Appeal from a judgment of the Steuben County Court (Marianne Furfure, A.J.), rendered February 18, 2011. The judgment convicted defendant, upon his plea of guilty, of criminal sexual act in the second degree.
ROSEMARIE RICHARDS, SOUTH NEW BERLIN, FOR DEFENDANT-APPELLANT.
BROOKS T. BAKER, DISTRICT ATTORNEY, BATH (AMANDA M. CHAFEE OF COUNSEL), FOR RESPONDENT.
PRESENT: SMITH, J.P., PERADOTTO, CARNI, VALENTINO, AND WHALEN, JJ.
It is hereby ORDERED that the case is held, the decision is reserved and the matter is remitted to Steuben County Court for further proceedings in accordance with the following Memorandum: In appeal No. 1, defendant appeals from a judgment convicting him upon his plea of guilty of criminal sexual act in the second degree (Penal Law § 130.45 ) and, in appeal No. 2, he appeals from a judgment convicting him upon his plea of guilty of attempted rape in the second degree (§§ 110.00, 130.30 ). In both appeals, defendant contends, inter alia, that County Court abused its discretion in failing to adjudicate him a youthful offender. Defendant, an apparently eligible youth (see CPL 720.10 ), pleaded guilty pursuant to a plea bargain that provided, among other things, that he would be sentenced to concurrent terms of probation if he successfully completed a period of interim probation, but would be sentenced to a term of incarceration in state prison with a term of postrelease supervision if he did not. Defendant was released on his own recognizance, subject to the terms of the interim probation. The court subsequently determined, after a hearing, that defendant had violated the terms of his interim probation and sentenced him to a term of incarceration in state prison, without determining whether defendant would be granted youthful offender status.
"Upon conviction of an eligible youth, the court must order a [presentence] investigation of the defendant. After receipt of a written report of the investigation and at the time of pronouncing sentence the court must determine whether or not the eligible youth is a youthful offender" (CPL 720.20 ). The Court of Appeals has concluded that, by the use of the word "must, " the legislature has made "a policy choice that there be a youthful offender determination in every case where the defendant is eligible, even where the defendant fails to request it, or agrees to forgo it as part of a plea bargain" (People v Rudolph, 21 N.Y.3d 497, 501). "[W]e cannot deem the court's failure to rule on the... [issue] as a denial thereof" (People v Spratley, 96 A.D.3d 1420, 1421, following remittal 103 A.D.3d 1211, lv denied 21 N.Y.3d 1020; see People v Ingram, 18 N.Y.3d 948, 949; People v Chattley, 89 A.D.3d 1557, 1558). We therefore hold the case, reserve decision, and remit the matter to County Court to make and state for the record "a determination of whether defendant is a youthful offender" (Rudolph, 21 N.Y.3d at 503).
All concur except Whalen, J., who dissents and votes to affirm in the following Memorandum: I respectfully dissent and would affirm. I cannot agree with the majority that People v Rudolph (21 N.Y.3d 497) requires this Court to remit this case to County Court for a youthful offender determination. Rather, I conclude that the sentencing court determined that defendant was not a youthful offender and did not abuse its discretion in doing so.
In Rudolph, the majority noted that CPL 720.20 (1) requires that "where a defendant is eligible to be treated as a youthful offender, the sentencing court must' determine whether he or she is to be so treated" (21 N.Y.3d at 499). The majority held that the use of the word " must' " in the statute reflected "a policy choice that there be a youthful offender determination in every case where the defendant is eligible, even where the defendant fails to request it, or agrees to forgo it as part of a plea bargain" (id. at 501). Thus, the Court overruled its previous decision in People v McGowen (42 N.Y.2d 905) (see id. at 499).
Here, when imposing the term of interim probation supervision, the court explicitly informed defendant that, if he violated the terms and conditions of the interim probation supervision, the court would sentence him as an adult and would not adjudicate him a youthful offender. After finding that defendant had violated the terms and conditions of his interim probation supervision, the court stated when sentencing defendant that defendant previously had been adjudicated a youthful offender on two occasions, but that his sentence of probation had been revoked in each instance. The court then determined that, based on that and other circumstances, "the promised sentence is appropriate here."
In my view, the court's statement at sentencing that the "promised sentence" was appropriate was sufficient to satisfy the mandate of the Court of Appeals in Rudolph that the sentencing court make a youthful offender determination on the record. The majority in Rudolph did not hold that the sentencing court must use the words "youthful offender" or invoke any other particular phrase but, rather, the majority held that "the court must make the decision in every case" (21 N.Y.3d at 501). At sentencing, the court noted multiple factors that supported its decision to refuse to adjudicate defendant a youthful offender before stating that "the promised sentence is appropriate here." I therefore conclude that defendant received that to which he was entitled under the interpretation of CPL 720.20 by the Court of Appeals in Rudolph, i.e., "consideration by the sentencing court of whether youthful offender treatment is appropriate or not" (id. at 503).
I otherwise conclude that the court properly determined that defendant violated the terms and conditions of his interim probation supervision and that defendant was afforded due process. Because I conclude that the court determined that defendant should not be adjudicated a youthful offender, I further address defendant's contention that the determination was an abuse of discretion. I reject that contention, and I would not exercise this Court's interest of justice jurisdiction to make that adjudication (see People v Jones, 107 A.D.3d ...