Searching over 5,500,000 cases.

Buy This Entire Record For $7.95

Download the entire decision to receive the complete text, official citation,
docket number, dissents and concurrences, and footnotes for this case.

Learn more about what you receive with purchase of this case.

Sooklal v. Gerbino

United States District Court, S.D. New York

November 21, 2014



JESSE M. FURMAN, District Judge.

Plaintiff Rajesh Sooklal sues Defendant Joseph Gerbino, a Special Agent with the United States Secret Service, in his individual capacity, for malicious prosecution in violation of Plaintiff's rights under the Fourth and Fourteenth Amendments. (Am. Compl. (Docket No. 13)). Pursuant to Rule 12(b)(6), Defendant moves to dismiss the Amended Complaint (the "Complaint"). (Docket No. 16). For the reasons explained below, Defendant's motion to dismiss is GRANTED.


The following facts, taken from the Complaint, are assumed to be true for purposes of this motion. See, e.g., LaFaro v. N.Y. Cardiothoracic Grp., PLLC, 570 F.3d 471, 475 (2d Cir. 2009). In early 2010, Defendant was investigating allegations of bank fraud committed at Wachovia Bank's Hampstead branch. (Am. Compl. ¶ 12). Bank officials informed Defendant that one of the perpetrators was named "Rajesh Sooklal." ( Id. ¶ 14). The witnesses described the perpetrator as being about five feet, ten inches tall and weighing 230 pounds. ( Id. ¶¶ 14-15).[1] On April 28 of that year, Plaintiff, who is only about 160 pounds, was indicted for bank fraud and related offenses, and an arrest warrant was issued. ( Id. ¶¶ 16, 22, 25-26, 35-37). Shortly before Plaintiff's trial was scheduled to begin, however, another person was arrested for the crime, and the charges against Plaintiff were dismissed with prejudice. ( Id. ¶¶ 38-39).

Plaintiff filed this lawsuit on January 17, 2014. (Docket No. 1). The Complaint alleges that Defendant knew about the discrepancies between Plaintiff's appearance and that of the perpetrator, but did not disclose that information to the complaining witnesses prior to the indictment or arrest. (Am. Compl. ¶¶ 17-20, 22-25). It also asserts that, to the extent that Plaintiff's rights were violated by other, unnamed government officials, Defendant failed to intervene. ( Id. ¶ 49).[2]


A motion pursuant to Rule 12(b)(6) challenges the sufficiency of the allegations in the complaint. See ATSI Commc'ns, Inc. v. Shaar Fund, Ltd., 493 F.3d 87, 98 (2d Cir. 2007). To survive such a motion, the plaintiff's complaint must, as a general matter, "state a claim to relief that is plausible on its face." Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). A claim is facially plausible "when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Twombly, 550 U.S. at 556). More specifically, the plaintiff must allege sufficient facts to show "more than a sheer possibility that a defendant has acted unlawfully." Id. If the plaintiff has not "nudged [his or her] claims across the line from conceivable to plausible, [the] complaint must be dismissed." Twombly, 550 U.S. at 570.

In order to prevail on a constitutional tort claim for malicious prosecution, "a plaintiff must show a violation of his rights under the Fourth Amendment, and must establish the elements of a malicious prosecution claim under state law." Manganiello v. City of New York, 612 F.3d 149, 161 (2d Cir. 2010) (citations omitted). To succeed on a claim of malicious prosecution under New York law, a plaintiff must demonstrate "(1) the initiation of a proceeding, (2) its termination favorably to plaintiff, (3) lack of probable cause, and (4) malice." Savino v. City of New York, 331 F.3d 63, 75 (2d Cir. 2003) (internal quotation marks omitted). The existence of probable cause "is a complete defense" to the claim. Id. at 72. Moreover, where, as here, a prosecution begins with the return of an indictment by a grand jury, the indictment "creates a presumption of probable cause that may only be rebutted by evidence that the indictment was procured by fraud, perjury, the suppression of evidence or other police conduct undertaken in bad faith." Id. (internal quotation marks omitted); see also, e.g., Green v. Montgomery, 219 F.3d 52, 60 (2d Cir. 2000); Celestin v. City of New York, 581 F.Supp.2d 420, 433 (E.D.N.Y. 2008).

