudice," namely, demonstrate that "there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different."*fn38

When analyzing a claim that counsel's performance did not meet constitutional standards, "judicial scrutiny of counsel's performance must be highly deferential."*fn39 The court "must indulge a strong presumption that counsel's conduct falls within the wide range of reasonable professional assistance."*fn40 "In assessing the attorney's performance, a reviewing court must judge his conduct on the basis of the facts of the particular case, 'viewed as of the time of counsel's conduct,' and may not use hindsight to second-guess his strategy choices."*fn41 Constitutionally inadequate performance may be established if a habeas petitioner "shows that counsel omitted significant and obvious issues while pursuing issues that were clearly and significantly weaker."*fn42 Nonetheless, "[t]he failure to include a meritless argument does not fall outside the wide range of professionally competent assistance to which [a][p]petitioner [i]s entitled."*fn43 Finally, even if an attorney's performance was objectively unreasonable and unprofessional, a petitioner must still prove prejudice.*fn44 There is, however, a presumption of prejudice when "counsel entirely fails to subject the prosecution's case to meaningful adversarial testing."*fn45 For this exception to apply, the attorney's failure "must be complete."*fn46 As explained by the Supreme Court, the order of analysis of the two Strickland prongs is at the discretion of the court:

Although we have discussed the performance component of an ineffectiveness claim prior to the prejudice component, there is no reason for a court deciding an ineffective assistance claim to approach the inquiry in the same order or even to address both components of the inquiry if the defendant makes an insufficient showing on one. In particular, a court need not determine whether counsel's performance was deficient before examining the prejudice suffered by the defendant as a result of the alleged deficiencies. The object of an ineffectiveness claim is not to grade counsel's performance. If it is easier to dispose of an ineffectiveness claim on the ground of lack of sufficient prejudice, which we expect will often be so, that course should be followed. Courts should strive to ensure that ineffectiveness claims not become so burdensome to defense counsel that the entire criminal justice system suffers as a result.*fn47


A. Subject Matter Jurisdiction

Osmancontends that this Court lacked subject matter jurisdiction over his case, claiming that 18 U.S.C. § 3231, which confers jurisdiction on district courts in criminal cases, is unconstitutional. Specifically, he argues that the statute was never passed by Congress in the manner required by the Constitution. As previously addressed in this Court's Order denying Osman's application for appointment of counsel, Osman'sargument is meritless.*fn48 Accordingly, Osman's claim that this Court lacks subject matter jurisdiction is denied.

B. Venue

Next, Osman argues that venue in this Court was improper because the crimes for which he was prosecuted stemmed from actions occurring in New Jersey.*fn49 However, petitioner never raised a claim of improper venue on appeal.Nor can petitioner show cause or prejudice as to why this claim was not raised on direct appeal.

Assuming, arguendo, that Osman's claim is not procedurally barred, it also lacks merit. "[V]enue is proper in any district in which 'an overt act in furtherance of the conspiracy was committed.'"*fn50 "An overt act is any act performed by any conspirator for the purpose of accomplishing the objectives of the conspiracy. The act need not be unlawful; it can be any act, innocent or illegal, as long as it is done in furtherance of the object or purpose of the conspiracy."*fn51 In the instant case, there were several conversations between Osman and Mustafa in which they planned the murder for hire. These conversations, which took place within the Southern District of New York, constitute overt acts in furtherance of the conspiracy.*fn52 Therefore, venue is proper within the Southern District. Accordingly, because petitioner's improper venue claim is procedurally barred and meritless, the claim is denied.

C. Ineffective Assistance of Trial Counsel

1. Failure to Challenge Jurisdiction and Venue

Osman next argues that his trial counsel was ineffective because counsel failed to challenge either subject matter jurisdiction or venue.*fn53 As previously discussed, both claims are meritless. Therefore, it was not unreasonable for trial counsel to forego these challenges.Nor has Osman shown any prejudice as a result of the alleged deficiency. Accordingly, Osman's ineffective assistance of trial counsel claim based on the failure to challenge jurisdiction and venue is denied.

