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In re Jones

Supreme Court of New York, First Department

August 27, 2013

In the Matter of James C. Jones (admitted as James Carl Jones), an attorney and counselor-at-law: Departmental Disciplinary Committee for the First Judicial Department, Petitioner, James C. Jones, Respondent.

Disciplinary proceedings instituted by the Departmental Disciplinary Committee for the First Judicial Department. Respondent, James C. Jones, was admitted to the Bar of the State of New York at a Term of the Appellate Division of the Supreme Court for the First Judicial Department on March 17, 1975.

Jorge Dopico, Chief Counsel, Departmental Disciplinary Committee, New York (Naomi F. Goldstein, of counsel), for petitioner.

No appearance for respondent.

Rolando T. Acosta, Justice Presiding, David B. Saxe, Dianne T. Renwick, Rosalyn H. Richter, Darcel D. Clark, Justices.


Respondent James C. Jones was admitted to the practice of law in the State of New York by the First Judicial Department on March 17, 1975, under the name James Carl Jones [1]. At all times relevant to this proceeding, respondent has maintained an office for the practice of law within the First Judicial Department.

The Committee opened an investigation into respondent's conduct after receiving a complaint in June 2012 from a client alleging neglect of a financial trust account FBO for her late father. The client allegedly paid respondent a $7, 500 retainer in July 2010 and, thereafter, had no further meaningful communication. Respondent allegedly failed to respond to the client's many emails requesting a status report and accounting for the retainer, nor has he returned her documents as she requested beginning in January 2012.

By letter dated July 6, 2012, the Committee mailed a copy of the complaint to respondent's office requesting a written answer within 20 days. On July 31, 2012, respondent telephoned the Committee seeking an extension, which was granted until August 9. When no answer was submitted the Committee sent a second letter dated August 14, 2012, this time via first class mail and certified mail return receipt requested, directing an answer within 10 days and citing to cases in which attorneys were suspended for their failure to cooperate. The certified letter receipt was signed by respondent on August 15, but still no answer was filed. On November 13, 2012, a Committee Staff Attorney spoke with respondent by telephone. Respondent explained that he had several heart procedures and had another one scheduled for November 19. He agreed to write the Committee prior to November 19 documenting his medical issues, but he failed to do so. On December 4, 2012, Committee Staff spoke with respondent, who claimed he had additional surgery but was working on a response to the complaint. Although respondent promised to submit the documentation regarding his health by December 10, 2012, and also file his answer, neither were received by the Committee.

Consequently, a judicial subpoena duces tecum dated December 27, 2012 was issued, requesting respondent's personal appearance on January 24, 2013 and production of his client file related to the complaint. Pursuant to a phone call with the Committee's investigator, respondent agreed to accept service of the subpoena by mail (which was sent on January 20, 2013). On January 23, respondent left a phone message for the assigned Committee Staff attorney stating that Access-A-Ride was not available to transport him to the Committee's office the next day for his deposition. That evening the Committee Attorney returned respondent's call and agreed to adjourn his appearance but directed him to call the next day in order to reschedule the date; respondent promised he would call.

Notwithstanding his assurances, respondent did not call on January 24. On January 25, 2013, the Committee wrote respondent and advised him that the adjourned date of the subpoena was February 4, 2013, for production of the complainant's file, and February 14 for his personal appearance, and there would be no further adjournments. This letter was returned due to a typographical error in the address. The Committee then hand delivered the letter to respondent's correct address with a cover letter dated February 5, adjourning the date for him to submit his client file to February 8, but keeping the date of his personal appearance at February 14, 2013. Respondent confirmed by phone that he had received the hand-delivered letter.

Respondent missed both deadlines. On February 14, however, respondent faxed a letter to the Committee, citing to his medical issues as the reason for his delay (four cardio-vascular procedures during the past year resulting in 15 stents inserted in his heart and legs) and that more procedures were required; stating that the medication that he takes, causes him fatigue, lack of focus and occasional lack of concentration; and that due to his limited mobility (walks with a cane and can only sit or stand for 10 minutes at a time), he has obtained Access-A-Ride services but they do not commence until 21 days from his eligibility assessment date, which was February 5, 2013.

One of the attachments was a letter from his treating cardiologist dated September 1, 2012, explaining that respondent has been under his care since August 2011, and detailing his serious health issues. The cardiologist confirmed that respondent had undergone several inpatient hospital procedures "over the last year" and requires more procedures. Respondent's ability to walk/exercise has been limited due to his conditions and "he has had to cut back on his workload and miss several scheduled appointments."

Upon receipt of this attachment the Committee called respondent and reminded him that he still had a duty to respond to the client's requests to return her documents. Respondent represented that he would call her. The Committee asserts that respondent has not called the complainant nor has he returned her documents.

In anticipation of filing the instant motion to suspend, the Committee contacted the cardiologist for an update of respondent's medical condition (since the doctor's September 2012 letter). On April 10, 2013, the cardiologist advised, by telephone, that respondent's condition remains substantially the same. He opined that respondent's ability to walk is compromised, thus, ...

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