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Slayton v. Kolli

Supreme Court of New York, Fourth Department

November 8, 2013

JAMES A. SLAYTON AND KATHLEEN L. SLAYTON, PLAINTIFFS-RESPONDENTS,
v.
VENKATESWARA R. KOLLI, M.D., ET AL., DEFENDANTS, KENMORE MERCY HOSPITAL, DEFENDANT-APPELLANT.

Appeal from an order of the Supreme Court, Erie County (John M. Curran, J.), entered October 12, 2012. The order directed defendant Kenmore Mercy Hospital to disclose a "patient/visitor occurrence report" dated April 6, 2011 to plaintiffs' counsel.

DAMON MOREY LLP, BUFFALO (AMY ARCHER FLAHERTY OF COUNSEL), FOR DEFENDANT-APPELLANT.

DEMPSEY & DEMPSEY, BUFFALO (HELEN KANEY DEMPSEY OF COUNSEL), FOR PLAINTIFFS-RESPONDENTS.

PRESENT: SMITH, J.P., PERADOTTO, CARNI, VALENTINO, AND WHALEN, JJ.

It is hereby ORDERED that the order so appealed from is unanimously affirmed without costs.

Memorandum: Plaintiffs commenced this action seeking damages for injuries sustained by plaintiff James A. Slayton while undergoing laparoscopic cholecystectomy surgery. Plaintiffs moved for, inter alia, an order compelling defendants to respond to their discovery demands. At issue herein is a "patient/visitor occurrence report, " which defendant Kenmore Mercy Hospital (hospital) asserts is privileged, and thus not discoverable, pursuant to Public Health Law § 2805-m and Education Law § 6527 (3). Following an in camera review of the report, Supreme Court granted plaintiffs' motion to the extent of ordering the hospital to disclose the report to plaintiffs' counsel within 20 days of service of the order with notice of entry. This Court granted a stay of enforcement of that order pending the hospital's appeal.

Initially, we conclude that the court erred in holding that the privilege set forth in Education Law § 6527 (3) is inapplicable to the report. Inasmuch as the report is not a "hospital-wide [plan] to improve quality and prevent malpractice, " this Court's holding in Aldridge v Brodman is inapplicable (49 A.D.3d 1192, 1193-1194). We nevertheless conclude that the court did not abuse its discretion in granting plaintiffs' motion to the extent of ordering the hospital to disclose the report to plaintiffs(cf. Matter of Coniber v United Mem. Med. Ctr., 81 A.D.3d 1329, 1330). Here, the hospital failed to meet its burden of establishing that the report was "generated in connection with a quality assurance review function pursuant to Education Law § 6527 (3) or a malpractice prevention program pursuant to Public Health Law § 2805-j" (id. at 1330 [internal quotation marks omitted]). Morever, with respect to the privilege set forth in Public Health Law § 2805-j, we deem the conclusory statement in the affidavit submitted by the hospital's director of risk management that "[t]he report was prepared solely and exclusively in connection with the hospital's malpractice prevention program, as required by statute" to be insufficient to meet the hospital's burden of demonstrating that the form was actually generated at the behest of the hospital's malpractice prevention program.


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