United States District Court, S.D. New York
MANUEL MOSES as Administrator D.B.N.of the Goods, Chattels, and Credits Which Were of Zoran Teodorovic, Deceased, Plaintiff,
WESTCHESTER COUNTY DEPARTMENT OF CORRECTION, WESTCHESTER COUNTY, and PAUL M. COTE, Defendants.
OPINION AND ORDER
EDGARDO RAMOS, District Judge.
Plaintiff Manuel Moses ("Plaintiff"), as executor of the estate of Zoran Teodorovic, initiated the instant action against Westchester County, the Westchester County Department of Correction (together, the "County Defendants"), and Paul M. Cote on December 21, 2010. Doc. 1. Plaintiff's claims, brought pursuant to 42 U.S.C. § 1983 ("Section 1983"), allege that Cote, a corrections officer, violated the deceased's federal constitutional rights. Specifically, Plaintiff alleges that Cote severely beat Teodorovic in October 2000 while Teodorovic was incarcerated, inflicting injuries that led to his death in December 2001.
Following the assault, the Federal Bureau of Investigation ("FBI") began an investigation into Cote's actions. See Doc. 16 ("Report"), at 2. That investigation continued until 2005 and resulted in Cote being indicted for violating 18 U.S.C. § 242, the criminal counterpart to Section 1983. See id. at 2-3. A jury convicted Cote, but the district judge overturned the conviction. See id. at 3. The Second Circuit reversed that decision and upheld the conviction. See United States v. Cote, 544 F.3d 88 (2d Cir. 2008).
Teodorovic's only family lived outside the United States (Teodorovic had a sister living in Serbia while his mother and other siblings were in Sweden), and they were only apprised of his death years later, at the beginning of 2006, when the FBI was able to track some of them down. See Report at 3. His mother retained counsel, but those attorneys later withdrew from the case. See Doc. 19 ("Decision"), at 3. She had difficulty securing substitute counsel, in part due to language barriers and distance from the United States. See id. ; Report at 9. Once retained, the new attorney, Plaintiff in this action, had to navigate a lengthy process of revoking the original letters of administration and getting appointed as administrator. See Report at 9.
After Plaintiff eventually filed suit, County Defendants moved to dismiss the claims as time-barred, and the motion was referred to Magistrate Judge Ronald L. Ellis. Docs. 3, 6. In his Report and Recommendation, Judge Ellis recommended that the motion to dismiss the federal claims be denied on equitable tolling grounds. See Report. Judge Ellis indicated that the totality of the circumstances, including Teodorovic's mother's distance from the events that gave rise to the claim, her lack of English comprehension, and her lack of knowledge of both the law and the facts of the case, influenced his determination that equitable tolling was appropriate. Id. at 6. Judge Ellis also relied on the fact that Teodorovic remained in a coma and was therefore mentally incapacitated from the time of his injury until his death. Id. Thus, he found that "the transfer of knowledge was impeded by mental disease, death, distance, and language" and concluded that the failure to commence the action within the three-year limitations period was justifiable. Id. at 6-7.
Judge Ellis outlined in detail the justifications for equitable tolling between 2006, when Teodorovic's family learned what had happened to him, and when Plaintiff filed suit in 2010. See id. at 8-10. During the period from May 2006 to April 2007, one of the original attorneys attempted to file a late notice of claim. See id. at 8. That filing, which was denied, included a Section 1983 claim. See id. Since the family had raised the precise statutory claims now at issue, and merely did so in the wrong forum, Judge Ellis determined that the time during which the late notice of claim was being adjudicated should be tolled. See id. Once the request to submit a late notice of claim was denied, the family assumed that there was no other legal recourse. See id.  It was not until the Second Circuit upheld Cote's conviction that they began to suspect otherwise. See id. While noting that this type of mistake is usually insufficient to warrant equitable tolling, the Court nevertheless tolled this period (April 2007 to May 2009) because there was evidence that the family had continued to seek legal advice and a means of prosecuting their claim during the years in question. See id . at 8-9. Finally, the Court tolled the period from May 2009 to December 2010 because the geographic and language barriers had complicated the process of revoking the previous attorneys' letters of administration and obtaining new ones for Plaintiff. See id. at 9-10. Plaintiff filed suit one week after being appointed administrator. See id. at 9. Over County Defendants' objection, this Court, per the Hon. George B. Daniels, adopted the Report in its entirety. See Decision; Doc. 17 ("Objection"). The case was subsequently reassigned to the undersigned. Presently before the Court is County Defendants' motion for certification of an interlocutory appeal pursuant to 28 U.S.C. § 1292(b). Docs. 21, 23. County Defendants ask that the Court certify the following issue: "whether the statute of limitations should have been equitably tolled in favor of an estate that had [by November 22, 2006] retained legal representation and secured letters of administration." Defs.' Mem. of Law in Supp. at 7. For the reasons set forth below, County Defendants' motion is DENIED.