2. Failure to Call Exculpatory Witnesses

Osman also contends that his trial counsel was ineffective for "fail[ing]/refus[ing] to investigate or interview potential defense witnesses who would have readily contacted and impeached the prosecutions' chief witness Mohamed Mabrouk."*fn54 Specifically, Osman believes that Alzubi Gunther would have been able to refute the Government's witness.However, Osman raised this claim in his pro se addendum to his counseled appellate brief. This claim was fully litigated and rejected by the Second Circuit, and Osman therefore cannot now re-litigate the claim in this habeas proceeding.*fn55 Regardless, Osman has failed to introduce any evidence that Gunter would have testified and, if he did, whether he would have provided any exculpatory or impeachment testimony that would have helped the defense.*fn56 Further, in his Declaration, trial counsel explained that he had interviewed this potential witness and made a strategic decision not to call him at trial because he concluded that "Gunther would not be a particularly beneficial or friendly witness for my client."*fn57 Therefore, trial counsel's decision not to call this witness was reasonable under the first prong of Strickland. Accordingly, Osman's ineffective assistance claim based on counsel's failure to call Alzubi Gunther as a witness is denied.

3. Failure to Advise Petitioner of Right to Testify

Next, Osman argues that his trial counsel failed to advise him of his right to testify. Although the Government maintains that this claim is procedurally barred because it could have been raised on direct appeal, a petitioner may raise additional ineffective assistance claims in a habeas proceeding.*fn58

The Second Circuit has stated that defense counsel bears the burden of "ensuring that the defendant is informed of the nature and existence of the right to testify" and his conduct in this regard is part of providing effective assistance of counsel.*fn59 However, Osman has not provided any evidence that trial counsel prevented him from testifying. Osuna submitted a Declaration to the Court stating that the claim is untrue, that he advised Osman of his right to testify on several occasions, and that it was Osman's decision not to testify given the amount of impeachment material available to the Government.*fn60 Osman's self-serving statement is insufficient to substantiate this claim.*fn61

Even assuming that trial counsel failed to advise petitioner that it was his decision whether to testify, Osman has failed to establish the required prejudice under the second prong of the Strickland test. Osman has not shown, with any reasonable probability, that his testimony would have resulted in a different outcome.*fn62 In fact, given the Government's evidence and taped recordings, Osman's testimony would have exposed him to a cross-examination that likely would have been more damaging to Osman's case than had he not testified at all.

Accordingly, as the Strickland test has not been met, Osman's ineffective assistance of counsel claim regarding his right to testify is denied.

4. Alleged Conflict of Interest

Osman contends that his trial counsel was ineffective because he "was orchestrating a deal for monetary cooperation with the U.S. Attorney's Office which comprised of Osuna rendering a constitutionally deficient performance at trial regarding Petitioner."*fn63

A defendant claiming he was denied his right to conflict-free counsel based on an actual conflict need not establish a reasonable probability that, but for the conflict or a deficiency in counsel's performance caused by the conflict, the outcome of the trial would have been different. Rather, he need only establish (1) an actual conflict of interest that (2) adversely affected his counsel's performance.*fn64

Osman does not explain why he believes there was an actual conflict of interest or conspiracy between his counsel and the Government. Nor has he explained how such an alleged conflict of interest adversely affected his counsel's performance. Accordingly, Osman's ineffective assistance claim based on his trial counsel's alleged conflict of interest is denied.

D. Ineffective Assistance of Appellate Counsel

1. Failure to Challenge Jurisdiction and Venue

Osman argues that his appellate counsel, Malvina Nathanson, was ineffective for failing to challenge subject matter jurisdiction and venue on appeal.*fn65

As previously discussed, because both claims are meritless, it was not unreasonable for appellate counsel to omit these arguments. Nor has Osman shown any prejudice as a result of the alleged deficiency. Accordingly, Osman's ineffective assistance of appellate counsel claim based on the failure to challenge jurisdiction and venue is denied.

