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Smith v. Johnson

United States District Court, S.D. New York

October 24, 2014

LARRY JOHNSON, et al., Defendants.



In May 2014, pro se plaintiff Florence F. Smith ("Plaintiff'), brought this action against defendants the City of New York and several former or current New York City Department of Corrections ("DOC") employees[1] (collectively, "Defendants"), alleging violations of Title VII of the Civil Rights Act of 1964 ("Title VII"), 42 U.S.C. §§ 2000e et seq., the Age Discrimination in Employment Act ("ADEA"), 29 U.S.C. §§ 621 et seq., the Americans with Disabilities Act ("ADA"), 42 U.S.C. §§ 12112 et seq., the New York State Human Rights Law ("NYSHRL"), N.Y. Exec. Law §§ 290 et seq., and the New York City Human Rights Law ("NYCHRL"), N.Y. City Admin. Code §§ 8-101 et seq. Plaintiff's Complaint (ECF No. 1 ("Compl.")) alleges that defendants discriminated against her based on her race, national origin, gender/sex, age, religion, and disability, and that her supervisors retaliated against her for union activities. Defendants moved under Rule 12(b)(6) of the Federal Rules of Civil Procedure to dismiss Plaintiffs Complaint for failure to state a claim upon which relief can be granted. For the following reasons, Defendants' motion to dismiss is GRANTED.


Plaintiff is a former employee of the Help Desk of the Information Technology Data Center at the New York City Department of Correction ("DOC"). (Compl. at 2 & ex. 2 at 1.) DOC terminated her employment on August 20, 2013 due to excessive lateness, which Plaintiff alleges was a pretext for race, national origin, gender/sex, age, disability, and religious discrimination, and retaliation for union activities. (See Compl. at 1-3 & ex. 2.) At the time she was terminated, Plaintiff was caring for her sick, elderly father, which she alleges was the cause of her lateness. (See Compl. ex. 2 at 1.) Plaintiff alleges she was terminated in part because she is "a black woman, over age 40 years of old, and from the West Indies, " and because she "was a stand [sic] for everyone and a voice that was unstoppable." (Compl. ex. 2 at 1.)

Plaintiff received three sets of charges from DOC relating to several occasions during the preceding two years when her job performance was unsatisfactory, which plaintiff challenged through proceedings pursuant to New York Civil Service Law § 75. (Stockman Decl. ex. Bat 1-2.) An administrative law judge held a four-day trial at which Plaintiff was represented by a lawyer and was given the opportunity to present witnesses and evidence. (Stockman Decl. ex. Bat 2, 13.) The administrative law judge issued a 47-page report and recommendation that Plaintiff be terminated. (Stockman Decl. ex. B.) Plaintiff appealed the report and recommendation to the New York City Civil Service Commission, which conducted a hearing and then affirmed the findings and termination. (Stockman Decl. ex. C.)

Plaintiff then filed a charge alleging discrimination based on race and national origin and unlawful retaliation with the Equal Employment Opportunity Commission (the "EEOC"), which she signed on November 6, 2013. (Stockman Decl. ex. D.) The EEOC issued her a Right to Sue Letter dated February 28, 2014. (Compl. ex. 1.)

Plaintiff filed her Complaint against Defendants on May 27, 2014. (Compl.) Defendants moved to dismiss the Complaint for failure to state a claim on August 7, 2014. (ECF No. 16.) Between August 28, 2014 and September 5, 2014, Plaintiff filed four separate submissions opposing Defendants' motion to dismiss.[4] (ECF Nos. 28-31.) Defendants file a reply brief on September 19, 2014. (ECF No. 34.) Plaintiff then, without leave from the Court, made two additional submissions opposing the motion to dismiss, which the Court posted to the docket (ECF Nos. 36-37).[5]


Under Rule 12(b)(6) of the Federal Rules of Civil Procedure, a defendant may move to dismiss a complaint for "failure to state a claim upon which relief can be granted." Fed.R.Civ.P. 12(b)(6). To survive a Rule 12(b)(6) motion to dismiss, a plaintiff must provide grounds upon which their claim rests through "factual allegations sufficient to raise a right to relief above the speculative level.'" ATSI Commc'ns, Inc. v. Shaar Fund, Ltd. , 493 F.3d 87, 98 (2d Cir. 2007) (quoting Bell Atl. Corp. v. Twombly , 550 U.S. 544, 555 (2007)). In other words, the complaint must allege "enough facts to state a claim to relief that is plausible on its face.'" Starr v. Sony BMG Music Entm't , 592 F.3d 314, 321 (2d Cir. 2010) (quoting Twombly , 550 U.S. at 570). "A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Ashcroft v. Iqbal , 556 U.S. 662, 678 (2009).