I. Legal Standard
Section 1292 of Title 28 of the United States Code grants district courts discretion to certify an issue for interlocutory appeal where the issue involves "a controlling question of law as to which there is substantial ground for difference of opinion and [where] an immediate appeal from the order may materially advance the ultimate termination of the litigation." 28 U.S.C. § 1292(b). "It is a basic tenet of federal law to delay appellate review until a final judgment has been entered." Koehler v. Bank of Bermuda Ltd., 101 F.3d 863, 865 (2d Cir. 1996) (citing Coopers & Lybrand v. Livesay, 437 U.S. 463, 475 (1978)). Accordingly, section 1292(b) "must be strictly construed" and "only exceptional circumstances [will] justify a departure" from the final judgment rule. Wausau Bus. Ins. Co. v. Turner Constr. Co., 151 F.Supp.2d 488, 491 (S.D.N.Y. 2001) (alteration in original) (quoting Colon ex rel. Molina v. BIC USA, Inc., No. 00 CIV. 3666 (SAS), 2001 WL 88230, at *1 (S.D.N.Y. Feb. 1, 2001)).
"Whether to certify a question for interlocutory appeal is trusted to the sound discretion of the district court, " which may deny certification even if the statutory criteria are satisfied. Republic of Colombia v. Diageo N. Am. Inc., 619 F.Supp.2d 7, 9 (E.D.N.Y. 2007) (quoting Morris v. Flaig, 511 F.Supp.2d 282 (E.D.N.Y. 2007)). Moreover, "the fact that district courts have the power to certify questions for interlocutory appeal in no way suggests that interlocutory appeal should be the norm." Id. at 10. Indeed, the Second Circuit has held that, although section 1292(b) was designed as a means of making interlocutory appeals available, "it is a rare exception to the final judgment rule that generally prohibits piecemeal appeals." Koehler, 101 F.3d at 865. Accordingly, "[t]he Second Circuit has repeatedly emphasized that district courts must exercise great care in making a § 1292(b) certification.'" Wausau Bus. Ins. Co., 151 F.Supp.2d at 491-92 (quoting Westwood Pharm., Inc. v. Nat'l Fuel Gas Dist. Corp., 964 F.2d 85, 89 (2d Cir. 1992)).
A. The Issue Presented for Certification Does Not Constitute a Controlling Question of Law
To warrant interlocutory appeal, the question presented must be a "pure question of law that the reviewing court could decide quickly and cleanly without having to study the record." Santiago v. Pinello, 647 F.Supp.2d 239, 243 (E.D.N.Y. 2009) (quoting In re Worldcom, Inc., No. M-47 HB, 2003 WL 21498904, *10 (S.D.N.Y. June 30, 2003)) (internal quotation marks omitted). County Defendants claim that "[t]he applicability of the doctrine of equitable tolling to the instant circumstances presents a controlling question of law." Defs.' Mem. of Law in Supp. at 8. The Court disagrees and finds that the combination of facts in this case is so unique that it is not an appropriate case for interlocutory appeal.
Simply because there is a question of law involved does not mean that the Court should certify an appeal before a final judgment is rendered. For example, in Brown v. City of Oneonta, 858 F.Supp. 340, 349 (N.D.N.Y. 1994), the court held that the decision to grant summary judgment was a legal issue that was "essentially fact based [sic] in nature, " making interlocutory appeal inappropriate. So too here, County Defendants frame the issue narrowly and disregard the fact-intensive nature of the Court's equitable tolling analysis. Given that the Court's decision turned on a ...