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Stevens v. Hmshost Corporation

United States District Court, E.D. New York

March 4, 2015

HMSHOST CORPORATION, et al., Defendants.


I. LEO GLASSER, Senior District Judge.

Plaintiff Easton Stevens brings this action under the Fair Labor Standards Act ("FLSA"), 29 U.S.C. § 201, et seq., against defendants HMSHost Corporation, Host International, Inc., and Host Services of New York, alleging that he and other assistant managers employed by defendants were misclassified as exempt from the FLSA's overtime requirements. Although plaintiff sought to conduct this case as a collective action pursuant to 29 U.S.C. § 216(b), and received conditional certification to do so on June 15, 2012 (Dkt. No. 49), this Court revoked that certification after discovery had concluded by order dated August 27, 2014 (Dkt. No. 174, the "Decertification Order"), on the grounds that the members of the opt-in class were not sufficiently similarly situated to one another to warrant proceeding on a collective basis. Familiarity with those prior orders and the facts underlying this case, as set forth therein, is presumed here.

Plaintiff now moves this Court for an order that would certify the Decertification Order for interlocutory appeal pursuant to 28 U.S.C. § 1292(b).[1] Defendants oppose the motion on the grounds that it is untimely and meritless. For the following reasons, plaintiff's motion is DENIED.


Pursuant to 28 U.S.C. § 1292(b), a district court may, in its discretion, certify an interlocutory order for appeal if it believes that the order involves a controlling question of law as to which there is substantial ground for difference of opinion and that an immediate appeal from the order may materially advance the ultimate termination of the litigation. E.g., SEC v. Credit Bancorp, Ltd., 103 F.Supp.2d 223, 226 (S.D.N.Y. 2000) (citations omitted). The Second Circuit has repeatedly emphasized that interlocutory appeals are an exception to the policy against piecemeal appellate review, and that certification is warranted only in exceptional cases. E.g., Flor v. BOT Fin. Corp. (In re Flor), 79 F.3d 281, 284 (2d Cir. 1996) (collecting cases). Thus, a party must demonstrate that "the precise conditions'" set forth in Section 1292(b) are met before a court will certify a decision for interlocutory review. See Credit Bancorp, 103 F.Supp.2d at 226 (quoting Gottesman v. Gen. Motors Corp., 268 F.2d 194, 196 (2d Cir. 1959)). Even when both conditions are satisfied, "district courts have unfettered discretion to deny certification if other factors counsel against it.'" Persaud v. Caribbean Airlines Ltd. (In re Air Crash at Georgetown, Guyana, on July 30, 2011), 33 F.Supp. 3d 139, 154 (E.D.N.Y. 2014) (quoting Transp. Workers of Am., Local 100, AFL-CIO v. N.Y.C. Transit Auth., 358 F.Supp.2d 347, 351 (S.D.N.Y. 2005)).


I. Timeliness

Defendants' opposition to plaintiff's motion on grounds that he "did not seek permission to appeal from that interlocutory order within 10 days of the Decertification Order..." (Dkt. No. 185 at 2) is a misplaced reading of that statute and wrong. See, e.g., Richardson Elecs., Ltd. v. Panache Broad. of Pa., Inc., 202 F.3d 957, 958 (7th Cir. 2000) (finding that "[t]here is no time limit in the statute or in any applicable rules for seeking the district judge's permission to appeal under [Section] 1292(b)"); Marisol A. ex rel. Forbes v. Giuliani, 104 F.3d 524, 526 (2d Cir. 1996).

II. Merits

Plaintiff argues that the Decertification Order should be certified for interlocutory review because it would allow the Second Circuit to add its own voice to the disparate views of other courts regarding the proper standard for certification of an FLSA collective action. That, in turn, plaintiff claims, would materially advance the termination of this case. Defendants respond that there is neither a controlling question of law inherent in the Decertification Order nor a substantial ground for difference of opinion over the standard it applied, and add that an immediate appeal would not advance the termination of this case.

The Second Circuit has never articulated a definitive standard by which a motion for final certification of an FLSA collective action should be decided, but in ruling on such a motion in this case, this Court employed the same "ad hoc, case-by-case approach" to the facts used by countless other courts, noting that "a variety of factors" could be considered and focusing on "(1) the disparate factual and employment settings of the individual plaintiffs; (2) the defenses available to defendants which appear to be individual to each plaintiff; and (3) fairness and procedural considerations that counsel for or against maintaining a collective action.'" Decertification Order at 8 (quoting Gardner v. W. Beef Props., No. 07-CV-2345, 2013 WL 1629299, at *4 (E.D.N.Y. Mar. 25, 2013), rep't & rec. adopted sub nom White v. W. Beef Props., 2013 WL 1632657 (E.D.N.Y. Apr. 16, 2013)). Plaintiff argues that this standard was misapplied and conflicts with other standards used in this Circuit, which place emphasis on "whether plaintiffs are subject to a single decision, policy, or plan'" (quoting Alonzo v. Uncle Jack's Steakhouse, Inc., No 08 Civ. 7813, 2011 WL 4389636, at *3 (S.D.N.Y. Sept. 21, 2011)), as well as the standards adopted by the Third and Eleventh Circuits. See Dkt. No. 184 at 1-2, 6-14. His first argument is merely an attempt to relitigate the dueling motions that led to the Decertification Order, and the Court will not entertain it. His second argument is meritless, for the reasons set forth below.

A. Absence of "Single Decision, Policy, or Plan" Language

A cursory reading of the Decertification Order reveals plaintiff's claims regarding the Court's alleged failure to consider whether the opt-in plaintiffs were subject to a single decision, policy, or plan to be totally without merit. The Court did consider the decisions, policies and plans of defendants when analyzing the employment settings of the individual plaintiffs. The Decertification Order specifically notes that the opt-in plaintiffs were subject to blanket classifications by defendants, worked under certain uniform corporate policies, and received uniform training. It then went on to note that all of these factors, while "evidence of similarity, " did not "automatically qualify the employees as similarly situated, nor eliminate the need to make a factual determination as to whether class members are actually performing similar duties.'" Decertification Order at 9-10 (quoting Gardner, 2013 WL 1629299, at *7).

The Court then conducted an evidentiary analysis of the deposition testimony of the proposed class members and found that defendants' uniform policies were outweighed by the actual differences between the tasks and duties of the putative class members. It therefore held that allowing this case to proceed as a collective action would not be warranted. See id. at 10-12 (citing Johnson v. Big Lots Stores, Inc., 561 F.Supp.2d 567, 592 (E.D. La. 2008)). Plaintiff takes exception to the ...

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