Plaintiff's Complaint does not meet that standard.[3] Plaintiff points to the alleged discrepancy between his physical appearance and the perpetrator's physical appearance. ( See, e.g., Am. Compl. ¶¶ 15-22, 25).[4] Plaintiff does not allege, however, that Defendant withheld that information from prosecutors, see, e.g., Alvarado v. City of New York, No. 04-CV-2558 (NGG) (VVP), 2006 WL 2252511, at *5 (E.D.N.Y. Aug. 5, 2006) (noting that "[i]t is ultimately the prosecutor who chooses what evidence to put before the grand jury" and that the prosecutor's failure to introduce exculpatory evidence does not demonstrate bad faith on the part of the detective who led the investigation), let alone whether (or how) the supposed physical description of the perpetrator played any role in the grand jury proceedings.

Moreover, even if Defendant did intentionally withhold information about Plaintiff's physical appearance from prosecutors and the grand jury, such "differences in his physical description... [are] not enough to negate probable cause." Celestin, 581 F.Supp.2d at 432; see also Gisondi v. Town of Harrison, 72 N.Y.2d 280, 284 (1988) (holding that a twenty-year difference in age between the plaintiff and the described suspect did not establish malicious prosecution); Carthens v. City of New York, 562 N.Y.S.2d 534, 535 (A.D.2d Dep't 1990) (holding that the failure to disclose in the grand jury "certain discrepancies between the description given by the eyewitness and the actual appearance of the plaintiff" was "insufficient to overcome the presumption" of probable cause); Taylor v. City of Mount Vernon, 555 N.Y.S.2d 409, 410 (A.D.2d Dep't 1990) (similar). Were it otherwise, "virtually every failed prosecution in which the police applied for an arrest warrant or testified at a felony hearing without noting every discrepancy revealed during the investigation, would give rise to a suit and trial for... malicious prosecution." Gisondi, 72 N.Y.2d at 285.[5]

Plaintiff also claims that Defendant failed to intervene to prevent other government officials from violating his constitutional rights. (Am. Compl. ¶¶ 42, 49). It is well settled that law enforcement officials may be held liable for failing to prevent another officer from violating a person's constitutional rights only if the officer "observes or has reason to know that an individual's constitutional right has been violated and he had a realistic opportunity to prevent the harm from occurring." Brooks v. County of Nassau, ___ F.Supp. 3d ___, No. 14-CV-3107 (LDW) (GRB), 2014 WL 5093277, at *5 (E.D.N.Y. Oct. 9, 2014) (internal quotation marks omitted); see also Anderson v. Branen, 17 F.3d 552, 557 (2d Cir. 1994). Here, Plaintiff essentially concedes that the Complaint - which neither mentions another official who could have violated Plaintiff's rights nor asserts that Defendant had a realistic opportunity to prevent the violation from occurring - fails to allege conduct satisfying that standard. Instead, Plaintiff argues that as "information is gathered which is now unavailable to the Plaintiff, it may well be determined that the Defendant had a fellow member of law enforcement acting improperly and that Defendant knew of and failed to intervene." (Pl.'s Mem. 7). That is not enough to survive Defendant's motion, as it is Plaintiff's burden of pleading facts that "raise a right to relief above the speculative level." Twombly, 550 U.S. at 55. By his own near admission, Plaintiff does not meet that burden here.


For the foregoing reasons, Defendant's motion is GRANTED and the case is ...

Buy This Entire Record For $7.95

Download the entire decision to receive the complete text, official citation,
docket number, dissents and concurrences, and footnotes for this case.

Learn more about what you receive with purchase of this case.