In applying that standard, the Court accepts as true all well-pled factual allegations, but does not credit "mere conclusory statements" or "threadbare recitals of the elements of a cause of action." Id . Furthermore, the Court will give "no effect to legal conclusions couched as factual allegations." Port Dock & Stone Corp. v. Oldcastle Ne., Inc. , 507 F.3d 117, 121 (2d Cir. 2007) (citing Twombly , 550 U.S. at 555). If the Court can infer no more than the mere possibility of misconduct from the factual averments-in other words, if the well-pled allegations of the complaint have not "nudged [Plaintiffs] claims across the line from conceivable to plausible"- dismissal is appropriate. Twombly , 550 U.S. at 570.

Pro se complaints are to be construed "liberally" and interpreted "to raise the strongest arguments that they suggest.'" Pabon v. Wright , 459 F.3d 241, 248 (quoting Burgos v. Hopkins , 14 F.3d 787, 790 (2d Cir. 1994)). Nonetheless, to survive a motion to dismiss, a pro se plaintiff must still plead enough facts to state a claim to relief that is plausible on its face. See Hill v. Curcione , 657 F.3d 116, 122 (2d Cir. 2011).


A. Federal Gender/Sex, Age, and Religious Discrimination Claims

Before filing an action in federal court under Title VII, the ADA, or the ADEA, a plaintiff must exhaust their administrative remedies by filing a timely charge of discrimination with the EEOC. See, e.g., Hoffman v. Williamsville Sch. Dist. , 443 Fed.App'x 647, 649 (2d Cir. 2011) (Title VII and ADA); Dezaio v. Port Auth. of N.Y. & N.J. , 205 F.3d 62, 64-65 (2d Cir. 2000) (ADEA). Plaintiffs EEOC charge only alleged discrimination based on race and national origin and unlawful retaliation. (Compl. ex. 1.) Plaintiffs Title VII gender/sex, age, religious, and disability discrimination claims, her ADA claim, and her ADEA claim are therefore barred, and must be DISMISSED.

B. Federal and State Law Race and National Origin Discrimination and Retaliation Claims

Title VII makes it unlawful for an employer to "discriminate against any individual because of such individual's race, color, religion, sex, or national origin." 42 U.S.C. § 2000e-2(a)(1). Employment discrimination and retaliation claims under the NYSHRL are evaluated under the same standard as Title VII claims. See, e.g., Schiano v. Quality Payroll Sys., Inc. , 445 F.3d 597, 609 (2d Cir. 2006) ("[R]etaliation claims under the NYSHRL are generally governed by the same standards as federal claims under Title VII."); Kemp v. Metro-N.R.R. , 316 Fed.App'x 25, 26 (2d Cir. 2009) ("We analyze claims under the NYSHRL using the same standards that apply to federal civil rights statutes such as Title VII... and the ADA."); Henry v. N.Y.C. Health & Hosp. Corp., No. 13 Civ. 6909(PAE) , 2014 WL 957074 at *3, *10 (S.D.N.Y. Mar. 10, 2014).

Plaintiffs Complaint does not contain any allegations that specifically identify the nature, timing, or occurrence of any specific instances of discriminatory conduct-it does not allege that anyone made discriminatory remarks to her, or that she was treated differently than similarly situated individuals. While Plaintiff does allege that she was denied overtime, she does not connect this denial with any facts supportive of discriminatory treatment. In fact, the only reference to race or national origin in the Complaint is Plaintiffs allegation that she is "a black woman, over age 40 years of old, and from the West Indies." (Compl. ex. 2 at 1.)

With respect to retaliation, the Complaint states only that Plaintiff was retaliated against for her union activities. (See Compl. ex. 2 at 1-2.) But Title VII only provides redress for union activities when those activities consist of protest or opposition to statutorily prohibited discrimination. See Benn v. City of New York , 482 Fed.App'x 637, 638 (2d Cir. 2012) (to establish prima facie case of retaliation, plaintiff must show that adverse employment action was in response to "protected activity, " which is "action taken to protest or oppose statutorily prohibited discrimination"); Reed v. A.W. Lawrence & Co., Inc. , 95 F.3d 1170, 1178 (2d Cir. 1996) (same). Plaintiff alleges only that she was retaliated against for her involvement in union activities as a general matter, and she does not provide any specific allegations as to union activities undertaken in opposition to employment practices believed to be unlawful.