2. Failure to Raise Petitioner's Right to Testify

Next, Osman argues that his appellate counsel "wholly ignored my pleas to raise [the] issue" of the alleged violation by trial counsel of failing to advise him of his right to testify at trial.*fn66 Osman's appellate counsel filed a Declaration stating that this accusation was completely false, as follows:

I have no recollection of Mr. Ozsusamlar ever mentioning to me that he had been prevented from testifying at trial. In any event, if he had, I would have advised him that the issue would necessarily involve reliance on non-record information and therefore could not be raised on the appeal.*fn67

"Where a claim of ineffectiveness is easily disposed of based on a lack of prejudice, 'a court need not determine whether counsel's performance was deficient before examining the prejudice suffered by the defendant as a result of the alleged deficiencies.'"*fn68 The record demonstrates that Osman has failed to demonstrate such prejudice-i.e., a reasonable probability that, had he testified, the jury would not have convicted him.*fn69 Accordingly, this claim of ineffective assistance of appellate counsel is denied.

3. Failure to Interview Witnesses

Osman argues that Nathanson refused to interview potential defense witness "Juan Fermin" after he advised her that Fermin had been excluded from testifying at his trial.*fn70 In her Declaration, Nathanson states:

I have no recollection of Mr. Ozsusamlar asking me to interview anyone named "Juan Fermin." However, had he made such a request, I would have told him that the appeal is limited to the trial record, and that therefore interviews of additional witnesses could not be of assistance at this stage.*fn71

Osman has failed to introduce any evidence showing: (1) whether he actually asked his counsel to interview and/or call Fermin as a witness; (2) whether Fermin would have testified or invoked his Fifth Amendment privilege against self-incrimination; and (3) whether Fermin would have provided any exculpatory or impeachment testimony that would have helped the defense.*fn72 As Osman has failed to demonstrate any error by counsel in not interviewing this witness, appellate counsel's actions were not unreasonable. Nor has Osman demonstrated any prejudice as a result of this alleged error. Accordingly, this ineffective assistance claim is denied.

4. Failure to Communicate

Next, Osman contends that appellate counsel

never conducted any pre appeal investigation, including failing to communicate with me and discussing potential appellate issues. Attorney Nathanson's failure/refusal to talk to me with the assistance of a proficient Turkish language interpreter amply demonstrates her complete lack of effective assistance.*fn73

Appellate counsel maintains that she had extensive contact with Osman while working on his case.*fn74 Nathanson's case file contains over twenty letters that she mailed to Osman detailing those issues she was raising on appeal and why she was not including certain claims that Osman felt should have been raised.*fn75

Additionally, counsel had two telephone conferences with Osman, which were arranged through his case manager.*fn76 Counseldoes not recall Osman ever requesting an interpreter but stated that she had asked him, in her first letter to Osman whether he preferred to use one -- to which he never responded. Petitioner has not shown that appellate counsel's performance was unreasonable. Moreover, petitioner has not shown prejudice by the level of communication between him and his attorney. On the basis of the entire record and the sworn statements of appellate counsel, Osman's claim of ineffective assistance of appellate counsel is dismissed.

E. Newly Discovered Evidence

Finally, on December 21, 2010, this Court received a second successive habeas petition from petitioner.*fn77 Osman argues that there is newly discovered evidence. "[W]hen a § 2255 motion is filed before adjudication of an initial § 2255 motion is complete, the district court should construe the second § 2255 motion as a motion to amend the pending § 2255 motion."*fn78 Upon review of the amended materials, there is nothing to suggest that there is any newly discovered evidence. Osman already addressed these points in his direct appeal. Because that claim was fully litigated and summarily rejected by the Second Circuit, he cannot now re-litigate the claim in this habeas proceeding. Osman's claim based on newly discovered evidence is therefore dismissed.


For the foregoing reasons, Ozsusamlar's section 2255 motion is denied. The remaining issue is whether to grant a Certificate of Appealability ("COA"). For a COA to issue, a petitioner must make a "substantial showing of the denial of a constitutional right."*fn79 A "substantial showing" does not require a petitioner to demonstrate that he would prevail on the merits, but merely that reasonable jurists could debate whether "the petition should have been resolved in a different manner or tht the issues presented were 'adequate to deserve encouragement to proceed further.'"*fn80 Petitioner has made no such showing. Accordingly, I decline to grant a Certificate of Appealability. The Clerk of the Court is directed to close the instant motion [Docket entry dated 4/26/10 in 05 CR 1077] and [Docket # 1 in 10 Civ. 3455] and this case (10 Civ. 3455).


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