The opinion of the court was delivered by: Lorna G. Schofield, District Judge:
Plaintiff, Milton Guallpa, brought this action against his former employer pursuant to the Fair Labor Standards Act, 29 U.S.C. §§ 201 et seq.,and New York state labor laws. Familiarity with the facts and the procedural history of this case is presumed.
On May 4, 2012, Judge P. Kevin Castel, to whom this action was previously assigned, struck the answer of Defendant NY Pro Signs Inc. and entered default against it. (Dkt. No. 29.) On January 17, 2013, Magistrate Judge Frank Maas, to whom this matter was referred, ordered Defendant David Rafaeli to show cause why his answer should not be stricken and default should not be entered against him for failure to comply with previous Court orders dated August 3, 2012, October 11, 2012 and November 14, 2012. (Dkt. No. 40, (the "January Order")). Defendant Rafaeli failed to show cause or otherwise respond to the January Order. On April 9, 2013, Magistrate Judge Maas issued a Report and Recommendation (the "Report"), in which he recommended that Mr. Rafaeli's answer be stricken and the Clerk of Court directed to enter default against him. (Dkt. No. 44.) In response to the Report, Defendant Rafaeli submitted objections dated April 19, 2013. (Dkt. No. 45.) Plaintiff responded to the objections on May 6, 2013. (Dkt. No. 46.)
Having conducted a de novo review of the portions of Judge Maas's Report to which Defendant Raefaeli objects, and having further reviewed the entirety of the Report, the Court adopts Judge Maas's Report in its entirety.
A court may accept, reject, or modify, in whole or in part, the findings and recommendations set forth within a magistrate's report. 28 U.S.C. § 636(b)(1)(C). When there are objections to the report, the court must make a de novo determination of those portions of the report to which objections are made. Id.; see also U. S. v. Raddatz, 447 U.S. 667, 674 (1980). When no objections to a report are made, the court may adopt the report if there is no clear error on the face of the record. See DiPilato v. 7-Eleven, Inc., 662 F. Supp. 2d 333, 339 (S.D.N.Y. 2009) (citations omitted).
To invoke de novo review of the magistrate judge's recommendations, the objections "must be specific and clearly aimed at particular findings in the magistrate judge's proposal." McDonaugh v. Astrue, 672 F. Supp. 2d 542, 547 (S.D.N.Y. 2009) (citations and quotation marks omitted). De novo review of a magistrate's report does not require the Court to conduct a de novo hearing on the underlying issues. Raddatz, 447 U.S. at 676. Rather, Congress intended "to permit whatever reliance a district judge, in the exercise of sound judicial discretion, chose to place on a magistrate's proposed findings and recommendations." Id.
Dismissal as a sanction pursuant Rules 16(f) or 37(b)(2) of the Federal Rules of Civil Procedure "is a drastic remedy that should be imposed only in extreme circumstances, usually after consideration of alternative, less drastic sanctions." John B. Hull, Inc. v. Waterbury Petroleum Prods., Inc., 845 F.2d 1172, 1176 (2d Cir. 1988) (internal marks and citations omitted); see Rouson v. Eicoff, 69 Fed. R. Serv. 3d 128 (E.D.N.Y. 2007) (noting that "courts apply the same standards developed with respect to Rule 37(b)(2) sanctions" to determine whether sanctions are appropriate under Rule 16(f)). "Despite the harshness of these measures, however, discovery orders are meant to be followed, and dismissal or default is justified if the district court finds that the failure to comply with discovery orders was due to willfulness, bad faith, or any fault of the party sanctioned." S. New England Tel. Co. v. Global NAPs Inc., 624 F.3d 123, 144 (2d Cir. 2010) (citing Bambu Sales, Inc. v. Ozak Trading Inc., 58 F.3d 849, 853 (2d Cir.1995)).
In determining whether to impose sanctions, a district court may evaluate several factors, including "(1) the willfulness of the non-compliant party or the reason for noncompliance; (2) the efficacy of lesser sanctions; (3) the duration of the period of noncompliance, and (4) whether the non-compliant party had been warned of the consequences of noncompliance." Agiwal v. Mid Island Mortg. Corp., 555 F.3d 298, 302 (2d Cir. 2009) (quoting Nieves v. City of New York, 208 F.R.D. 531, 535 (S.D.N.Y. 2002)) (internal quotation marks and alteration omitted). Where a plaintiff appears pro se, dismissal with prejudice may be imposed only if "a warning has been given that noncompliance can result in dismissal." Valentine v. Museum of Modern Art, 29 F.3d 47, 50 (2d Cir. 1994).
II.Defendant Rafaeli's Objections
In his objections to the Report, Defendant Rafaeli argues: (1) that he has now complied with the Court order that he provide certain discovery to Plaintiff and (2) that he did not receive notice of Magistrate Judge Maas's January Order to show cause.
First, Defendant Rafaeli's argument that the Court should reject the Report because he has now complied with his discovery obligations fails. The Second Circuit has "consistently rejected the 'no harm, no foul' standard for evaluating discovery sanctions." S. New England Tel. Co. v. Global NAPs Inc., 624 F.3d 123, 148 (2d Cir. 2010). Dismissal has been upheld as an appropriate sanction, "[e]ven when a party finally (albeit belatedly) complies with discovery orders. . . ." Id.
If parties are allowed to flout their obligations, choosing to wait to make a response until a trial court has lost patience with them, the effect will be to embroil trial judges in day-to-day supervision of discovery, a result directly contrary to the overall scheme of the federal discovery rules. Moreover, compulsion of performance in the particular case at hand is not the sole function of Rule 37 sanctions. Under the deterrence principle . . . , [defendant's] hopelessly belated compliance should not be accorded great weight. Any other conclusion would encourage dilatory tactics, and compliance with discovery orders would come only when the backs of counsel and the litigants were against the wall.
Id. at 149 (quoting Cine Forty-Second St. Theatre Corp. v. Allied Artists Pictures Corp., 602 F.2d 1062, 1068 (2d Cir. 1979)) (internal marks omitted); see also Bambu Sales, Inc. v. Ozak Trading Inc., 58 F.3d 849, 853 (2d Cir. 1995) (finding, where defendants failed to seek relief and ignored a discovery order for five months before complying, that ...