Further, "Title VII retaliation claims require proof that the desire to retaliate was the but-for cause of the challenged employment action, " Univ. of Tex. Sw. Med. Ctr. v. Nassar , 133 S.Ct. 2517, 2528 (2012), and the same is true of retaliation claims under the NYSHRL, see, e.g., Pilgrim v. McGraw-Hill Cos., Inc. , 599 F.Supp.2d 462, 468 (S.D.N.Y. 2009). Plaintiff alleges no facts that raise a plausible inference that she suffered an adverse employment action as a result of the retaliation she alleges, rather than her lateness and other performance issues. Her federal and state race and national origin discrimination and retaliation claims must therefore be DISMISSED.[6]

C. Other Bases for Dismissal of Federal and State Law Claims

1. Claims against individual defendants.

There is no individual liability under Title VII, the ADEA, or the ADA. Spiegel v. Schulmann , 604 F.3d 72, 79 (2d Cir. 2010) (no individual liability under Title VII or the ADA); Cherry v. Toussaint , 50 Fed.App'x 476, 477 (2d Cir. 2002) (summary order) ("[T]he ADEA precludes individual liability."). Accordingly, Plaintiffs federal claims against the individual defendants named in the Complaint are DISMISSED.

2. Statute of limitations.

In New York, the statute of limitations for Title VII, ADA, and ADEA claims is 300 days prior to the filing of an EEOC charge. Tewksbury v. Ottaway Newspapers , 192 F.3d 322, 325-28 (2d Cir. 1999) (ADA); Haghpassand v. Reuters Am. Inc. , 120 Fed.App'x 859, 861 (2d Cir. 2005) (summary order) (Title VII and ADEA). Plaintiffs Complaint alleges that the alleged discriminatory conduct occurred from 2002 through August 20, 2013. (See Compl.) To the extent that Plaintiffs Complaint alleges discriminatory acts prior to 300 days before November 6, 2013, the earliest date on which she could have filed her EEOC charge, Plaintiffs federal claims based on these acts are time-barred, and therefore DISMISSED.

The statute of limitations on NYSHRL and NYCHRL claims is three years. Sotomayor v. City of New York , 862 F.Supp.2d 226, 248-249 (E.D.N.Y. 2012) (citing N.Y. C.P.L.R. § 214(2); N.Y.C. Admin Code§ 8-502(d); Koerner v. State of New York , 467 N.E.2d 232, 233-34 (N.Y. 1994)). To the extent Plaintiff's Complaint alleges discriminatory acts prior to three years before Plaintiff commenced this action, Plaintiff's NYSHRL and NYCHRL claims are time-barred, and therefore DISMISSED.

D. New York City Law Claims

Having dismissed Plaintiffs federal and state discrimination and retaliation claims, the Court must now determine whether to exercise supplemental jurisdiction over her city law claims. Federal district courts have supplemental jurisdiction over non-federal law claims "that are so related to claims in the action within such original jurisdiction that they form part of the same case or controversy under Article III of the United States Constitution." 28 U.S.C. § 1367(a). However, a federal district court may, at its discretion, "decline to exercise supplemental jurisdiction" if it "has dismissed all claims over which it has original jurisdiction." 28 U.S.C. § 1367(c)(3). In deciding whether to exercise supplemental jurisdiction, a district court should balance the traditional "values of judicial economy, convenience, fairness, and comity." Carnegie Mellon Univ. v. Cohill , 484 U.S. 343, 350 (1988). As a general rule, when a plaintiffs federal claims are dismissed, their non-federal claims should be dismissed as well. See In re Merrill Lynch Ltd. P'ships Litig. , 154 F.3d 56, 61 (2d Cir. 1998).

The NYCHRL embodies a broader conception of actionable discrimination and retaliation than Title VII and the NYSHRL. See Loeffler v. Staten Island Univ. Hosp. , 582 F.3d 268, 277-79 (2d Cir. 2009) (explaining that NYCHRL is not coextensive with federal and state law counterparts); Fincher v. Depository Trust & Clearing Corp. , 604 F.3d 712, 723 (2d Cir. 2010) ("[T]he retaliation inquiry under the CHRL is broader than its federal counterpart." (internal quotation marks omitted)). Nevertheless, despite the liberal construction accorded claims under the NYCHRL, Plaintiff must still allege enough facts to state a claim to relief under the NYCHRL that is plausible on its face. Plaintiff has failed to do so, and instead has made only conclusory allegations. Accordingly, the Court need not invest any additional judicial resources to resolve Plaintiffs NYCHRL claims, and considerations of convenience, fairness, and comity do not counsel against exercising supplemental jurisdiction over these claims. Plaintiffs NYCHRL claims are therefore DISMISSED.


For the reasons set forth above, plaintiffs claims are DISMISSED. Plaintiff has leave from the Court to file an amended complaint. Should she wish to do so, Plaintiff must file such an amended complaint within thirty (30) days of the date of this Memorandum Opinion & Order.

The Court certifies, pursuant to 28 U.S.C. § 1915(a)(3), that any appeal from this Opinion and Order would not be taken in good faith and therefore denies in forma pauperis status for the purpose of an appeal. See Coppedge v. United States , 369 U.S. 438, 444-45 (1962).

The Clerk of Court is directed to close the motion at ECF No. 16.


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